0001018724-16-000339.txt : 20161117 0001018724-16-000339.hdr.sgml : 20161117 20161117162113 ACCESSION NUMBER: 0001018724-16-000339 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161115 FILED AS OF DATE: 20161117 DATE AS OF CHANGE: 20161117 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMAZON COM INC CENTRAL INDEX KEY: 0001018724 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-CATALOG & MAIL-ORDER HOUSES [5961] IRS NUMBER: 911646860 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 410 TERRY AVENUE NORTH CITY: SEATTLE STATE: WA ZIP: 98109 BUSINESS PHONE: 2062661000 MAIL ADDRESS: STREET 1: 410 TERRY AVENUE NORTH CITY: SEATTLE STATE: WA ZIP: 98109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Reynolds Shelley CENTRAL INDEX KEY: 0001397333 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22513 FILM NUMBER: 162005163 MAIL ADDRESS: STREET 1: PO BOX 81226 CITY: SEATTLE STATE: WA ZIP: 98108 4 1 wf-form4_147941766081444.xml FORM 4 X0306 4 2016-11-15 0 0001018724 AMAZON COM INC AMZN 0001397333 Reynolds Shelley P.O. BOX 81226 SEATTLE WA 98108-1226 0 1 0 0 Vice President Common Stock, par value $.01 per share 2016-11-15 4 M 0 530 0 A 6519 D Common Stock, par value $.01 per share 2016-11-15 4 M 0 96 0 A 6615 D Common Stock, par value $.01 per share 2016-11-15 4 S 0 100 726.53 D 6515 D Common Stock, par value $.01 per share 2016-11-15 4 S 0 100 729.03 D 6415 D Common Stock, par value $.01 per share 2016-11-15 4 S 0 122 736.8746 D 6293 D Common Stock, par value $.01 per share 2016-11-15 4 S 0 204 738.4133 D 6089 D Common Stock, par value $.01 per share 2016-11-15 4 S 0 100 739.30 D 5989 D Common Stock, par value $.01 per share 132.784 I Held by the reporting person's Amazon.com 401(k) plan account Restricted Stock Unit Award 0.0 2016-11-15 4 M 0 530 0 D 2014-05-15 2017-02-15 Common Stock, par value $.01 per share 530.0 530 D Restricted Stock Unit Award 0.0 2016-11-15 4 M 0 96 0 D 2015-05-15 2020-02-15 Common Stock, par value $.01 per share 96.0 5222 D This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Represents the weighted average sale price. The highest price at which shares were sold was $736.88 and the lowest price at which shares were sold was $736.85. Represents the weighted average sale price. The highest price at which shares were sold was $738.55 and the lowest price at which shares were sold was $738.23. Converts into common stock on a one-for-one basis. This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 180 shares on May 15, 2014; 179 shares on each of August 15, 2014, November 15, 2014, and February 15, 2015; 162 shares on each of May 15, 2015, August 15, 2015, November 15, 2015, and February 15, 2016; 531 shares on May 15, 2016; and 530 shares on each of August 15, 2016, November 15, 2016, and February 15, 2017. This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 15 shares on May 15, 2015; 16 shares on each of August 15, 2015, November 15, 2015, and February 15, 2016; 95 shares on each of May 15, 2016 and August 15, 2016; 96 shares on each of November 15, 2016 and February 15, 2017; 544 shares on each of May 15, 2017, August 15, 2017, November 15, 2017, and February 15, 2018; 419 shares on each of May 15, 2018 and August 15, 2018; 420 shares on each of November 15, 2018 and February 15, 2019; and 318 shares on each of May 15, 2019, August 15, 2019, November 15, 2019, and February 15, 2020. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4. /s/ Shelley Reynolds, Vice President 2016-11-16