0000919574-11-005461.txt : 20110928 0000919574-11-005461.hdr.sgml : 20110928 20110928180504 ACCESSION NUMBER: 0000919574-11-005461 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110915 FILED AS OF DATE: 20110928 DATE AS OF CHANGE: 20110928 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JACOBS SY CENTRAL INDEX KEY: 0001166408 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15369 FILM NUMBER: 111113123 MAIL ADDRESS: STREET 1: 11 EAST 26TH STREET, SUITE 1900 CITY: NEW YORK STATE: NY ZIP: 10010 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WILLIS LEASE FINANCE CORP CENTRAL INDEX KEY: 0001018164 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-MACHINERY, EQUIPMENT & SUPPLIES [5080] IRS NUMBER: 680070656 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 773 SAN MARIN DRIVE STREET 2: SUITE 2215 CITY: NOVATO STATE: CA ZIP: 94998 BUSINESS PHONE: 4154084700 MAIL ADDRESS: STREET 1: 773 SAN MARIN DRIVE STREET 2: SUITE 2215 CITY: NOVATO STATE: CA ZIP: 94998 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JACOBS ASSET MANAGEMENT, LLC CENTRAL INDEX KEY: 0001351063 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15369 FILM NUMBER: 111113122 BUSINESS ADDRESS: STREET 1: 11 EAST 26TH STREET, SUITE 1900 CITY: NEW YORK STATE: NY ZIP: 10010 BUSINESS PHONE: 212-271-5126 MAIL ADDRESS: STREET 1: 11 EAST 26TH STREET, SUITE 1900 CITY: NEW YORK STATE: NY ZIP: 10010 4 1 p1230779.xml JACOBS/WILLIS LEASE X0304 4 2011-09-15 0 0001018164 WILLIS LEASE FINANCE CORP WLFC 0001166408 JACOBS SY 11 EAST 26TH STREET SUITE 1900 NEW YORK NY 10010 0 0 1 0 0001351063 JACOBS ASSET MANAGEMENT, LLC 11 EAST 26TH STREET SUITE 1900 NEW YORK NY 10010 0 0 1 0 Ordinary Shares 2011-09-15 4 P 0 18500 11.79 A 890137 I See Footnote Ordinary Shares 35100 D Ordinary Shares 2011-09-16 4 P 0 14152 11.99 A 904289 I See Footnote Ordinary Shares 35100 D Ordinary Shares 2011-09-19 4 P 0 3000 11.90 A 907289 I See Footnote Ordinary Shares 35100 D Ordinary Shares 2011-09-20 4 P 0 470 11.86 A 907759 I See Footnote Ordinary Shares 35100 D Ordinary Shares 2011-09-23 4 P 0 1402 11.77 A 909161 I See Footnote Ordinary Shares 35100 D Ordinary Shares 2011-09-26 4 P 0 3000 11.62 A 912161 I See Footnote Ordinary Shares 35100 D These securities are held in the accounts of several investment partnerships ("Investment Vehicles") for which Jacobs Asset Management, LLC serves as investment manager (the "Manager"). Sy Jacobs is the managing member of the Manager. The Manager and Mr. Jacobs may be deemed to beneficially own the securities held by the Investment Vehicles by virtue of the Manager's position as investment manager of the Investment Vehicles and Mr. Jacobs's status as the managing member of the Manager. The Form 4 filed by the Reporting Persons on March 18, 2011 erroneously indicated that the Reporting Persons were no longer subject to Section 16. The Reporting Persons were 10% Owners of the Issuer prior to, and immediately following, the transactions reported on March 18, 2011. The Reporting Persons did not participate in any transactions with the Issuer between March 18, 2011 and the date of the earliest transaction reported on this Form 4. (+) The Reporting Person hereby disclaims beneficial ownership over the securities reported on this Form 4 except to the extent of his pecuniary interest therein. This report shall not be deemed an admission that the Reporting Person is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. /s/ Sy Jacobs(+) 2011-09-28 Jacobs Asset Management, LLC(+), By Sy Jacobs, Managing Member, /s/ Sy Jacobs 2011-09-28