0000919574-11-005461.txt : 20110928
0000919574-11-005461.hdr.sgml : 20110928
20110928180504
ACCESSION NUMBER: 0000919574-11-005461
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110915
FILED AS OF DATE: 20110928
DATE AS OF CHANGE: 20110928
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: JACOBS SY
CENTRAL INDEX KEY: 0001166408
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15369
FILM NUMBER: 111113123
MAIL ADDRESS:
STREET 1: 11 EAST 26TH STREET, SUITE 1900
CITY: NEW YORK
STATE: NY
ZIP: 10010
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: WILLIS LEASE FINANCE CORP
CENTRAL INDEX KEY: 0001018164
STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-MACHINERY, EQUIPMENT & SUPPLIES [5080]
IRS NUMBER: 680070656
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 773 SAN MARIN DRIVE
STREET 2: SUITE 2215
CITY: NOVATO
STATE: CA
ZIP: 94998
BUSINESS PHONE: 4154084700
MAIL ADDRESS:
STREET 1: 773 SAN MARIN DRIVE
STREET 2: SUITE 2215
CITY: NOVATO
STATE: CA
ZIP: 94998
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: JACOBS ASSET MANAGEMENT, LLC
CENTRAL INDEX KEY: 0001351063
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15369
FILM NUMBER: 111113122
BUSINESS ADDRESS:
STREET 1: 11 EAST 26TH STREET, SUITE 1900
CITY: NEW YORK
STATE: NY
ZIP: 10010
BUSINESS PHONE: 212-271-5126
MAIL ADDRESS:
STREET 1: 11 EAST 26TH STREET, SUITE 1900
CITY: NEW YORK
STATE: NY
ZIP: 10010
4
1
p1230779.xml
JACOBS/WILLIS LEASE
X0304
4
2011-09-15
0
0001018164
WILLIS LEASE FINANCE CORP
WLFC
0001166408
JACOBS SY
11 EAST 26TH STREET
SUITE 1900
NEW YORK
NY
10010
0
0
1
0
0001351063
JACOBS ASSET MANAGEMENT, LLC
11 EAST 26TH STREET
SUITE 1900
NEW YORK
NY
10010
0
0
1
0
Ordinary Shares
2011-09-15
4
P
0
18500
11.79
A
890137
I
See Footnote
Ordinary Shares
35100
D
Ordinary Shares
2011-09-16
4
P
0
14152
11.99
A
904289
I
See Footnote
Ordinary Shares
35100
D
Ordinary Shares
2011-09-19
4
P
0
3000
11.90
A
907289
I
See Footnote
Ordinary Shares
35100
D
Ordinary Shares
2011-09-20
4
P
0
470
11.86
A
907759
I
See Footnote
Ordinary Shares
35100
D
Ordinary Shares
2011-09-23
4
P
0
1402
11.77
A
909161
I
See Footnote
Ordinary Shares
35100
D
Ordinary Shares
2011-09-26
4
P
0
3000
11.62
A
912161
I
See Footnote
Ordinary Shares
35100
D
These securities are held in the accounts of several investment partnerships ("Investment Vehicles") for which Jacobs Asset Management, LLC serves as investment manager (the "Manager"). Sy Jacobs is the managing member of the Manager. The Manager and Mr. Jacobs may be deemed to beneficially own the securities held by the Investment Vehicles by virtue of the Manager's position as investment manager of the Investment Vehicles and Mr. Jacobs's status as the managing member of the Manager.
The Form 4 filed by the Reporting Persons on March 18, 2011 erroneously indicated that the Reporting Persons were no longer subject to Section 16. The Reporting Persons were 10% Owners of the Issuer prior to, and immediately following, the transactions reported on March 18, 2011. The Reporting Persons did not participate in any transactions with the Issuer between March 18, 2011 and the date of the earliest transaction reported on this Form 4.
(+) The Reporting Person hereby disclaims beneficial ownership over the securities reported on this Form 4 except to the extent of his pecuniary interest therein. This report shall not be deemed an admission that the Reporting Person is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
/s/ Sy Jacobs(+)
2011-09-28
Jacobs Asset Management, LLC(+), By Sy Jacobs, Managing Member, /s/ Sy Jacobs
2011-09-28