-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Vnd6vJp2v6gt6IDMRKUtX09nVKtg8al4YoxvpTSIjVo07MCUC8JKNnBkFVKQjsh8 dt8Q1litmBJvJukVjD+Y/g== 0000950005-99-000155.txt : 19990215 0000950005-99-000155.hdr.sgml : 19990215 ACCESSION NUMBER: 0000950005-99-000155 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990212 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CARRIER ACCESS CORP CENTRAL INDEX KEY: 0001018074 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 841208770 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-55535 FILM NUMBER: 99534365 BUSINESS ADDRESS: STREET 1: 5295 PEARL PARKWAY CITY: BOULDER STATE: CO ZIP: 80301 BUSINESS PHONE: 3032185500 MAIL ADDRESS: STREET 2: 5395 PEARL PKWY CITY: BOULDER STATE: CO ZIP: 80301 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MENLO VENTURES VII LP CENTRAL INDEX KEY: 0001027182 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 943253385 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 3000 SAND HILL ROAD STREET 2: BLDG 4 SUITE 100 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 6508548540 MAIL ADDRESS: STREET 1: 3000 SAND HILL ROAD STREET 2: BUILDING 4, SUITE 100 CITY: MENLO PARK STATE: CA ZIP: 94025 SC 13G 1 FORM SC13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (AMENDMENT NO. __)* UNDER THE SECURITIES EXCHANGE ACT OF 1934 CARRIER ACCESS CORPORATION ------------------------------ (Name of Issuer) Common Stock ------------------------------ (Title of Class of Securities) 144460 ------------------------------ (CUSIP Number) December 31, 1998 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [X] Rule 13d-1(b) [ ] Rule 13d-1(c) [ ] Rule 13d-1(d) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 14 pages CUSIP No. 144460 Page 2 of 14 Pages (1) Names of Reporting Persons. SS or I.R.S. Identification Nos. of Above Persons Menlo Ventures VII, L.P. - -------------------------------------------------------------------------------- (2) Check The Appropriate Box If A Member Of A Group (a) (b) X - -------------------------------------------------------------------------------- (3) SEC Use Only - -------------------------------------------------------------------------------- (4) Citizenship or Place of Organization Delaware - -------------------------------------------------------------------------------- Number Of Shares (5) Sole Voting Power 1,503,006 Beneficially Owned By Each Reporting (6) Shared Voting Power -0- Person With (7) Sole Dispositive Power 1,503,006 (8) Shared Dispositive Power -0- (9) Aggregate Amount Beneficially Owned By Each Reporting Person 1,503,006 - -------------------------------------------------------------------------------- (10) Check If The Aggregate Amount In Row (11) Excludes Certain Shares* - -------------------------------------------------------------------------------- (11) Percent Of Class Represented By Amount In Row (11) 6.36% - -------------------------------------------------------------------------------- (12) Type Of Reporting Person PN - -------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT! Page 2 of 14 pages CUSIP No. 144460 Page 3 of 14 Pages - -------------------------------------------------------------------------------- (1) Names of Reporting Persons. SS or I.R.S. Identification Nos. of Above Persons Menlo Entrepreneurs Fund VII, L.P. - -------------------------------------------------------------------------------- (2) Check The Appropriate Box If A Member Of A Group (a) (b) X - -------------------------------------------------------------------------------- (3) SEC Use Only - -------------------------------------------------------------------------------- (4) Citizenship or Place of Organization Delaware - -------------------------------------------------------------------------------- Number Of Shares (5) Sole Voting Power 67,635 Beneficially Owned By Each Reporting (6) Shared Voting Power -0- Person With (7) Sole Dispositive Power 67,635 (8) Shared Dispositive Power -0- (9) Aggregate Amount Beneficially Owned By Each Reporting Person 67,635 - -------------------------------------------------------------------------------- (10) Check If The Aggregate Amount In Row (11) Excludes Certain Shares* - -------------------------------------------------------------------------------- (11) Percent Of Class Represented By Amount In Row (11) .29% - -------------------------------------------------------------------------------- (12) Type Of Reporting Person CO - -------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT! Page 3 of 14 pages CUSIP No. 144460 Page 4 of 14 Pages - -------------------------------------------------------------------------------- (1) Names of Reporting Persons. SS or I.R.S. Identification Nos. of Above Persons MV Management VII, L.L.C. - -------------------------------------------------------------------------------- (2) Check The Appropriate Box If A Member Of A Group (a) (b) X - -------------------------------------------------------------------------------- (3) SEC Use Only - -------------------------------------------------------------------------------- (4) Citizenship or Place of Organization Delaware - -------------------------------------------------------------------------------- Number Of Shares (5) Sole Voting Power 1,570,641 Beneficially Owned By Each Reporting (6) Shared Voting Power -0- Person With (7) Sole Dispositive Power 1,570,641 (8) Shared Dispositive Power -0- (9) Aggregate Amount Beneficially Owned By Each Reporting Person 1,570,641 - -------------------------------------------------------------------------------- (10) Check If The Aggregate Amount In Row (11) Excludes Certain Shares* - -------------------------------------------------------------------------------- (11) Percent Of Class Represented By Amount In Row (11) 6.65% - -------------------------------------------------------------------------------- (12) Type Of Reporting Person PN - -------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT! Page 4 of 14 pages CUSIP No. 144460 Page 5 of 14 Pages - -------------------------------------------------------------------------------- (1) Names of Reporting Persons. SS or I.R.S. Identification Nos. of Above Persons H. DuBose Montgomery - -------------------------------------------------------------------------------- (2) Check The Appropriate Box If A Member Of A Group (a) (b) X - -------------------------------------------------------------------------------- (3) SEC Use Only - -------------------------------------------------------------------------------- (4) Citizenship or Place of Organization United States - -------------------------------------------------------------------------------- Number Of Shares (5) Sole Voting Power -0- Beneficially Owned By Each Reporting (6) Shared Voting Power 1,570,641 Person With (7) Sole Dispositive Power -0- (8) Shared Dispositive Power 1,570,641 (9) Aggregate Amount Beneficially Owned By Each Reporting Person 1,570,641 - -------------------------------------------------------------------------------- (10) Check If The Aggregate Amount In Row (11) Excludes Certain Shares* - -------------------------------------------------------------------------------- (11) Percent Of Class Represented By Amount In Row (11) 6.65% - -------------------------------------------------------------------------------- (12) Type Of Reporting Person IN - -------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT! Page 5 of 14 pages CUSIP No. 144460 Page 6 of 14 Pages - -------------------------------------------------------------------------------- (1) Names of Reporting Persons. SS or I.R.S. Identification Nos. of Above Persons Thomas H. Bredt - -------------------------------------------------------------------------------- (2) Check The Appropriate Box If A Member Of A Group (a) (b) X - -------------------------------------------------------------------------------- (3) SEC Use Only - -------------------------------------------------------------------------------- (4) Citizenship or Place of Organization United States - -------------------------------------------------------------------------------- Number Of Shares (5) Sole Voting Power -0- Beneficially Owned By Each Reporting (6) Shared Voting Power 1,570,641 Person With (7) Sole Dispositive Power -0- (8) Shared Dispositive Power 1,570,641 (9) Aggregate Amount Beneficially Owned By Each Reporting Person 1,570,641 - -------------------------------------------------------------------------------- (10) Check If The Aggregate Amount In Row (11) Excludes Certain Shares* - -------------------------------------------------------------------------------- (11) Percent Of Class Represented By Amount In Row (11) 6.65% - -------------------------------------------------------------------------------- (12) Type Of Reporting Person IN - -------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT! Page 6 of 14 pages CUSIP No. 144460 Page 7 of 14 Pages - -------------------------------------------------------------------------------- (1) Names of Reporting Persons. SS or I.R.S. Identification Nos. of Above Persons Douglas C. Carlisle - -------------------------------------------------------------------------------- (2) Check The Appropriate Box If A Member Of A Group (a) (b) X - -------------------------------------------------------------------------------- (3) SEC Use Only - -------------------------------------------------------------------------------- (4) Citizenship or Place of Organization United States - -------------------------------------------------------------------------------- Number Of Shares (5) Sole Voting Power -0- Beneficially Owned By Each Reporting (6) Shared Voting Power 1,570,641 Person With (7) Sole Dispositive Power -0- (8) Shared Dispositive Power 1,570,641 (9) Aggregate Amount Beneficially Owned By Each Reporting Person 1,570,641 - -------------------------------------------------------------------------------- (10) Check If The Aggregate Amount In Row (11) Excludes Certain Shares* - -------------------------------------------------------------------------------- (11) Percent Of Class Represented By Amount In Row (11) 6.65% - -------------------------------------------------------------------------------- (12) Type Of Reporting Person IN - -------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT! Page 7 of 14 pages CUSIP No. 144460 Page 8 of 14 Pages - -------------------------------------------------------------------------------- (1) Names of Reporting Persons. SS or I.R.S. Identification Nos. of Above Persons John W. Jarve - -------------------------------------------------------------------------------- (2) Check The Appropriate Box If A Member Of A Group (a) (b) X - -------------------------------------------------------------------------------- (3) SEC Use Only - -------------------------------------------------------------------------------- (4) Citizenship or Place of Organization United States - -------------------------------------------------------------------------------- Number Of Shares (5) Sole Voting Power -0- Beneficially Owned By Each Reporting (6) Shared Voting Power 1,570,641 Person With (7) Sole Dispositive Power -0- (8) Shared Dispositive Power 1,570,641 (9) Aggregate Amount Beneficially Owned By Each Reporting Person 1,570,641 - -------------------------------------------------------------------------------- (10) Check If The Aggregate Amount In Row (11) Excludes Certain Shares* - -------------------------------------------------------------------------------- (11) Percent Of Class Represented By Amount In Row (11) 6.65% - -------------------------------------------------------------------------------- (12) Type Of Reporting Person IN - -------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT! Page 8 of 14 pages CUSIP No. 144460 Page 9 of 14 Pages (1) Names of Reporting Persons. SS or I.R.S. Identification Nos. of Above Persons Michael D. Laufer - -------------------------------------------------------------------------------- (2) Check The Appropriate Box If A Member Of A Group (a) (b) X - -------------------------------------------------------------------------------- (3) SEC Use Only - -------------------------------------------------------------------------------- (4) Citizenship or Place of Organization United States - -------------------------------------------------------------------------------- Number Of Shares (5) Sole Voting Power -0- Beneficially Owned By Each Reporting (6) Shared Voting Power 1,570,641 Person With (7) Sole Dispositive Power -0- (8) Shared Dispositive Power 1,570,641 (9) Aggregate Amount Beneficially Owned By Each Reporting Person 1,570,641 - -------------------------------------------------------------------------------- (10) Check If The Aggregate Amount In Row (11) Excludes Certain Shares* - -------------------------------------------------------------------------------- (11) Percent Of Class Represented By Amount In Row (11) 6.65% - -------------------------------------------------------------------------------- (12) Type Of Reporting Person IN - -------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT! Page 9 of 14 pages CUSIP No. 144460 Page 10 of 14 Pages - -------------------------------------------------------------------------------- (1) Names of Reporting Persons. SS or I.R.S. Identification Nos. of Above Persons Sonja L. Hoel - -------------------------------------------------------------------------------- (2) Check The Appropriate Box If A Member Of A Group (a) (b) X - -------------------------------------------------------------------------------- (3) SEC Use Only - -------------------------------------------------------------------------------- (4) Citizenship or Place of Organization United States - -------------------------------------------------------------------------------- Number Of Shares (5) Sole Voting Power -0- Beneficially Owned By Each Reporting (6) Shared Voting Power 1,570,641 Person With (7) Sole Dispositive Power -0- (8) Shared Dispositive Power 1,570,641 (9) Aggregate Amount Beneficially Owned By Each Reporting Person 1,570,641 - -------------------------------------------------------------------------------- (10) Check If The Aggregate Amount In Row (11) Excludes Certain Shares* - -------------------------------------------------------------------------------- (11) Percent Of Class Represented By Amount In Row (11) 6.65% - -------------------------------------------------------------------------------- (12) Type Of Reporting Person IN - -------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT! Page 10 of 14 pages Item 1. (a) Name of Issuer: Carrier Access Corporation ("Issuer") (b) Address of Issuer's Principal Executive Offices: 5395 Pearl Parkway Boulder, CO 80301 Item 2. (a) Name of Person Filing: Menlo Ventures VII, L.P. ("MV VII") Menlo Entrepreneurs Fund VII, L.P. ("MEF VII") MV Management VII, L.L.C. ("MVM VII") H. DuBose Montgomery ("HDM") Thomas H. Bredt ("THB") Douglas C. Carlisle ("DCC") John W. Jarve ("JWJ") Michael D. Laufer ("MDL") Sonja L. Hoel ("SLH") (b) Address of Principal Business Office: 3000 Sand Hill Road Building 4, Suite 100 Menlo Park, CA 94025 (c) Citizenship/Place of Organization: Entities: MV VII - Delaware MEF VII - Delaware MVM VII - Delaware Individuals: HDM - United States THB - United States DCC - United States JWJ - United States MDL - United States SLH - United States (d) Title of Class of Securities: Common Stock (e) CUSIP Number: 144460 Item 3. Not applicable. Page 11 of 14 pages Item 4 Ownership.
- ------- ------------ ----------- ---------- ----------- ------------ ------------ ------------ ----------- ----------- ----------- MV VII MEF VII MVM VII HDM THB DCC JWJ MDL SLH - ------- ------------ ----------- ---------- ----------- ------------ ------------ ------------ ----------- ----------- ----------- (a) Beneficial Ownership 1,503,006 67,635 1,570,641 1,570,641 1,570,641 1,570,641 1,570,641 1,570,641 1,570,641 - ------- ------------ ----------- ---------- ----------- ------------ ------------ ------------ ----------- ----------- ----------- (b) Percentage of Class 6.36% .29% 6.65% 6.65% 6.65% 6.65% 6.65% 6.65% 6.65% - ------- ------------ ----------- ---------- ----------- ------------ ------------ ------------ ----------- ----------- ----------- (c) Sole Voting Power 1,503,006 67,635 1,570,641 -0- -0- -0- -0- -0- -0- - ------- ------------ ----------- ---------- ----------- ------------ ------------ ------------ ----------- ----------- ----------- Shared Voting Power -0- -0- -0- 1,570,641 1,570,641 1,570,641 1,570,641 1,570,641 1,570,641 - ------- ------------ ----------- ---------- ----------- ------------ ------------ ------------ ----------- ----------- ----------- Sole Dispositive Power 1,503,006 67,635 1,570,641 -0- -0- -0- -0- -0- -0- - ------- ------------ ----------- ---------- ----------- ------------ ------------ ------------ ----------- ----------- ----------- Shared Dispositive Power -0- -0- -0- 1,570,641 1,570,641 1,570,641 1,570,641 1,570,641 1,570,641 - ------- ------------ ----------- ---------- ----------- ------------ ------------ ------------ ----------- ----------- -----------
Item 5. Ownership of Five Percent or Less of a Class Not Applicable. Item 6. Ownership of More than Five Percent on Behalf of Another Person Not applicable. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company. Not applicable. Item 8. Identification and Classification of Members of the Group No reporting person is a member of a group as defined in Section 240.13d-1(b)(1)(ii)(H) of the Act. Item 9. Notice of Dissolution of Group Not applicable. Page 12 of 14 pages Item 10. Certification After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. SIGNATURE Date: December 31, 1999 MENLO VENTURES VII, L.P. MV MANAGEMENT VII, L.L.C. By: MV Management VII, L.L.C. its general partner By: /s/ H. DuBose Montgomery By: /s/ H. DuBose Montgomery ------------------------------- -------------------------------- Managing Member MENLO ENTREPRENEURS FUND VII, L.P. By: MV Management VII, L.L.C. its general partner By: /s/ H. DuBose Montgomery ------------------------------- Managing Member /s/ H. DuBose Montgomery /s/ John W. Jarve - ----------------------------------- -------------------------------- H. DuBose Montgomery John W. Jarve /s/ Thomas H. Bredt /s/ Michael D. Laufer - ----------------------------------- -------------------------------- Thomas H. Bredt Michael D. Laufer /s/ Douglas C. Carlisle /s/ Sonja L. Hoel - ----------------------------------- -------------------------------- Douglas C. Carlisle Sonja L. Hoel EXHIBITS A: Joint Filing Statement Page 13 of 14 pages EXHIBIT A AGREEMENT OF JOINT FILING We, the undersigned, hereby express our agreement that the attached Schedule 13G is filed on behalf of us. Date: December 31, 1999 MENLO VENTURES VII, L.P. MV MANAGEMENT VII, L.L.C. By: MV Management VII, L.L.C. its general partner By: /s/ H. DuBose Montgomery By: /s/ H. DuBose Montgomery ------------------------------- -------------------------------- Managing Member MENLO ENTREPRENEURS FUND VII, L.P. By: MV Management VII, L.L.C. its general partner By: /s/ H. DuBose Montgomery ------------------------------- Managing Member /s/ H. DuBose Montgomery /s/ John W. Jarve - ----------------------------------- -------------------------------- H. DuBose Montgomery John W. Jarve /s/ Thomas H. Bredt /s/ Michael D. Laufer - ----------------------------------- -------------------------------- Thomas H. Bredt Michael D. Laufer /s/ Douglas C. Carlisle /s/ Sonja L. Hoel - ----------------------------------- -------------------------------- Douglas C. Carlisle Sonja L. Hoel Page 14 of 14 pages -----END PRIVACY-ENHANCED MESSAGE-----