0001019432-12-000012.txt : 20121204 0001019432-12-000012.hdr.sgml : 20121204 20121204114637 ACCESSION NUMBER: 0001019432-12-000012 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20121204 DATE AS OF CHANGE: 20121204 GROUP MEMBERS: AMH EQUITY LLC GROUP MEMBERS: LEVITICUS PARTNERS LP SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SOCKET MOBILE, INC. CENTRAL INDEX KEY: 0000944075 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571] IRS NUMBER: 943155066 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-50241 FILM NUMBER: 121239637 BUSINESS ADDRESS: STREET 1: 39700 EUREKA DRIVE CITY: NEWARK STATE: CA ZIP: 94560-4808 BUSINESS PHONE: 5109333000 MAIL ADDRESS: STREET 1: 39700 EUREKA DRIVE CITY: NEWARK STATE: CA ZIP: 94560-4808 FORMER COMPANY: FORMER CONFORMED NAME: SOCKET COMMUNICATIONS INC DATE OF NAME CHANGE: 19950418 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: LEVITICUS PARTNERS L P CENTRAL INDEX KEY: 0001019432 IRS NUMBER: 133896587 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 60 EAST 42ND STREET STREET 2: SUITE 901 CITY: NEW YORK STATE: NY ZIP: 10165 BUSINESS PHONE: (212)871-5700 MAIL ADDRESS: STREET 1: 60 EAST 42ND STREET STREET 2: SUITE 901 CITY: NEW YORK STATE: NY ZIP: 10165 SC 13G/A 1 sckt13ga5.txt SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (AMENDMENT NO.5)* SOCKET MOBILE, INC. -------------------------------------------------------------------- (Name of Issuer) Common Stock ------------------------------------------------------------------ (Title of Class of Securities) 83368E200 ---------------------------------------------------------------------- (CUSIP Number) 12/03/12 ---------------------------------------------------------------------- (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this schedule is filed: / / Rule 13d-i(b) /X / Rule 13d-i(c) / / Rule 13d-i(d) ------------------------ *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act. CUSIP NO. 83368E200 13G/A ------------------------------------------------------------------------ -------- 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) AMH Equity LLC ------------------------------------------------------------------------ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) / / ------------------------------------------------------------------------ 3 SEC USE ONLY ------------------------------------------------------------------------ 4 CITIZENSHIP OR PLACE OF ORGANIZATION New York, USA ------------------------------------------------------------------------ NUMBER OF 5 SOLE VOTING POWER SHARES 24,240 BENEFICIALLY -------------------------------------------------- OWNED BY 6 SHARED VOTING POWER EACH ------------------------------------------------- REPORTING 7 SOLE DISPOSITIVE POWER PERSON 24,240 WITH ------------------------------------------------- 8 SHARED DISPOSITIVE POWER ------------------------------------------------------------------------ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 439,561 ------------------------------------------------------------------------ 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* / / ------------------------------------------------------------------------ 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 9.0% ------------------------------------------------------------------------ 12 TYPE OF REPORTING PERSON* PN ------------------------------------------------------------------------ CUSIP NO. 83368E200 13G/A ------------------------------------------------------------------------ 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Leviticus Partners, L.P. ------------------------------------------------------------------------ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) / / ------------------------------------------------------------------------ 3 SEC USE ONLY ------------------------------------------------------------------------ 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware, USA ------------------------------------------------------------------------ NUMBER OF 5 SOLE VOTING POWER SHARES 415,321 BENEFICIALLY ------------------------------------------ OWNED BY 6 SHARED VOTING POWER EACH ----------------------------------- REPORTING 7 SOLE DISPOSITIVE POWER PERSON 415,321 WITH --------------------------------------------- 8 SHARED DISPOSITIVE POWER ------------------------------------------------------------------------ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 439,561 ------------------------------------------------------------------------ 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* / / ------------------------------------------------------------------------ 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 9.0% ------------------------------------------------------------------------ 12 TYPE OF REPORTING PERSON* PN ------------------------------------------------------------------------ ITEM 1: (a) NAME OF ISSUER: SOCKET MOBILE, INC. (b) ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 39700 EUREKA DRIVE NEWARK CA 94560-4808 ITEM 2: (a) NAME OF PERSON FILING: This Schedule 13G/A is jointly filed by Leviticus Partners, L.P., a Delaware limited partnership (Leviticus) and AMH Equity, LLC (AMH), a New York limited liability company (each a Reporting Person and, collectively, the Reporting Persons). AMH is the general partner of Leviticus. (b) ADDRESS OF PRINCIPAL BUSINESS OFFICE : C/O Leviticus Partners LP 60 East 42nd Street Suite 901 New York, NY 10165 (c) CITIZENSHIP: See above (d) TITLE OF CLASS OF SECURITIES: SEE COVER PAGE (e) CUSIP NUMBER: SEE COVER PAGE ITEM 3: See Item 12 above ITEM 4: (a) AMOUNT BENEFICIALLY OWNED: See Item 9 above (b) PERCENT OF CLASS: See Item 11 above (c) NUMBER OF SHARES AS TO WHICH SUCH PERSON HAS VOTING AND DISPOSITIVE POWERS: See Items 5 and 7 above ITEM 5: OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS: / / ITEM 6: OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON: N/A The principal address of Leviticus is: 60 East 42nd Street Suite 901 New York, NY 10165 ITEM 7: Inapplicable ITEM 8: Inapplicable ITEM 9: NOTICE OF DISSOLUTION OF GROUP: Inapplicable ITEM 10: CERTIFICATION: By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in theordinary course of business and were not acquired and are not held for the purpose of and do not have the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having such purpose or effect. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: December 04, 2012 Leviticus Partners, L.P. By: AMH Equity, LLC, its general partner By: /s/ Adam Hutt Name: Adam Hutt Title: Managing Member AMH Equity, LLC By: /s/ Adam Hutt Name: Adam Hutt Title: Managing Member