0000919574-11-002395.txt : 20110318 0000919574-11-002395.hdr.sgml : 20110318 20110318154809 ACCESSION NUMBER: 0000919574-11-002395 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110316 FILED AS OF DATE: 20110318 DATE AS OF CHANGE: 20110318 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JACOBS SY CENTRAL INDEX KEY: 0001166408 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15369 FILM NUMBER: 11698315 MAIL ADDRESS: STREET 1: 11 EAST 26TH STREET, SUITE 1900 CITY: NEW YORK STATE: NY ZIP: 10010 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WILLIS LEASE FINANCE CORP CENTRAL INDEX KEY: 0001018164 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-MACHINERY, EQUIPMENT & SUPPLIES [5080] IRS NUMBER: 680070656 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 773 SAN MARIN DRIVE STREET 2: SUITE 2215 CITY: NOVATO STATE: CA ZIP: 94998 BUSINESS PHONE: 4154084700 MAIL ADDRESS: STREET 1: 773 SAN MARIN DRIVE STREET 2: SUITE 2215 CITY: NOVATO STATE: CA ZIP: 94998 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JACOBS ASSET MANAGEMENT, LLC CENTRAL INDEX KEY: 0001351063 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15369 FILM NUMBER: 11698316 BUSINESS ADDRESS: STREET 1: 11 EAST 26TH STREET, SUITE 1900 CITY: NEW YORK STATE: NY ZIP: 10010 BUSINESS PHONE: 212-271-5126 MAIL ADDRESS: STREET 1: 11 EAST 26TH STREET, SUITE 1900 CITY: NEW YORK STATE: NY ZIP: 10010 4 1 p1181211.xml 01252-0004 X0303 4 2011-03-16 1 0001018164 WILLIS LEASE FINANCE CORP WLFC 0001166408 JACOBS SY 11 EAST 26TH STREET SUITE 1900 NEW YORK NY 10010 0 0 1 0 0001351063 JACOBS ASSET MANAGEMENT, LLC 11 EAST 26TH STREET SUITE 1900 NEW YORK NY 10010 0 0 1 0 Ordinary Shares 2011-03-16 4 S 0 310000 13.06 D 871637 I See Footnote Ordinary Shares 35100 D These securities are held in the accounts of several investment partnerships ("Investment Vehicles") for which Jacobs Asset Management, LLC serves as investment manager (the "Manager"). Sy Jacobs is the managing member of the Manager. The Manager and Mr. Jacobs may be deemed to beneficially own the securities held by the Investment Vehicles by virtue of the Manager's position as investment manager of the Investment Vehicles and Mr. Jacobs's status as the managing member of the Manager. (+) The Reporting Person hereby disclaims beneficial ownership over the securities reported on this Form 4 except to the extent of his pecuniary interest therein. This report shall not be deemed an admission that the Reporting Person is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. /s/ Sy Jacobs (+) 2011-03-18 Jacobs Asset Management, LLC, By Sy Jacobs, Managing Member, /s/ Sy Jacobs (+) 2011-03-18