0001018724-17-000164.txt : 20171117 0001018724-17-000164.hdr.sgml : 20171117 20171117163724 ACCESSION NUMBER: 0001018724-17-000164 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171115 FILED AS OF DATE: 20171117 DATE AS OF CHANGE: 20171117 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Olsavsky Brian T CENTRAL INDEX KEY: 0001639902 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22513 FILM NUMBER: 171211503 MAIL ADDRESS: STREET 1: PO BOX 81226 CITY: SEATTLE STATE: WA ZIP: 98108 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMAZON COM INC CENTRAL INDEX KEY: 0001018724 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-CATALOG & MAIL-ORDER HOUSES [5961] IRS NUMBER: 911646860 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 410 TERRY AVENUE NORTH CITY: SEATTLE STATE: WA ZIP: 98109 BUSINESS PHONE: 2062661000 MAIL ADDRESS: STREET 1: 410 TERRY AVENUE NORTH CITY: SEATTLE STATE: WA ZIP: 98109 4 1 wf-form4_151095462922875.xml FORM 4 X0306 4 2017-11-15 0 0001018724 AMAZON COM INC AMZN 0001639902 Olsavsky Brian T P.O. BOX 81226 SEATTLE WA 98108-1226 0 1 0 0 Senior Vice President and CFO Common Stock, par value $.01 per share 2017-11-15 4 M 0 748 0 A 1748 D Common Stock, par value $.01 per share 2017-11-15 4 M 0 1363 0 A 3111 D Common Stock, par value $.01 per share 2017-11-15 4 M 0 73 0 A 3184 D Common Stock, par value $.01 per share 2017-11-15 4 M 0 150 0 A 3334 D Common Stock, par value $.01 per share 2017-11-15 4 S 0 2334 1127.01 D 1000 D Common Stock, par value $.01 per share 65.556 I Held by the reporting person's Amazon.com 401(k) plan account Restricted Stock Unit Award 0.0 2017-11-15 4 M 0 748 0 D 2016-05-15 2021-02-15 Common Stock, par value $.01 per share 748.0 14344 D Restricted Stock Unit Award 0.0 2017-11-15 4 M 0 1363 0 D 2017-05-15 2018-02-15 Common Stock, par value $.01 per share 1363.0 1361 D Restricted Stock Unit Award 0.0 2017-11-15 4 M 0 73 0 D 2017-05-15 2019-02-15 Common Stock, par value $.01 per share 73.0 4541 D Restricted Stock Unit Award 0.0 2017-11-15 4 M 0 150 0 D 2017-05-15 2022-02-15 Common Stock, par value $.01 per share 150.0 7008 D This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Converts into Common Stock on a one-for-one basis. This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 296 shares on each of May 15, 2016 and August 15, 2016; 297 shares on each of November 15, 2016 and February 15, 2017; 747 shares on May 15, 2017; 748 shares on each of August 15, 2017, November 15, 2017, and February 15, 2018; 781 shares on each of May 15, 2018 and August 15, 2018; 782 shares on each of November 15, 2018 and February 15, 2019; 1,479 shares on May 15, 2019; 1,480 shares on each of August 15, 2019, November 15, 2019, and February 15, 2020; 1,137 shares on May 15, 2020; and 1,138 shares on each of August 15, 2020, November 15, 2020, and February 15, 2021. This award vests at the rate of: 1,363 shares on each of May 15, 2017, August 15, 2017, and November 15, 2017; and 1,361 shares on February 15, 2018. This award vests at the rate of: 73 shares on each of May 15, 2017, August 15, 2017, November 15, 2017, and February 15, 2018; and 1,117 shares on each of May 15, 2018, August 15, 2018, November 15 2018, and February 15, 2019. This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 150 shares on each of May 15, 2017, August 15, 2017, and November 15, 2017; 151 shares on February 15, 2018; 130 shares on each of May 15, 2018 and August 15, 2018; 131 shares on each of November 15, 2018 and February 15, 2019; 284 shares on May 15, 2019; 285 shares on each of August 15, 2019, November 15, 2019, and February 15, 2020; 239 shares on each of May 15, 2020, August 15, 2020, November 15, 2020, and February 15, 2021; and 1,060 shares on each of May 15, 2021, August 15, 2021, November 15, 2021, and February 15, 2022. /s/ Brian T. Olsavsky, Senior Vice President and CFO 2017-11-16