0001209191-17-049154.txt : 20170816 0001209191-17-049154.hdr.sgml : 20170816 20170816154106 ACCESSION NUMBER: 0001209191-17-049154 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170815 FILED AS OF DATE: 20170816 DATE AS OF CHANGE: 20170816 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HUGHES LOUIS SYLVESTER CENTRAL INDEX KEY: 0001630923 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21044 FILM NUMBER: 171036233 MAIL ADDRESS: STREET 1: 201 EAST SANDPOINTE AVE., 8TH FLOOR CITY: SANTA ANA STATE: CA ZIP: 92707 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNIVERSAL ELECTRONICS INC CENTRAL INDEX KEY: 0000101984 STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD AUDIO & VIDEO EQUIPMENT [3651] IRS NUMBER: 330204817 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 201 E. SANDPOINTE AVENUE STREET 2: 8TH FLOOR CITY: SANTA ANA STATE: CA ZIP: 92707-6708 BUSINESS PHONE: 714-918-9500 MAIL ADDRESS: STREET 1: 201 E. SANDPOINTE AVENUE STREET 2: 8TH FLOOR CITY: SANTA ANA STATE: CA ZIP: 92707-6708 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-08-15 0 0000101984 UNIVERSAL ELECTRONICS INC UEIC 0001630923 HUGHES LOUIS SYLVESTER 201 EAST SANDPOINTE 8TH FLOOR SANTA ANA CA 92707-6708 0 1 0 0 COO Common Stock 2017-08-15 4 M 0 3000 0.00 A 3723 D Common Stock 2017-08-15 4 F 0 1657 58.35 D 2066 D Restricted Stock Units 2017-08-15 4 M 0 3000 0.00 D Common Stock 3000 15689 D Stock issued pursuant to a Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on August 15, 2016 and ratified by the Board of Directors on October 26, 2016. This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive aone share of UEI common stock. The restricted stock units will will vest ratably on an annual basis over three years beginning on August 15, 2017. /s/Louis S. Hughes by Natalie Cernosek, pursuant to Limited Power of Attorney dated January 14, 2015(attached) 2017-08-16 EX-24.4_740616 2 poa.txt POA DOCUMENT LIMITED POWER OF ATTORNEY FOR SECTION 16 REPORTING OBLIGATIONS Know all by these presents, that the undersigned's hereby makes, constitutes and appoints Richard A. Firehammer, Jr., Valerie J. Ballard, and Natalie Cernosek as the undersigned's true and lawful attorney-in-fact, with full power and authority as hereinafter described on behalf of and in the name, place and stead of the undersigned to: (1) prepare, execute, acknowledge, deliver and file Forms 3, 4, and 5 (including any amendments thereto) with respect to the securities of Universal Electronics Inc., a Delaware corporation(the "Company"), with the United States Securities and Exchange Commission, any national securities exchanges and the Company, as considered necessary or advisable under Section 16(a) of the Securities Exchange Act of 1934 and the rules and regulations promulgated thereunder, as amended from time to time (the "Exchange Act"); (2) seek or obtain, as the undersigned's representative and on the undersigned's behalf, information on transactions in the Company's securities from any third party, including brokers, employee benefit plan administrators and trustees, and the undersigned hereby authorizes any such person to release any such information to the undersigned and approves and ratifies any such release of information; and (3) perform any and all other acts which in the discretion of such attorney-in-fact are necessary or desirable for and on behalf of the undersigned in connection with the foregoing. The undersigned acknowledges that: (1) this Power of Attorney authorizes, but does not require, such attorney-in-fact to act in their discretion on information provided to such attorney-in-fact without independent verification of such information; (2) any documents prepared and/or executed by such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney will be in such form and will contain such information and disclosure as such attorney-in-fact, in his or her discretion, deems necessary or desirable; (3) neither the Company nor such attorney-in-fact assumes (i) any liability for the undersigned's responsibility to comply with the requirement of the Exchange Act, (ii) any liability of the undersigned for any failure to comply with such requirements, or (iii) any obligation or liability of the undersigned for profit disgorgement under Section 16(b) of the Exchange Act; and (4) this Power of Attorney does not relieve the undersigned from responsibility for compliance with the undersigned's obligations under the Exchange Act, including without limitation the reporting requirements under Section 16 of the Exchange Act. The undersigned hereby gives and grants the foregoing attorney-in-fact full power and authority to do and perform all and every act and thing whatsoever requisite, necessary or appropriate to be done in and about the foregoing matters as fully to all intents and purposes as the undersigned might or could do if present, hereby ratifying all that such attorney-in-fact of, for and on behalf of the undersigned, shall lawfully do or cause to be done by virtue of this Limited Power of Attorney. This Power of Attorney shall remain in full force and effect until revoked by the undersigned in a signed writing delivered to such attorney-in-fact. IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 14th day of January, 2015. /s/Louis S. Hughes Signature Louis S. Hughes Print Name STATE OF CALIFORNIA COUNTY OF ORANGE On January 14, 2015 before me, Shelly Tellez, Notary Public personally appeared Louis S. Hughes who proved to me on the basis of satisfactory evidence to be the person whose name is subscribed to the within instrument and acknowledged to me that he executed the same in his authorized capacity, and that by his signature on the instrument the person, or the entity upon behalf of which the person acted, executed the instrument. I certify under PENALTY OF PERJURY under the laws of the State of California that the foregoing paragraph is true and correct. WITNESS my hand and official seal. /s/Shelly Tellez Notary Public May 2, 2018 My Commission Expires: