0001225208-16-037256.txt : 20160801 0001225208-16-037256.hdr.sgml : 20160801 20160801170406 ACCESSION NUMBER: 0001225208-16-037256 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160728 FILED AS OF DATE: 20160801 DATE AS OF CHANGE: 20160801 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNITED TECHNOLOGIES CORP /DE/ CENTRAL INDEX KEY: 0000101829 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT ENGINES & ENGINE PARTS [3724] IRS NUMBER: 060570975 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 10 FARM SPRINGS ROAD CITY: FARMINGTON STATE: CT ZIP: 06032 BUSINESS PHONE: 8607287000 MAIL ADDRESS: STREET 1: 10 FARM SPRINGS ROAD CITY: FARMINGTON STATE: CT ZIP: 06032 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES MICROELECTRONICS CENTER DATE OF NAME CHANGE: 19850825 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES CORP DATE OF NAME CHANGE: 19841205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DELPECH PHILIPPE CENTRAL INDEX KEY: 0001652945 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00812 FILM NUMBER: 161798066 MAIL ADDRESS: STREET 1: UNITED TECHNOLOGIES CORPORATION STREET 2: 10 FARM SPRINGS ROAD CITY: FARMINGTON STATE: CT ZIP: 06032 4 1 doc4.xml X0306 4 2016-07-28 0000101829 UNITED TECHNOLOGIES CORP /DE/ UTX 0001652945 DELPECH PHILIPPE 10 FARM SPRINGS ROAD FARMINGTON CT 06032 1 President, Otis Elevator Common Stock 2016-07-28 4 M 0 18400.0000 74.6600 A 56521.0000 D Common Stock 2016-07-28 4 M 0 12300.0000 78.9900 A 68821.0000 D Common Stock 2016-07-28 4 M 0 10100.0000 71.6300 A 78921.0000 D Common Stock 2016-07-28 4 S 0 40800.0000 107.7222 D 38121.0000 D Non-Qualified Stock Option (right to buy) 78.9900 2016-07-28 4 M 0 12300.0000 0.0000 D 2014-01-03 2021-01-02 Common Stock 12300.0000 0.0000 D Non-Qualified Stock Option (right to buy) 74.6600 2016-07-28 4 M 0 18400.0000 0.0000 D 2015-01-03 2022-01-02 Common Stock 18400.0000 0.0000 D Non-Qualified Stock Option (right to buy) 71.6300 2016-07-28 4 M 0 10100.0000 0.0000 D 2013-01-04 2020-01-03 Common Stock 10100.0000 0.0000 D The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices ranged from $107.645 to $107.810 per share. Upon request, the reporting person will provide to the Commission staff, the issuer, or a security holder of the issuer full information regarding the number of shares sold at each separate price. /s/ Charles F. Hildebrand as Attorney-in-Fact 2016-08-01