-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Vsnfb4Pp9Y3EjhrCmwtWRRdFULozFG/v6qjuaUgwECDnezY43xmihX1jhxKcJ3sY UyEW7JwRxNTYPZzcIho8QA== 0001123292-04-000756.txt : 20041118 0001123292-04-000756.hdr.sgml : 20041118 20041118171401 ACCESSION NUMBER: 0001123292-04-000756 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20041118 DATE AS OF CHANGE: 20041118 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HEALTHTRONICS, INC. CENTRAL INDEX KEY: 0001018871 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 582210668 STATE OF INCORPORATION: GA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-58413 FILM NUMBER: 041155624 BUSINESS ADDRESS: STREET 1: 1841 WEST OAK PARKWAY STREET 2: SUITE A CITY: MARIETTA STATE: GA ZIP: 30062 BUSINESS PHONE: 7704190691 MAIL ADDRESS: STREET 1: 1841 WEST OAK PARKWAY STREET 2: SUITE A CITY: MARIETTA STATE: GA ZIP: 30062 FORMER COMPANY: FORMER CONFORMED NAME: HEALTHTRONICS SURGICAL SERVICES INC DATE OF NAME CHANGE: 20010613 FORMER COMPANY: FORMER CONFORMED NAME: HEALTHTRONICS INC /GA DATE OF NAME CHANGE: 19980623 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Prides Capital Partners, LLC CENTRAL INDEX KEY: 0001295315 IRS NUMBER: 200654530 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 200 HIGH STREET STREET 2: SUITE 700 CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 617 778 9200 MAIL ADDRESS: STREET 1: 200 HIGH STREET STREET 2: SUITE 700 CITY: BOSTON STATE: MA ZIP: 02110 SC 13D/A 1 pridescapital111804.htm Schedule 13D/A

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SEC 1746
(11-02)
  

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13D

 

 

Under The Securities Exchange Act of 1934

(Amendment No. 2)*

 

 

 

 

HealthTronics, Inc.


(Name of Issuer)

 

 

COMMON STOCK, no par value


(Title of Class of Securities)

 

 

42222L107


(CUSIP Number)

 

 

Murray A. Indick

Prides Capital Partners, L.L.C.

200 High Street, Suite 700
Boston, MA 02110

(617) 778-9200


(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)

 

 

November 11 , 2004


(Date of Event which Requires Filing of this Statement)


If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box [ ].
 
* The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
 

The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

CUSIP No. 42222L107

 


  1.  

Names of Reporting Person

 

            Prides Capital Partners, L.L.C.

S.S. or I.R.S. Identification No. of Above Person

            20-0654530

   

  2.  

Check the Appropriate Box if a Member of a Group*

(a)   [ ]

(b)  [x]

   

  3.  

SEC Use Only

 

   

  4.  

Source of Funds *

 

           See Item 3

   

  5.  

Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)

 

  ¨

  6.  

Citizenship or Place of Organization

 

            Delaware

   

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

  7.    Sole Voting Power

 

               -0-


  8.    Shared Voting Power

                 2,655,443**


  9.    Sole Dispositive Power

 

                -0-


10.    Shared Dispositive Power

                 2,655,443**


11.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

            2,655,443**

   

12.  

Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares

 

 

¨

 


13.  

Percent of Class Represented by Amount in Row (11)

 

            8.01%**

   

14.  

Type of Reporting Person

 

            OO (Limited Liability Company)

   

 

** See Item 5



CUSIP No. 42222L107

 


  1.  

Names of Reporting Person

 

            Kevin A. Richardson, II

   

  2.  

Check the Appropriate Box if a Member of a Group*

(a)   [ ]

(b)  [x]

   

  3.  

SEC Use Only

 

   

  4.  

Source of Funds *

 

           See Item 3

   

  5.  

Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)

 

  ¨

  6.  

Citizenship or Place of Organization

 

            USA

   

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

  7.    Sole Voting Power

 

               -0-


  8.    Shared Voting Power

                  2,655,443**


  9.    Sole Dispositive Power

 

                -0-


10.    Shared Dispositive Power

                 2,655,443**


11.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

            2,655,443**

   

12.  

Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares

 

 

¨

 


13.  

Percent of Class Represented by Amount in Row (11)

 

            8.01%**

   

14.  

Type of Reporting Person

 

            IN

   

 

** See Item 5



CUSIP No. 42222L107

 


  1.  

Names of Reporting Person

 

            Henry J. Lawlor, Jr.

   

  2.  

Check the Appropriate Box if a Member of a Group*

(a)   [ ]

(b)  [x]

   

  3.  

SEC Use Only

 

   

  4.  

Source of Funds *

 

           See Item 3

   

  5.  

Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)

 

  ¨

  6.  

Citizenship or Place of Organization

 

            USA

   

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

  7.    Sole Voting Power

 

               -0-


  8.    Shared Voting Power

                  2,655,443**


  9.    Sole Dispositive Power

 

                -0-


10.    Shared Dispositive Power

                 2,655,443**


11.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

            2,655,443**

   

12.  

Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares

 

 

¨

 


13.  

Percent of Class Represented by Amount in Row (11)

 

            8.01%**

   

14.  

Type of Reporting Person

 

            IN

   

 

** See Item 5



CUSIP No. 42222L107

 


  1.  

Names of Reporting Person

 

            Murray A. Indick

   

  2.  

Check the Appropriate Box if a Member of a Group*

(a)   [ ]

(b)  [x]

   

  3.  

SEC Use Only

 

   

  4.  

Source of Funds *

 

           See Item 3

   

  5.  

Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)

 

  ¨

  6.  

Citizenship or Place of Organization

 

            USA

   

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

  7.    Sole Voting Power

 

               -0-


  8.    Shared Voting Power

                  2,655,443**


  9.    Sole Dispositive Power

 

                -0-


10.    Shared Dispositive Power

                 2,655,443**


11.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

            2,655,443**

   

12.  

Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares

 

¨

 


13.  

Percent of Class Represented by Amount in Row (11)

 

            8.01%**

   

14.  

Type of Reporting Person

 

            IN

   

 

** See Item 5



CUSIP No. 42222L107

 


  1.  

Names of Reporting Person

 

            Charles E. McCarthy

   

  2.  

Check the Appropriate Box if a Member of a Group*

(a)   [ ]

(b)  [x]

   

  3.  

SEC Use Only

 

   

  4.  

Source of Funds *

 

           See Item 3

   

  5.  

Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)

 

  ¨

  6.  

Citizenship or Place of Organization

 

            USA

   

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

  7.    Sole Voting Power

 

               -0-


  8.    Shared Voting Power

                  2,655,443**


  9.    Sole Dispositive Power

 

                -0-


10.    Shared Dispositive Power

                 2,655,443**


11.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

            2,655,443**

   

12.  

Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares

 

 

¨

 


13.  

Percent of Class Represented by Amount in Row (11)

 

            8.01%**

   

14.  

Type of Reporting Person

 

            IN

   

 

** See Item 5



CUSIP No. 42222L107

 


  1.  

Names of Reporting Person

 

             Christian Puscasiu

   

  2.  

Check the Appropriate Box if a Member of a Group*

(a)   [ ]

(b)  [x]

   

  3.  

SEC Use Only

 

   

  4.  

Source of Funds *

 

           See Item 3

   

  5.  

Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)

 

  ¨

  6.  

Citizenship or Place of Organization

 

            USA

   

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

  7.    Sole Voting Power

 

               -0-


  8.    Shared Voting Power

                  2,655,443**


  9.    Sole Dispositive Power

 

                -0-


10.    Shared Dispositive Power

                 2,655,443**


11.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

            2,655,443**

   

12.  

Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares

 

 

¨

 


13.  

Percent of Class Represented by Amount in Row (11)

 

            8.01%**

   

14.  

Type of Reporting Person

 

            IN

   

 

** See Item 5


CUSIP No. 42222L107


Item 1. Security and Issuer

 

This Amendment No. 2 amends the Statement on Schedule 13D (the "Schedule 13D") filed with the Securities and Exchange Commission (the "Commission") on August 6, 2004 by Prides Capital Partners, L.L.C. a Delaware limited liability company, Kevin A. Richardson, II, Henry J. Lawlor, Jr., Murray A. Indick, Charles E. McCarthy and Christian Puscasiu. This amendment to the Schedule 13D relates to the shares of Common Stock, no par value (the "Common Stock") of HealthTronics, Inc., a Georgia corporation (the "Issuer"). This Amendment has been filed as a result of the recent merger between the Issuer (previously know as Healthtronics Surgical Services, Inc.) and Prime Medical Services, Inc., as reported by the Issuer on November 12, 2004 on Form 8-K. The principal executive office and mailing address of the Issuer is 1301 Capital of Texas Highway, Suite B-200; Austin, TX 78746. The following amendments to the Schedule 13D are hereby made. Unless otherwise defined herein, all capitalized terms shall have the meanings ascribed to them in the Schedule 13D.

 

Item 5. Interest in Securities of the Issuer

 

 
(a), (b) According to the Issuer's 8-K filed on November 12, 2004, there were 33,142,185 shares of Common Stock issued and outstanding as of November 9, 2004. Based on such information, after taking into account the transactions described in Item 5(c) below, the Reporting Persons report beneficial ownership of 2,655,443 shares of Common Stock, representing 8.01% of the shares outstanding, held by Prides Capital Partners, L.L.C. Voting and investment power concerning the above shares are held solely by Prides Capital Partners, L.L.C.

 

 
Although Kevin A. Richardson, II, Henry J. Lawlor, Jr., Murray A. Indick, Charles E. McCarthy and Christian Puscasiu are joining in this Amendment as Reporting Persons, the filing of this Amendment shall not be construed as an admission that any of them are, for any purpose, the beneficial owner of any of the securities that are beneficially owned by Prides Capital Partners, L.L.C.

 

(c) Since the date of the last acquisition reported in the Schedule 13D, the Reporting Persons purchased the following shares of Common Stock of the Issuer in the open market:

 

 

 

 

Trade Date Shares Pric e/Share

08-10-2004 10,000 7 .23
08-11-2004 10,000 7 .15
08-13-2004 300 7 .00
08-26-2004 3,800 7 .18
08-27-2004 2,600 7 .20
08-30-2004 5,000 7 .10
08-31-2004 800 7 .21
09-28-2004 7,700 7 .07

 

Item 7. Material to Be Filed as Exhibits

 

Exhibit A Joint Filing Undertaking.


SIGNATURES

 

After reasonable inquiry and to the best of our knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct.

Dated: November 18, 2004  
   
PRIDES CAPITAL PARTNERS, L.L.C.  
By: Murray A. Indick  
Managing Member  
   
/s/  Murray A. Indick /s/ Kevin A. Richardson, II
Murray A. Indick Murray A. Indick
  Attorney-in-Fact
   
/s/  Henry J. Lawlor, Jr. /s/ Charles E. McCarthy
Murray A. Indick Murray A. Indick
Attorney-in-Fact Attorney-in-Fact
   
/s/ Christian Puscasiu  
Murray A. Indick  
Attorney-in-Fact  


Exhibit A
JOINT FILING UNDERTAKING

The undersigned, being duly authorized thereunto, hereby execute this agreement as an exhibit to this Schedule 13D to evidence the agreement of the below-named parties, in accordance with the rules promulgated pursuant to the Securities Exchange Act of 1934, to file this Schedule jointly on behalf of each such party.


Dated: November 18, 2004  
   
PRIDES CAPITAL PARTNERS, L.L.C.  
By: Murray A. Indick  
Managing Member  
   
/s/  Murray A. Indick /s/ Kevin A. Richardson, II
Murray A. Indick Murray A. Indick
  Attorney-in-Fact
   
/s/  Henry J. Lawlor, Jr. /s/ Charles E. McCarthy
Murray A. Indick Murray A. Indick
Attorney-in-Fact Attorney-in-Fact
   
/s/ Christian Puscasiu  
Murray A. Indick  
Attorney-in-Fact  


 

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