0001019531-11-000006.txt : 20111012 0001019531-11-000006.hdr.sgml : 20111012 20111012102534 ACCESSION NUMBER: 0001019531-11-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111012 DATE AS OF CHANGE: 20111012 EFFECTIVENESS DATE: 20111012 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SWARTHMORE GROUP INC CENTRAL INDEX KEY: 0001019531 IRS NUMBER: 233042105 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05724 FILM NUMBER: 111136782 BUSINESS ADDRESS: STREET 1: 1717 ARCH STREET STREET 2: SUITE 3810 CITY: PHILADELPHIA STATE: PA ZIP: 19103 BUSINESS PHONE: 2155579300 MAIL ADDRESS: STREET 1: 1717 ARCH STREET STREET 2: SUITE 3810 CITY: PHILADELPHIA STATE: PA ZIP: 19103 13F-HR 1 form13f3qtr2011.txt Main Page (1) TYPE 13F-HR PERIOD 09/30/2011 FILER UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2011 Check here if Amendment [ x ]; Amendment Number: 1 This Amendment (Check only one.): [x] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: The Swarthmore Group, Inc. Address: 1717 Arch Street Suite 3810 Philadelphia, PA 19103 13F File Number: 28-5724 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Person Signing this Report on Behalf of Reporting Manager: Name: Paula Mandle Title: CEO Phone: 215-557-9300 Signature, Place, and Date of Signing: Paula Mandle Philadelphia, Pennsylvania October 12, 2011 Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 59 Form 13F Information Table Value Total: 621612 List of Other Included Managers: No. 13F File Number Name FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- Abbott Laboratories COM 002824100 20464 400150.00 SH Sole 231450.00 168700.00 Accenture Ltd - Cl A COM g1151c101 17482 331850.00 SH Sole 194150.00 137700.00 AFLAC Inc COM 001055102 12567 359575.00 SH Sole 210125.00 149450.00 Agilent Technologies Inc COM 00846U101 3727 119275.00 SH Sole 74950.00 44325.00 Air Prods & Chems Inc COM 009158106 1743 22825.00 SH Sole 22825.00 Alexion Pharmaceutic COM 015351109 3232 50450.00 SH Sole 7600.00 42850.00 Altera Corporation COM 021441100 13147 416975.00 SH Sole 182875.00 234100.00 Amphenol Corp Cl-A COM 032095101 10215 250550.00 SH Sole 110400.00 140150.00 Apple Inc COM 037833100 24591 64490.00 SH Sole 34390.00 30100.00 Automatic Data Processing COM 053015103 2155 45700.00 SH Sole 6900.00 38800.00 Baker Hughes Inc COM 057224107 4156 90050.00 SH Sole 52200.00 37850.00 Bard C R Inc COM 067383109 16364 186926.00 SH Sole 109400.00 77526.00 BlackRock, Inc. COM 09247x101 1957 13225.00 SH Sole 1975.00 11250.00 Caterpillar Inc COM 149123101 1857 25150.00 SH Sole 3800.00 21350.00 Celgene Corporation COM 151020104 21692 350375.00 SH Sole 185375.00 165000.00 Cognizant Tec Solutions COM 192446102 2478 39525.00 SH Sole 5975.00 33550.00 Concho Resources COM 20605p101 10020 140850.00 SH Sole 81550.00 59300.00 Conocophillips COM 20825C104 19346 305525.00 SH Sole 160525.00 145000.00 Cooper Industries Inc COM g24140108 13807 299375.00 SH Sole 175375.00 124000.00 Deckers Outdoor COM 243537107 17127 183850.00 SH Sole 107500.00 76350.00 Dollar Tree Inc COM 256746108 3058 40700.00 SH Sole 6150.00 34550.00 Dover Corp COM 260003108 10450 224250.00 SH Sole 110350.00 113900.00 Dr Pepper Snapple Group COM 26138e109 11558 298050.00 SH Sole 142850.00 155200.00 Dresser-Rand Group Inc COM 261608103 9593 236700.00 SH Sole 118550.00 118150.00 Eastman Chemical Company COM 277432100 13814 201575.00 SH Sole 117825.00 83750.00 Eaton Corp COM 278058102 3806 107200.00 SH Sole 67450.00 39750.00 EMC Corp/Mass COM 268648102 5891 280650.00 SH Sole 162600.00 118050.00 Freeport-McMoran Copper & Gold COM 35671d857 1535 50400.00 SH Sole 7600.00 42800.00 General Mills COM 370334104 19081 495750.00 SH Sole 289750.00 206000.00 Genuine Parts Co COM 372460105 11369 223800.00 SH Sole 130850.00 92950.00 Google Inc - Class A COM 38259P508 15995 31055.00 SH Sole 16305.00 14750.00 Home Depot, Inc COM 437076102 2822 85850.00 SH Sole 13000.00 72850.00 Honeywell International COM 438516106 2290 52150.00 SH Sole 7850.00 44300.00 I-Shares Intermediate Credit COM 464288638 1955 18305.00 SH Sole 18305.00 J.P. Morgan Chase & Company COM 46625H100 12996 431475.00 SH Sole 244325.00 187150.00 Macy's Inc. COM 55616p104 14866 564800.00 SH Sole 279250.00 285550.00 Medco Health Solutions Inc COM 58405u102 2205 47025.00 SH Sole 7125.00 39900.00 Metlife Inc COM 59156r108 13008 464400.00 SH Sole 244350.00 220050.00 Mylan Inc COM 628530107 12675 746025.00 SH Sole 435225.00 310800.00 National Oilwell Varco COM 637071101 15471 302050.00 SH Sole 159275.00 142775.00 Netapp Inc COM 64110d104 6884 202900.00 SH Sole 100300.00 102600.00 Nike Inc Cl B COM 654106103 18241 213325.00 SH Sole 124450.00 88875.00 Norfolk Southern Corp COM 655844108 2130 34900.00 SH Sole 5250.00 29650.00 NV Energy Inc COM 67073y106 11818 803400.00 SH Sole 469900.00 333500.00 Oracle Corporation COM 68389X105 21111 734550.00 SH Sole 383225.00 351325.00 Pepsico Inc COM 713448108 22860 369300.00 SH Sole 194500.00 174800.00 Price T Rowe Group Inc COM 74144T108 12633 264449.00 SH Sole 156250.00 108199.00 Priceline Com Inc. COM 741503403 2573 5725.00 SH Sole 850.00 4875.00 Procter & Gamble COM 742718109 3266 51700.00 SH Sole 7800.00 43900.00 Qualcomm Inc. COM 747525103 5729 117800.00 SH Sole 70750.00 47050.00 Raymond James Financial Inc. COM 754730109 417 16050.00 SH Sole 16050.00 Target Corp COM 87612e106 2555 52100.00 SH Sole 7850.00 44250.00 U S Bancorp COM 902973304 16117 684650.00 SH Sole 395300.00 289350.00 United Parcel Service - Cl B COM 911312106 16758 265375.00 SH Sole 140925.00 124450.00 VF Corp COM 918204108 21369 175850.00 SH Sole 92725.00 83125.00 Walgreen Co COM 931422109 12875 391450.00 SH Sole 201500.00 189950.00 Waters Corp COM 941848103 14826 196400.00 SH Sole 114950.00 81450.00 Watson Pharmaceuticals Inc COM 942683103 2580 37800.00 SH Sole 5700.00 32100.00 Westar Energy Inc. COM 95709t100 24306 919975.00 SH Sole 538275.00 344950.00 REPORT SUMMARY 59 DATA RECORDS 621612 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED