0001018724-17-000164.txt : 20171117
0001018724-17-000164.hdr.sgml : 20171117
20171117163724
ACCESSION NUMBER: 0001018724-17-000164
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171115
FILED AS OF DATE: 20171117
DATE AS OF CHANGE: 20171117
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Olsavsky Brian T
CENTRAL INDEX KEY: 0001639902
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-22513
FILM NUMBER: 171211503
MAIL ADDRESS:
STREET 1: PO BOX 81226
CITY: SEATTLE
STATE: WA
ZIP: 98108
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AMAZON COM INC
CENTRAL INDEX KEY: 0001018724
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-CATALOG & MAIL-ORDER HOUSES [5961]
IRS NUMBER: 911646860
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 410 TERRY AVENUE NORTH
CITY: SEATTLE
STATE: WA
ZIP: 98109
BUSINESS PHONE: 2062661000
MAIL ADDRESS:
STREET 1: 410 TERRY AVENUE NORTH
CITY: SEATTLE
STATE: WA
ZIP: 98109
4
1
wf-form4_151095462922875.xml
FORM 4
X0306
4
2017-11-15
0
0001018724
AMAZON COM INC
AMZN
0001639902
Olsavsky Brian T
P.O. BOX 81226
SEATTLE
WA
98108-1226
0
1
0
0
Senior Vice President and CFO
Common Stock, par value $.01 per share
2017-11-15
4
M
0
748
0
A
1748
D
Common Stock, par value $.01 per share
2017-11-15
4
M
0
1363
0
A
3111
D
Common Stock, par value $.01 per share
2017-11-15
4
M
0
73
0
A
3184
D
Common Stock, par value $.01 per share
2017-11-15
4
M
0
150
0
A
3334
D
Common Stock, par value $.01 per share
2017-11-15
4
S
0
2334
1127.01
D
1000
D
Common Stock, par value $.01 per share
65.556
I
Held by the reporting person's Amazon.com 401(k) plan account
Restricted Stock Unit Award
0.0
2017-11-15
4
M
0
748
0
D
2016-05-15
2021-02-15
Common Stock, par value $.01 per share
748.0
14344
D
Restricted Stock Unit Award
0.0
2017-11-15
4
M
0
1363
0
D
2017-05-15
2018-02-15
Common Stock, par value $.01 per share
1363.0
1361
D
Restricted Stock Unit Award
0.0
2017-11-15
4
M
0
73
0
D
2017-05-15
2019-02-15
Common Stock, par value $.01 per share
73.0
4541
D
Restricted Stock Unit Award
0.0
2017-11-15
4
M
0
150
0
D
2017-05-15
2022-02-15
Common Stock, par value $.01 per share
150.0
7008
D
This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
Converts into Common Stock on a one-for-one basis.
This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 296 shares on each of May 15, 2016 and August 15, 2016; 297 shares on each of November 15, 2016 and February 15, 2017; 747 shares on May 15, 2017; 748 shares on each of August 15, 2017, November 15, 2017, and February 15, 2018; 781 shares on each of May 15, 2018 and August 15, 2018; 782 shares on each of November 15, 2018 and February 15, 2019; 1,479 shares on May 15, 2019; 1,480 shares on each of August 15, 2019, November 15, 2019, and February 15, 2020; 1,137 shares on May 15, 2020; and 1,138 shares on each of August 15, 2020, November 15, 2020, and February 15, 2021.
This award vests at the rate of: 1,363 shares on each of May 15, 2017, August 15, 2017, and November 15, 2017; and 1,361 shares on February 15, 2018.
This award vests at the rate of: 73 shares on each of May 15, 2017, August 15, 2017, November 15, 2017, and February 15, 2018; and 1,117 shares on each of May 15, 2018, August 15, 2018, November 15 2018, and February 15, 2019.
This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 150 shares on each of May 15, 2017, August 15, 2017, and November 15, 2017; 151 shares on February 15, 2018; 130 shares on each of May 15, 2018 and August 15, 2018; 131 shares on each of November 15, 2018 and February 15, 2019; 284 shares on May 15, 2019; 285 shares on each of August 15, 2019, November 15, 2019, and February 15, 2020; 239 shares on each of May 15, 2020, August 15, 2020, November 15, 2020, and February 15, 2021; and 1,060 shares on each of May 15, 2021, August 15, 2021, November 15, 2021, and February 15, 2022.
/s/ Brian T. Olsavsky, Senior Vice President and CFO
2017-11-16