0001019361-15-000070.txt : 20151124 0001019361-15-000070.hdr.sgml : 20151124 20151124185935 ACCESSION NUMBER: 0001019361-15-000070 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151124 FILED AS OF DATE: 20151124 DATE AS OF CHANGE: 20151124 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROFIN SINAR TECHNOLOGIES INC CENTRAL INDEX KEY: 0001019361 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 383306461 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 40984 CONCEPT DRIVE CITY: PLYMOUTH STATE: MI ZIP: 48170 BUSINESS PHONE: 7344555400 MAIL ADDRESS: STREET 1: 40984 CONCEPT DRIVE CITY: PLYMOUTH STATE: MI ZIP: 48170 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Merk Thomas CENTRAL INDEX KEY: 0001354691 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21377 FILM NUMBER: 151254140 BUSINESS ADDRESS: BUSINESS PHONE: 011-49-8151 776 108 MAIL ADDRESS: STREET 1: PETERSBRUNNER STRABE 1B CITY: STARNBERG STATE: 2M ZIP: 82319 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2015-11-24 0 0001019361 ROFIN SINAR TECHNOLOGIES INC RSTI 0001354691 Merk Thomas PETERSBRUNNER STRABE 1B STARNBERG 2M 82319 GERMANY 0 1 0 0 CEO Common Stock - RSTI 2015-11-24 4 M 0 50000 26.045 A 50000 D Common Stock - RSTI 2015-11-24 4 S 0 50000 28.1034 D 0 D Employee Stock Option Right to Buy 26.045 2015-11-24 4 M 0 50000 26.045 A 2007-03-16 2016-03-16 Common Stock - RSTI 50000 0 D Employee Stock Option Right to Buy 28.5 2008-03-15 2017-03-15 Common Stock - RSTI 0 60000 D Employee Stock Option Right to Buy 40.2 2009-03-19 2018-03-19 Common Stock - RSTI 0 30000 D Employee Stock Option Right to Buy 15.04 2010-03-18 2019-03-18 Common Stock - RSTI 0 30000 D Employee Stock Option Right to Buy 22.83 2011-03-17 2020-03-17 Common Stock - RSTI 0 30000 D Employee Stock Option Right to Buy 35.19 2012-03-16 2021-03-16 Common Stock - RSTI 0 30000 D Employee Stock Option Right to Buy 25.95 2013-03-15 2022-03-15 Common Stock - RSTI 0 30000 D Employee Stock Option Right to Buy 27.59 2014-03-14 2023-03-14 Common Stock - RSTI 0 30000 D Employee Stock Option Right to Buy 25.19 2014-11-06 2023-11-06 Common Stock - RSTI 0 30000 D Employee Stock Option Right to Buy 22.75 2015-11-11 2024-11-11 Common Stock - RSTI 0 30000 D Employee Stock Option Right to Buy 27.44 2016-07-01 2025-07-01 Common Stock - RSTI 0 20000 D Employee Stock Option Right to Buy 29.68 2016-11-10 2025-11-10 Common Stock - RSTI 0 40000 D Shares were exercised under the Rofin-Sinar Technologies Inc. Equity Incentive Plan (the Plan). Shares were purchased at the exercise price and then sold at the market price on the same day at an average price of $28.1034 with the high price being $28.42 and the low price being $28.10. Value represents the exercise price of the shares granted under the Plan. Grants to purchase shares of common stock under the Plan are exercisable in 20% increments on each of the first five anniversaries of the date of grant and expire following the tenth anniversary of the date of grant. Number represents the number of remaining outstanding shares under the particular grant date. No transaction being reported at this time - only reporting holdings as of this date. Number represents the number of available shares remaining under the particular grant date. Shares are vested but not yet beneficially owned, only outstanding under the plan. Number represents the number of available shares remaining under the particular grant date. 24,000 shares are currently vested and exercisable and the remaining 6,000 shares have not yet vested. None of these shares are beneficially owned yet. Number represents the number of available shares remaining under the particular grant date. 18,000 shares are currently vested and exercisable and the remaining 12,000 shares have not yet vested. None of these shares are beneficially owned yet. Number represents the number of available shares remaining under the particular grant date. 12,000 shares are currently vested and exercisable and the remaining 18,000 shares have not yet vested. None of these shares are beneficially owned yet. Number represents the number of available shares remaining under the particular grant date. 6,000 shares are currently vested and exercisable and the remaining 24,000 shares have not yet vested. None of these shares are beneficially owned yet. Number represents the number of available shares remaining under the particular grant date. Shares are not yet vested or beneficially owned, only outstanding under the plan. Cindy Denis - Attorney in Fact 2015-11-24