0001019361-15-000070.txt : 20151124
0001019361-15-000070.hdr.sgml : 20151124
20151124185935
ACCESSION NUMBER: 0001019361-15-000070
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151124
FILED AS OF DATE: 20151124
DATE AS OF CHANGE: 20151124
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ROFIN SINAR TECHNOLOGIES INC
CENTRAL INDEX KEY: 0001019361
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690]
IRS NUMBER: 383306461
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 40984 CONCEPT DRIVE
CITY: PLYMOUTH
STATE: MI
ZIP: 48170
BUSINESS PHONE: 7344555400
MAIL ADDRESS:
STREET 1: 40984 CONCEPT DRIVE
CITY: PLYMOUTH
STATE: MI
ZIP: 48170
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Merk Thomas
CENTRAL INDEX KEY: 0001354691
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-21377
FILM NUMBER: 151254140
BUSINESS ADDRESS:
BUSINESS PHONE: 011-49-8151 776 108
MAIL ADDRESS:
STREET 1: PETERSBRUNNER STRABE 1B
CITY: STARNBERG
STATE: 2M
ZIP: 82319
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2015-11-24
0
0001019361
ROFIN SINAR TECHNOLOGIES INC
RSTI
0001354691
Merk Thomas
PETERSBRUNNER STRABE 1B
STARNBERG
2M
82319
GERMANY
0
1
0
0
CEO
Common Stock - RSTI
2015-11-24
4
M
0
50000
26.045
A
50000
D
Common Stock - RSTI
2015-11-24
4
S
0
50000
28.1034
D
0
D
Employee Stock Option Right to Buy
26.045
2015-11-24
4
M
0
50000
26.045
A
2007-03-16
2016-03-16
Common Stock - RSTI
50000
0
D
Employee Stock Option Right to Buy
28.5
2008-03-15
2017-03-15
Common Stock - RSTI
0
60000
D
Employee Stock Option Right to Buy
40.2
2009-03-19
2018-03-19
Common Stock - RSTI
0
30000
D
Employee Stock Option Right to Buy
15.04
2010-03-18
2019-03-18
Common Stock - RSTI
0
30000
D
Employee Stock Option Right to Buy
22.83
2011-03-17
2020-03-17
Common Stock - RSTI
0
30000
D
Employee Stock Option Right to Buy
35.19
2012-03-16
2021-03-16
Common Stock - RSTI
0
30000
D
Employee Stock Option Right to Buy
25.95
2013-03-15
2022-03-15
Common Stock - RSTI
0
30000
D
Employee Stock Option Right to Buy
27.59
2014-03-14
2023-03-14
Common Stock - RSTI
0
30000
D
Employee Stock Option Right to Buy
25.19
2014-11-06
2023-11-06
Common Stock - RSTI
0
30000
D
Employee Stock Option Right to Buy
22.75
2015-11-11
2024-11-11
Common Stock - RSTI
0
30000
D
Employee Stock Option Right to Buy
27.44
2016-07-01
2025-07-01
Common Stock - RSTI
0
20000
D
Employee Stock Option Right to Buy
29.68
2016-11-10
2025-11-10
Common Stock - RSTI
0
40000
D
Shares were exercised under the Rofin-Sinar Technologies Inc. Equity Incentive Plan (the Plan). Shares were purchased at the exercise price and then sold at the market price on the same day at an average price of $28.1034 with the high price being $28.42 and the low price being $28.10.
Value represents the exercise price of the shares granted under the Plan.
Grants to purchase shares of common stock under the Plan are exercisable in 20% increments on each of the first five anniversaries of the date of grant and expire following the tenth anniversary of the date of grant.
Number represents the number of remaining outstanding shares under the particular grant date.
No transaction being reported at this time - only reporting holdings as of this date.
Number represents the number of available shares remaining under the particular grant date. Shares are vested but not yet beneficially owned, only outstanding under the plan.
Number represents the number of available shares remaining under the particular grant date. 24,000 shares are currently vested and exercisable and the remaining 6,000 shares have not yet vested. None of these shares are beneficially owned yet.
Number represents the number of available shares remaining under the particular grant date. 18,000 shares are currently vested and exercisable and the remaining 12,000 shares have not yet vested. None of these shares are beneficially owned yet.
Number represents the number of available shares remaining under the particular grant date. 12,000 shares are currently vested and exercisable and the remaining 18,000 shares have not yet vested. None of these shares are beneficially owned yet.
Number represents the number of available shares remaining under the particular grant date. 6,000 shares are currently vested and exercisable and the remaining 24,000 shares have not yet vested. None of these shares are beneficially owned yet.
Number represents the number of available shares remaining under the particular grant date. Shares are not yet vested or beneficially owned, only outstanding under the plan.
Cindy Denis - Attorney in Fact
2015-11-24