0001017712-12-000050.txt : 20121206
0001017712-12-000050.hdr.sgml : 20121206
20121206185306
ACCESSION NUMBER: 0001017712-12-000050
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121204
FILED AS OF DATE: 20121206
DATE AS OF CHANGE: 20121206
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SCHUON ANDY
CENTRAL INDEX KEY: 0001249763
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-28784
FILM NUMBER: 121247831
MAIL ADDRESS:
STREET 1: 18305 E SAN JOSE AVENUE
CITY: CITY OF INDUSTRY
STATE: CA
ZIP: 91748
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HOT TOPIC INC /CA/
CENTRAL INDEX KEY: 0001017712
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-APPAREL & ACCESSORY STORES [5600]
IRS NUMBER: 770198182
STATE OF INCORPORATION: CA
FISCAL YEAR END: 0130
BUSINESS ADDRESS:
STREET 1: 18305 EAST SAN JOSE AVENUE
CITY: CITY OF INDUSTRY
STATE: CA
ZIP: 91748
BUSINESS PHONE: 6268394681
MAIL ADDRESS:
STREET 1: 18305 EAST SAN JOSE AVENUE
CITY: CITY OF INDUSTRY
STATE: CA
ZIP: 91768
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2012-12-04
0
0001017712
HOT TOPIC INC /CA/
HOTT
0001249763
SCHUON ANDY
18305 E. SAN JOSE AVE.
CITY OF INDUSTRY
CA
91748
1
0
0
0
Common Stock
2012-12-04
4
M
0
11495
6.02
A
53487
D
Common Stock
2012-12-04
4
S
0
11495
9.8153
D
41992
D
Common Stock
2012-12-04
4
M
0
1407
6.02
A
43399
D
Common Stock
2012-12-04
4
S
0
1407
9.8285
D
41992
D
Common Stock
2012-12-04
4
M
0
13099
7.54
A
55091
D
Common Stock
2012-12-04
4
S
0
13099
9.8718
D
41992
D
Common Stock
2012-12-04
4
M
0
17813
4.88
A
59805
D
Common Stock
2012-12-04
4
S
0
17813
9.8201
D
41992
D
Common Stock
2012-12-04
4
M
0
7085
7.09
A
49077
D
Common Stock
2012-12-04
4
S
0
7085
9.7664
D
41992
D
Non-Qualified Stock Option (right to buy)
4.88
2012-12-04
4
M
0
17813
0
D
2011-06-08
2020-06-08
Common Stock
17813
13856
D
Non-Qualified Stock Option (right to buy)
6.02
2012-12-04
4
M
0
11495
0
D
2009-06-10
2018-06-10
Common Stock
11495
1407
D
Non-Qualified Stock Option (right to buy)
6.02
2012-12-04
4
M
0
1407
0
D
2009-06-10
2018-06-10
Common Stock
1407
0
D
Non-Qualified Stock Option (right to buy)
7.09
2012-12-04
4
M
0
7085
0
D
2012-06-07
2021-06-07
Common Stock
7085
15587
D
Non-Qualified Stock Option (right to buy)
7.54
2012-12-04
4
M
0
13099
0
D
2010-06-09
2019-06-09
Common Stock
13099
3023
D
This transaction was executed in multiple trades at prices ranging from $9.80 to $9.84. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $9.73 to $9.91. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $9.80 to $9.915. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $9.70 to $9.915. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $9.70 to $9.89. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
25% of the shares subject to the stock option vested one year from the date of grant, and 6.25% of the shares vest quarterly thereafter.
25% of the shares subject to the stock option vested one year from the date of grant, and 6.25% of the shares vested quarterly thereafter. The stock option is fully vested and exercisable.
By: George Wehlitz, Attorney in Fact For: Andrew Schuon
2012-12-06