0001359804-13-000072.txt : 20131119 0001359804-13-000072.hdr.sgml : 20131119 20131119191300 ACCESSION NUMBER: 0001359804-13-000072 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131115 FILED AS OF DATE: 20131119 DATE AS OF CHANGE: 20131119 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMAZON COM INC CENTRAL INDEX KEY: 0001018724 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-CATALOG & MAIL-ORDER HOUSES [5961] IRS NUMBER: 911646860 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 410 TERRY AVENUE NORTH CITY: SEATTLE STATE: WA ZIP: 98109 BUSINESS PHONE: 2062661000 MAIL ADDRESS: STREET 1: 410 TERRY AVENUE NORTH CITY: SEATTLE STATE: WA ZIP: 98109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VALENTINE H BRIAN CENTRAL INDEX KEY: 0001193122 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22513 FILM NUMBER: 131231281 MAIL ADDRESS: STREET 1: PO BOX 81226 CITY: SEATTLE STATE: WA ZIP: 98108-1226 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2013-11-15 0001018724 AMAZON COM INC AMZN 0001193122 VALENTINE H BRIAN P.O. BOX 81226 SEATTLE WA 98108-1226 0 1 0 0 Senior Vice President Common Stock, par value $.01 per share 2013-11-15 4 M 0 5000 0 A 52309 D Common Stock, par value $.01 per share 2013-11-15 4 S 0 200 366.215 D 52109 D Common Stock, par value $.01 per share 2013-11-15 4 S 0 1000 367.832 D 51109 D Common Stock, par value $.01 per share 2013-11-15 4 S 0 400 368.65 D 50709 D Common Stock, par value $.01 per share 2013-11-15 4 S 0 900 369.9978 D 49809 D Common Stock, par value $.01 per share 2013-11-15 4 S 0 700 370.8195 D 49109 D Common Stock, par value $.01 per share 2013-11-15 4 S 0 300 372.0757 D 48809 D Common Stock, par value $.01 per share 13000 I In trust Common Stock, par value $.01 per share 215.78 I Held by the reporting person's Amazon.com. 401(k) plan account Restricted Stock Unit Award 0 2013-11-15 4 M 0 5000 0 D 2013-05-15 2016-02-15 Common Stock, par value $.01 per share 5000 25000 D This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Represents the weighted average sale price. The highest price at which shares were sold was $366.36 and the lowest price at which shares were sold was $366.07. Represents the weighted average sale price. The highest price at which shares were sold was $368.23 and the lowest price at which shares were sold was $367.24. Represents the weighted average sale price. The highest price at which shares were sold was $369.24 and the lowest price at which shares were sold was $368.29. Represents the weighted average sale price. The highest price at which shares were sold was $370.39 and the lowest price at which shares were sold was $369.44 Represents the weighted average sale price. The highest price at which shares were sold was $371.35 and the lowest price at which shares were sold was $370.46. Represents the weighted average sale price. The highest price at which shares were sold was $372.25 and the lowest price at which shares were sold was $371.84. Converts into Common Stock on a one-for-one basis. This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 5,000 shares on each of May 15, 2013, August 15, 2013, November 15, 2013 and February 15, 2014 and 2,500 shares on each of May 15, 2014, August 15, 2014, November 15, 2014, February 15, 2015, May 15, 2015, August 15, 2015, November 15, 2015 and February 15, 2016. REMARKS: The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4. /s/ H. Brian Valentine, Senior Vice President 2013-11-19