X0306
4
2017-11-16
0
0001476651
FCB FINANCIAL HOLDINGS, INC.
FCB
0001017974
ORAN STUART I
C/O FCB FINANCIAL HOLDINGS, INC.
2500 WESTON ROAD, SUITE 300
WESTON
FL
33331
1
1
0
0
Secretary
Class A Common Stock, par value $.001 per share
2017-11-16
4
X
0
11142
24.24
A
18246
D
Class A Common Stock, par value $.001 per share
2017-11-16
4
S
0
5639
47.90
D
12607
D
Class A Common Stock, par value $.001 per share
2017-11-17
4
S
0
5503
47.7945
D
7104
D
Class A Common Stock, par value $.001 per share
315
I
By Bond Street Management, LLC
Common Stock Warrants (right to buy)
24.24
2017-11-16
4
X
0
11142
0
D
2019-11-12
Class A Common Stock
11142.0
208066
D
Common Stock Warrants (right to buy)
24.24
2019-11-12
Class A Common Stock
21000.0
21000
I
By Olivia Z Oran 1998 Trust
Common Stock Warrants (right to buy)
24.24
2019-11-12
Class A Common Stock
21000.0
21000
I
By Gregory D. Oran 1998 Trust
On November 16, 2017, the reporting person exercised a warrant to purchase an aggregate of 11,142 shares of Class A Common Stock of the Issuer for $24.24 a share. The reporting person paid the exercise price on a cashless basis, resulting in FCB Financial Holdings, Inc. (the "Issuer") withholding 5,639 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 5,503 shares. The Issuer also paid $25.87 to the reporting person in lieu of fractional shares.
These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 14, 2017.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.25 to $48.15, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.
This includes 315 shares of Class A Common Stock beneficially owned by the reporting person through Bond Street Management, LLC.
Exercisable in three substantially equal portions on each of the 6-month, 18-month and 30-month anniversaries of the consummation of the initial public offering. The exercise price at the 6-month anniversary of the consummation of the initial public offering is $24.24, the exercise price at the 18-month anniversary of the consummation of the initial public offering is $26.18 and the exercise price at the 30-month anniversary of the consummation of the initial public offering is $28.28.
/s/ Douglas Bates, as Attorney-in-Fact for Stuart Oran
2017-11-20