0001018500-23-000001.txt : 20231121 0001018500-23-000001.hdr.sgml : 20231121 20231121164029 ACCESSION NUMBER: 0001018500-23-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231117 FILED AS OF DATE: 20231121 DATE AS OF CHANGE: 20231121 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WINMILL THOMAS BASSETT CENTRAL INDEX KEY: 0001018500 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-08747 FILM NUMBER: 231428793 MAIL ADDRESS: STREET 1: P.O. BOX 4 CITY: WALPOLE STATE: NH ZIP: 03608 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DIVIDEND & INCOME FUND CENTRAL INDEX KEY: 0001059213 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 510382212 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2255 BUFFALO ROAD CITY: ROCHESTER STATE: NY ZIP: 14624 BUSINESS PHONE: 2127850900 MAIL ADDRESS: STREET 1: 2255 BUFFALO ROAD CITY: ROCHESTER STATE: NY ZIP: 14624 FORMER COMPANY: FORMER CONFORMED NAME: DIVIDEND & INCOME FUND, INC. DATE OF NAME CHANGE: 20110210 FORMER COMPANY: FORMER CONFORMED NAME: CHARTWELL DIVIDEND & INCOME FUND INC DATE OF NAME CHANGE: 19980406 4 1 primary_doc.xml PRIMARY DOCUMENT X0508 4 2023-11-17 0 0001059213 DIVIDEND & INCOME FUND DNIF 0001018500 WINMILL THOMAS BASSETT P.O. BOX 4 WALPOLE NH 03608 1 1 0 0 See "Explanation of Responses" 0 Shares of Beneficial Interest 2023-11-17 4 P 0 500 10.79 A 22625 D Shares of Beneficial Interest 2023-11-20 4 P 0 390 10.8 A 23015 D Shares of Beneficial Interest 2023-11-20 4 P 0 1340 10.8 A 24355 D Shares of Beneficial Interest 2023-11-21 4 P 0 900 10.86 A 25255 D The Reporting Person is a trustee, president, chief executive officer, chief legal officer, and portfolio manager of the Issuer, a manager and officer of the Issuer's registered investment adviser, and a director and officer of their affiliates. Thomas B. Winmill 2023-11-21