-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BF5C4TrLc8wCqxry0sPsXIhIRPJYj19P2CYJEuFqV/9jfK06Yo7E1ujzZBVu5XW6 C3FD451HTa6K0Sl8pN269A== 0000912057-00-006413.txt : 20000215 0000912057-00-006413.hdr.sgml : 20000215 ACCESSION NUMBER: 0000912057-00-006413 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000214 GROUP MEMBERS: AUSTIN CHANDLER WILLIS 1995 IRREVOCABLE TRUST GROUP MEMBERS: CHARLES F. WILLIS, IV GROUP MEMBERS: WILLIS CHARLES F IV SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: WILLIS LEASE FINANCE CORP CENTRAL INDEX KEY: 0001018164 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EQUIPMENT RENTAL & LEASING, NEC [7359] IRS NUMBER: 680070656 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-49935 FILM NUMBER: 540482 BUSINESS ADDRESS: STREET 1: 2320 MARINSHIP WAY STREET 2: STE 300 CITY: SAUSALITO STATE: CA ZIP: 94965 BUSINESS PHONE: 4153315281 MAIL ADDRESS: STREET 1: 2320 MARINSHIP WAY STREET 2: SUITE 300 CITY: SAUSALITO STATE: CA ZIP: 94965 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: WILLIS CHARLES F IV CENTRAL INDEX KEY: 0001033309 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: C/O BROBECK PHLEGER & HARRISON LLP STREET 2: ONE MARKET SPEAR STREET TOWER CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 4154421738 SC 13G/A 1 SC 13G/A - ---------------------------- ---------------------------- CUSIP No. 970646 10 5 13G Page 1 of 10 Pages - ---------------------------- ---------------------------- SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO 13d-1(b) AND (c) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2(b) (AMENDMENT NO. 2)(1) Willis Lease Finance Corporation - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock - -------------------------------------------------------------------------------- (Title of Class of Securities) 970646 10 5 - -------------------------------------------------------------------------------- (CUSIP Number) December 31, 1999 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: / / Rule 13d-1(b) / / Rule 13d-1(c) /X/ Rule 13d-1(d) - --------------------- (1) The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). - ---------------------------- ---------------------------- CUSIP No. 970646 10 5 13G Page 2 of 10 Pages - ---------------------------- ---------------------------- - ------------------------------------------------------------------------------- (1) NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) CFW Partners, L.P., a California Limited Partnership ("CFW Partners") - ------------------------------------------------------------------------------- (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) /X/ - ------------------------------------------------------------------------------- (3) SEC USE ONLY - ------------------------------------------------------------------------------- (4) CITIZENSHIP OR PLACE OF ORGANIZATION California Limited Partnership - ------------------------------------------------------------------------------- NUMBER OF (5) SOLE VOTING POWER SHARES BENEFICIALLY 2,984,422 OWNED BY -------------------------------------------------- EACH (6) SHARED VOTING POWER REPORTING PERSON 0 WITH: -------------------------------------------------- (7) SOLE DISPOSITIVE POWER 2,984,422 -------------------------------------------------- (8) SHARED DISPOSITIVE POWER 0 - ------------------------------------------------------------------------------- (9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,984,422 - ------------------------------------------------------------------------------- (10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* /X/ Excludes shares owned, and options exercisable, by Charles F. Willis, IV - ------------------------------------------------------------------------------- (11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 40.3% - ------------------------------------------------------------------------------- (12) TYPE OF REPORTING PERSON* PN - ------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! - ---------------------------- ---------------------------- CUSIP No. 970646 10 5 13G Page 3 of 10 Pages - ---------------------------- ---------------------------- - ------------------------------------------------------------------------------- (1) NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Charles F. Willis, IV - ------------------------------------------------------------------------------- (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) /X/ - ------------------------------------------------------------------------------- (3) SEC USE ONLY - ------------------------------------------------------------------------------- (4) CITIZENSHIP OR PLACE OF ORGANIZATION United States - ------------------------------------------------------------------------------- NUMBER OF (5) SOLE VOTING POWER SHARES BENEFICIALLY 73,500 OWNED BY -------------------------------------------------- EACH (6) SHARED VOTING POWER REPORTING PERSON 2,984,422 shares which are directly owned by WITH: CFW Partners. Mr. Willis is both a general partner and a limited partner of CFW Partners. -------------------------------------------------- (7) SOLE DISPOSITIVE POWER 73,500 -------------------------------------------------- (8) SHARED DISPOSITIVE POWER 2,984,422 shares which are directly owned by CFW Partners. Mr. Willis is both a general partner and a limited partner of CFW Partners. - ------------------------------------------------------------------------------- (9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,057,922 - ------------------------------------------------------------------------------- (10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* / / - ------------------------------------------------------------------------------- (11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 41.3% - ------------------------------------------------------------------------------- (12) TYPE OF REPORTING PERSON* IN - ------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! - ---------------------------- ---------------------------- CUSIP No. 970646 10 5 13G Page 4 of 10 Pages - ---------------------------- ---------------------------- - ------------------------------------------------------------------------------- (1) NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Austin Chandler Willis 1995 Irrevocable Trust - ------------------------------------------------------------------------------- (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) /X/ - ------------------------------------------------------------------------------- (3) SEC USE ONLY - ------------------------------------------------------------------------------- (4) CITIZENSHIP OR PLACE OF ORGANIZATION United States - ------------------------------------------------------------------------------- NUMBER OF (5) SOLE VOTING POWER SHARES BENEFICIALLY 0 OWNED BY -------------------------------------------------- EACH (6) SHARED VOTING POWER REPORTING PERSON 2,984,422 shares which are directly owned by WITH: CFW Partners. The Austin Chandler Willis 1995 Irrevocable Trust is a limited partner of CFW Partners. -------------------------------------------------- (7) SOLE DISPOSITIVE POWER 0 -------------------------------------------------- (8) SHARED DISPOSITIVE POWER 2,984,422 shares which are directly owned by CFW Partners. The Austin Chandler Willis 1995 Irrevocable Trust is a limited partner of CFW Partners. - ------------------------------------------------------------------------------- (9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,984,422 - ------------------------------------------------------------------------------- (10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* /X/ Excludes shares owned, and options exercisable, by Charles F. Willis, IV - ------------------------------------------------------------------------------- (11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 40.3% - ------------------------------------------------------------------------------- (12) TYPE OF REPORTING PERSON* 00 - ------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! - ---------------------------- ---------------------------- CUSIP No. 970646 10 5 13G Page 5 of 10 Pages - ---------------------------- ---------------------------- ITEM 1(a). NAME OF ISSUER: Willis Lease Finance Corporation (the "Issuer") ITEM 1(b). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICE: 2320 Marinship Way, Suite 300 Sausalito, CA 94965 ITEM 2(a) - (c) NAME OF PERSON FILING; ADDRESS OF PRINCIPAL PLACE OF BUSINESS; CITIZENSHIP: This statement is being filed by CFW Partners, L.P., a California Limited Partnership whose principal address is c/o Willis Lease Finance Corporation, 2320 Marinship Way, Suite 300, Sausalito, CA 94965 and Charles F. Willis, IV, a United States citizen whose address is c/o Willis Lease Finance Corporation, 2320 Marinship Way, Suite 300, Sausalito, CA 94965. The names, business addresses and citizenships of the general partner and limited partners of CFW Partners are set forth on Exhibit A hereto. Charles F. Willis, IV and Austin Chandler Willis 1995 Irrevocable Trust are each limited partners of CFW Partners. Charles F. Willis, IV is also the general partner of CFW Partners. Exhibit B sets forth the Filing Persons' agreement regarding this Schedule 13G. ITEM 2(d). TITLE OF CLASS OF SECURITIES: Common Stock (the "Common Stock") ITEM 2(e). CUSIP NUMBER: 970646 10 5 ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULES 13d-1(b), OR 13d-2(b) OR (c), CHECK WHETHER THE PERSON FILING IS A: Not Applicable - ---------------------------- ---------------------------- CUSIP No. 970646 10 5 13G Page 6 of 10 Pages - ---------------------------- ---------------------------- ITEM 4. OWNERSHIP. CFW PARTNERS (a) Amount beneficially owned: 2,984,422 Shares (b) Percent of class: 40.3% (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote: 2,984,422 (ii) Shared power to vote or to direct the vote: 0 (iii) Sole power to dispose or to direct the disposition of: 2,984,422 (iv) Shared power to dispose or to direct the disposition of: 0 CHARLES F. WILLIS, IV (a) Amount beneficially owned: 3,057,922 Shares (b) Percent of class: 41.3% (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote: 73,500 (ii) Shared power to vote or to direct the vote: 2,984,422 (iii) Sole power to dispose or to direct the disposition of: 73,500 (iv) Shared power to dispose or to direct the disposition of: 2,984,422 AUSTIN CHANDLER WILLIS 1995 IRREVOCABLE TRUST (a) Amount beneficially owned: 2,984,422 Shares (b) Percent of class: 40.3 (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote: 0 (ii) Shared power to vote or to direct the vote: 2,984,422 (iii) Sole power to dispose or to direct the disposition of: 0 (iv) Shared power to dispose or to direct the disposition of: 2,984,422 ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS. Not Applicable ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. Not Applicable - ---------------------------- ---------------------------- CUSIP No. 970646 10 5 13G Page 7 of 10 Pages - ---------------------------- ---------------------------- ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY. Not Applicable ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. Not Applicable ITEM 9. NOTICE OF DISSOLUTION OF GROUP. Not Applicable ITEM 10. CERTIFICATION. Not Applicable - ---------------------------- ---------------------------- CUSIP No. 970646 10 5 13G Page 8 of 10 Pages - ---------------------------- ---------------------------- SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. CFW PARTNERS, L.P., A CALIFORNIA LIMITED PARTNERSHIP DATED: FEBRUARY 14, 2000 BY: /s/ Charles F. Willis IV ------------------------------------ A GENERAL PARTNER DATED: FEBRUARY 14, 2000 /s/ Charles F. Willis IV ---------------------------------------- CHARLES F. WILLIS, IV AUSTIN CHANDLER WILLIS 1995 IRREVOCABLE TRUST DATED: FEBRUARY 14, 2000 BY: /s/ Elizabeth W. Leatherman ------------------------------------ ELIZABETH W. LEATHERMAN, AS TRUSTEE - ---------------------------- ---------------------------- CUSIP No. 970646 10 5 13G Page 9 of 10 Pages - ---------------------------- ---------------------------- EXHIBIT A Set forth below, with respect to the general partner and limited partners of CFW Partners, is the following: (a) name; (b) business address and (c) citizenship. 1. (a) Charles F. Willis, IV (b) c/o Willis Lease Finance Corporation 2320 Marinship Way, Suite 300 Sausalito, CA 94965 (c) United States 2. (a) Austin Chandler Willis 1995 Irrevocable Trust (b) c/o Willis Lease Finance Corporation 2320 Marinship Way, Suite 300 Sausalito, CA 94965 (c) United States - ---------------------------- ---------------------------- CUSIP No. 970646 10 5 13G Page 10 of 10 Pages - ---------------------------- ---------------------------- EXHIBIT B JOINT FILING AGREEMENT Agreement among CFW Partners, L.P., a California Limited Partnership, Charles F. Willis, IV and The Austin Chandler Willis 1995 Irrevocable Trust, whereby, in accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, each of the persons named below agree to the joint filing on behalf of each of them of a Statement on Schedule 13G with respect to the equity securities of Willis Lease Finance Corporation and further agree that this Joint Filing Agreement be included as an exhibit to such joint filing, provided that, as contemplated by Section 13d-1(k)(1)(ii), no person shall be responsible for the completeness or accuracy of the information concerning the other person making the filing, unless such person knows or has reason to believe that such information is inaccurate. In evidence thereof the undersigned, being duly authorized, hereby execute this Joint Filing Agreement in counterpart as of this 14th day of February, 2000. CFW PARTNERS, L.P., A CALIFORNIA LIMITED PARTNERSHIP BY: /s/ Charles F. Willis IV ------------------------------------ A GENERAL PARTNER /s/ Charles F. Willis IV ---------------------------------------- CHARLES F. WILLIS, IV AUSTIN CHANDLER WILLIS 1995 IRREVOCABLE TRUST BY: /s/ Elizabeth W. Leatherman ------------------------------------ ELIZABETH W. LEATHERMAN, AS TRUSTEE -----END PRIVACY-ENHANCED MESSAGE-----