-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BGYO1P32n7ONRobm+3wlgxhMWGvmKf5+eG4wg2kZWcuNiOQDrO+Y/w23YlNvEFkU ae6z46XbxTcAA4X4J+jtnw== 0000891618-97-000712.txt : 19970222 0000891618-97-000712.hdr.sgml : 19970222 ACCESSION NUMBER: 0000891618-97-000712 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 19970214 SROS: NASD GROUP MEMBERS: JAMES L.L. TULLIS GROUP MEMBERS: JOAN P. NEUSCHELER GROUP MEMBERS: THOMAS P. DICKERSON GROUP MEMBERS: TULLIS DICKERSON PARTNERS GROUP MEMBERS: TULLIS-DICKERSON CAPITAL FOCUS L.P. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: QUADRAMED CORP CENTRAL INDEX KEY: 0001018833 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] IRS NUMBER: 521992861 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-48871 FILM NUMBER: 97536461 BUSINESS ADDRESS: STREET 1: QUADRAMED CORP STREET 2: 80 EAST SIR FRANCIS DRAKE BLVD STE 2A CITY: LARKSPUR STATE: CA ZIP: 94939 BUSINESS PHONE: 4154617725 MAIL ADDRESS: STREET 1: 80 EAST SIR FRANCIS DRAKE BLVD STREET 2: STE 2A CITY: LARKSPUR STATE: CA ZIP: 94939 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: TULLIS DICKERSON PARTNERS CENTRAL INDEX KEY: 0001033377 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 061191316 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: ONE GREENWICH PLAZA CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2036299293 SC 13G 1 SCHEDULE 13G FOR TULLIS-DICKERSON PARTNERS 1 OMB APPROVAL OMB Number: 3235-0145 Expires: October 31, 1997 Estimated average burden hours per response: 14.90 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 -------------------- Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No. ___)* QuadraMed Corporation - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock - -------------------------------------------------------------------------------- (Title of Class of Securities) 74730W 10 1 - -------------------------------------------------------------------------------- (CUSIP Number) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on following pages) (Page 1 of 13 Pages) 2 - ---------------------------------- ------------------------------------ CUSIP NO. 74730W 10 1 13G Page 2 of 13 Pages - ---------------------------------- ------------------------------------ - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS Tullis-Dickerson Capital Focus L.P., a Delaware partnership - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) /X/ - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION a Delaware partnership - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER -0- OF SHARES ----------------------------------------------- BENEFICIALLY 6 SHARED VOTING POWER OWNED BY 819,098 REPORTING ----------------------------------------------- PERSON 7 SOLE DISPOSITIVE POWER WITH -0- ----------------------------------------------- 8 SHARED DISPOSITIVE POWER 819,098 - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 819,098 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* / / - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 13.1% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! 3 - ---------------------------------- ------------------------------------ CUSIP NO. 74730W 10 1 13G Page 3 of 13 Pages - ---------------------------------- ------------------------------------ - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS Tullis-Dickerson Partners, a Delaware partnership - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) /X/ - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION a Delaware partnership - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER -0- OF SHARES ------------------------------------------------ BENEFICIALLY 6 SHARED VOTING POWER OWNED BY 819,098 shares which are REPORTING directly owned by Tullis- PERSON Dickerson Capital Focus WITH L.P. Tullis-Dickerson Partners is the general partner of Tullis- Dickerson Capital Focus L.P. ------------------------------------------------ 7 SOLE DISPOSITIVE POWER -0- ------------------------------------------------ 8 SHARED DISPOSITIVE POWER 819,098 shares which are directly owned by Tullis- Dickerson Capital Focus L.P. Tullis-Dickerson Partners is the general partner of Tullis- Dickerson Capital Focus L.P. - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 819,098 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* / / - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 13.1% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! 4 - ---------------------------------- ------------------------------------ CUSIP NO. 74730W 10 1 13G Page 4 of 13 Pages - ---------------------------------- ------------------------------------ - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS James L.L. Tullis - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) /X/ - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER -0- OF SHARES ----------------------------------------------- BENEFICIALLY 6 SHARED VOTING POWER OWNED BY 819,098 shares which are REPORTING directly owned by Tullis- PERSON Dickerson Capital Focus L.P. WITH Tullis-Dickerson Partners is the general partner of Tullis-Dickerson Capital Focus L.P., and Mr. Tullis is a general partner of Tullis-Dickerson Partners. ----------------------------------------------- 7 SOLE DISPOSITIVE POWER -0- ----------------------------------------------- 8 SHARED DISPOSITIVE POWER 819,098 shares which are directly owned by Tullis- Dickerson Capital Focus L.P. Tullis-Dickerson Partners is the general partner of Tullis-Dickerson Capital Focus L.P., and Mr. Tullis is a general partner of Tullis-Dickerson Partners. - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 819,098 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* / / - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 13.1% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! 5 - ---------------------------------- ------------------------------------ CUSIP NO. 74730W 10 1 13G Page 5 of 13 Pages - ---------------------------------- ------------------------------------ - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS Thomas P. Dickerson - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) /X/ - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER -0- OF SHARES ------------------------------------------------ BENEFICIALLY 6 SHARED VOTING POWER OWNED BY 819,098 shares which are REPORTING directly owned by Tullis- PERSON Dickerson Capital Focus L.P. WITH Tullis-Dickerson Partners is the general partner of Tullis-Dickerson Capital Focus L.P., and Mr. Dickerson is a general partner of Tullis-Dickerson Partners. ------------------------------------------------ 7 SOLE DISPOSITIVE POWER -0- ------------------------------------------------ 8 SHARED DISPOSITIVE POWER 819,098 shares which are directly owned by Tullis- Dickerson Capital Focus L.P. Tullis-Dickerson Partners is the general partner of Tullis-Dickerson Capital Focus L.P., and Mr. Dickerson a general partner of Tullis-Dickerson Partners. - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 819,098 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* / / - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 13.1% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! 6 - ---------------------------------- ------------------------------------ CUSIP NO. 74730W 10 1 13G Page 6 of 13 Pages - ---------------------------------- ------------------------------------ - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS Joan P. Neuscheler - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) /X/ - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER -0- OF SHARES ------------------------------------------------ BENEFICIALLY 6 SHARED VOTING POWER OWNED BY 819,098 shares which are REPORTING directly owned by Tullis- PERSON Dickerson Capital Focus L.P. WITH Tullis-Dickerson Partners is the general partner of Tullis-Dickerson Capital Focus L.P., and Ms. Neuscheler is a general partner of Tullis-Dickerson Partners. ------------------------------------------------ 7 SOLE DISPOSITIVE POWER -0- ------------------------------------------------ 8 SHARED DISPOSITIVE POWER 819,098 shares which are directly owned by Tullis- Dickerson Capital Focus L.P. Tullis-Dickerson Partners is the general partner of Tullis-Dickerson Capital Focus L.P., and Ms. Neuscheler is a general partner of Tullis-Dickerson Partners. - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 819,098 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* / / - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 13.1% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! 7 - ---------------------------------- ------------------------------------ CUSIP NO. 74730W 10 1 13G Page 7 of 13 Pages - ---------------------------------- ------------------------------------ Item 1(a) Name of Issuer: QuadraMed Corporation Item 1(b) Address of Issuer's Principal Executive Offices: 80 East Sir Francis Drake Boulevard Suite 2A Larkspur, CA 94939 Item 2(a)-(c) Name, Address and Citizenship of Persons Filing: This statement is being filed by Tullis-Dickerson Capital Focus L.P., a Delaware partnership, whose principal business address is One Greenwich Plaza, Greenwich, CT 06830. Tullis-Dickerson Partners is the general partner of Tullis-Dickerson Capital Focus L.P., and as such may be deemed to have voting and investment power with respect to the shares held by Tullis- Dickerson Capital Focus L.P. The general partners of Tullis- Dickerson Partners are James L.L. Tullis, Thomas P. Dickerson and Joan P. Neuscheler, a director of the Company. With respect to Tullis Dickerson Partners and the general partners of Tullis- Dickerson Partners, this statement relates only to their indirect, beneficial ownership of shares of common stock of QuadraMed Corporation held by Tullis-Dickerson Capital Focus L.P. The principal business address of Tullis-Dickerson Partners and each of James L.L. Tullis, Thomas P. Dickerson and Joan Neuscheler are One Greenwich Plaza, Greenwich, CT 06830. Tullis-Dickerson Partners is a Delaware partnership and each of James L.L. Tullis, Thomas P. Dickerson and Joan Neuscheler are United States citizens. 8 - ---------------------------------- ------------------------------------ CUSIP NO. 74730W 10 1 13G Page 8 of 13 Pages - ---------------------------------- ------------------------------------ Item 2(d) Title of Class of Securities: Common Stock Item 2(e) CUSIP Number: 74730W 10 1 Item 3. Not Applicable Item 4. Ownership. A. Tullis-Dickerson Capital Partners L.P. (a) Amount Beneficially Owned: 819,098 (b) Percent of Class: 13.1% (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: -0- (ii) shared power to vote or to direct the vote: 819,098 (iii) sole power to dispose or to direct the disposition of: -0- (iv) shared power to dispose or to direct the disposition of: 819,098 B. Tullis-Dickerson Partners (a) Amount Beneficially Owned: 819,098 (b) Percent of Class: 13.1% (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: -0- (ii) shared power to vote or to direct the vote: 819,098 (iii) sole power to dispose or to direct the disposition of: -0- (iv) shared power to dispose or to direct the disposition of: 819,098 9 - ---------------------------------- ------------------------------------ CUSIP NO. 74730W 10 1 13G Page 9 of 13 Pages - ---------------------------------- ------------------------------------ C. James L.L. Tullis (a) Amount Beneficially Owned: 819,098(1) (b) Percent of Class: 13.1% (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: -0- (ii) shared power to vote or to direct the vote: 819,098(1) (iii) sole power to dispose or to direct the disposition of: -0- (iv) shared power to dispose or to direct the disposition of: 819,098(1) D. Thomas P. Dickerson (a) Amount Beneficially Owned: 819,098(1) (b) Percent of Class: 13.1% (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: -0- (ii) shared power to vote or to direct the vote: 819,098(1) (iii) sole power to dispose or to direct the disposition of: -0- (iv) shared power to dispose or to direct the disposition of: 819,098(1) E. Joan P. Neuscheler (a) Amount Beneficially Owned: 819,098(1) (b) Percent of Class: 13.1% (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: -0- (ii) shared power to vote or to direct the vote: 819,098(1) (iii) sole power to dispose or to direct the disposition of: -0- (iv) shared power to dispose or to direct the disposition of: 819,098(1) - -------- (1) The filing of this statement shall not be construed as an admission that the reporting person is, for purposes of Section 13(d) or 13(g) of the Securities Exchange Act of 1934, the beneficial owner of these securities. 10 - ---------------------------------- ------------------------------------ CUSIP NO. 74730W 10 1 13G Page 10 of 13 Pages - ---------------------------------- ------------------------------------ Item 5. Ownership of Five Percent or Less of a Class. Not Applicable Item 6. Ownership of More than Five Percent on Behalf of Another Person. Not Applicable Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company. Not Applicable Item 8. Identification and Classification of Members of the Group. Not Applicable Item 9. Notice of Dissolution of Group. Not Applicable Item 10. Certification. Not Applicable 11 - ---------------------------------- ------------------------------------ CUSIP NO. 74730W 10 1 13G Page 11 of 13 Pages - ---------------------------------- ------------------------------------ SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. TULLIS-DICKERSON CAPITAL FOCUS L.P. Tullis-Dickerson Partners, general partner Date: February 10, 1997 /s/ Joan P. Neuscheler ___________________________________ Joan P. Neuscheler, general partner TULLIS-DICKERSON PARTNERS Date: February 10, 1997 /s/ Joan P. Neuscheler ___________________________________ Joan P. Neuscheler, general partner Date: February 10, 1997 /s/ James L.L. Tullis ___________________________________ James L.L. Tullis Date: February 10, 1997 /s/ Thomas P. Dickerson ___________________________________ Thomas P. Dickerson Date: February 10, 1997 /s/ Joan P. Neuscheler ___________________________________ Joan P. Neuscheler 12 - ---------------------------------- ------------------------------------ CUSIP NO. 74730W 10 1 13G Page 12 of 13 Pages - ---------------------------------- ------------------------------------ EXHIBIT INDEX
Found on Sequentially Exhibit Numbered Page - ------- ------------- Exhibit A: Agreement of Joint Filing 13
EX-99.A 2 AGREEMENT OF JOINT FILING 1 CUSIP NO. 74730W 10 1 13G Page 13 of 13 Pages EXHIBIT A Agreement of Joint Filing The undersigned hereby agree that they are filing jointly pursuant to Rule 13d-1 of the Act the statement dated February 10, 1997, containing the information required by Schedule 13G, for the 819,098 Shares of the Common Stock of QuadraMed Corporation held by Tullis-Dickerson Capital Focus L.P. TULLIS-DICKERSON CAPITAL FOCUS L.P. Tullis-Dickerson Partners, general partner Date: February 10, 1997 /s/ Joan P. Neuscheler ___________________________________ Joan P. Neuscheler, general partner TULLIS-DICKERSON PARTNERS Date: February 10, 1997 /s/ Joan P. Neuscheler ___________________________________ Joan P. Neuscheler, general partner Date: February 10, 1997 /s/ James L.L. Tullis ___________________________________ James L.L. Tullis Date: February 10, 1997 /s/ Thomas P. Dickerson ___________________________________ Thomas P. Dickerson Date: February 10, 1997 /s/ Joan P. Neuscheler ___________________________________ Joan P. Neuscheler -----END PRIVACY-ENHANCED MESSAGE-----