-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, A/zo4nb4WYpwtverSITknUjA4wK5JTG61r5YW64yQxMOP7pLYnxvUyMOG2wdMqUe H4QMk9qp67AGmiBJD1Pvgw== 0000936392-97-000222.txt : 19970222 0000936392-97-000222.hdr.sgml : 19970222 ACCESSION NUMBER: 0000936392-97-000222 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970214 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HOT TOPIC INC /CA/ CENTRAL INDEX KEY: 0001017712 STANDARD INDUSTRIAL CLASSIFICATION: OPTICAL INSTRUMENTS & LENSES [3827] IRS NUMBER: 770198182 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-48895 FILM NUMBER: 97532474 BUSINESS ADDRESS: STREET 1: 3410 POMONA BLVD CITY: POMONA STATE: CA ZIP: 91768 MAIL ADDRESS: STREET 1: 3410 POMONA BLVD CITY: POMONA STATE: CA ZIP: 91768 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MADDEN LEANN CENTRAL INDEX KEY: 0001032411 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: HOT TOPIC INC STREET 2: 3410 POMONA BLVD CITY: POMONA STATE: CA ZIP: 91768 BUSINESS PHONE: 9098696373 MAIL ADDRESS: STREET 1: HOT TOPIC INC STREET 2: 3410 POMONA BLVD CITY: POMONA STATE: CA ZIP: 91768 SC 13G 1 SCHEDULE 13G FOR LEANN MADDEN 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 HOT TOPIC, INC. --------------------------------- (Name of Issuer) COMMON STOCK --------------------------------- (Title of Class of Securities) 441339 10 8 --------------------------------- (CUSIP Number) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). FILED FEBRUARY 13, 1997 (REFLECTING OWNERSHIP AS OF 12/31/96) 2 CUSIP NO. 441339 10 8 13G PAGE 2 OF 4 PAGES --------------------- ----- ---- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON LeAnn Madden ###-##-#### --------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] --------------------------------------------------------------------- 3 SEC USE ONLY --------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION USA --------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF 5,250 SHARES -------------------------------------------------------- BENEFICIALLY 6 SHARED VOTING POWER OWNED BY 250,899 EACH -------------------------------------------------------- REPORTING 7 SOLE DISPOSITIVE POWER PERSON WITH 5,250 -------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 250,899 -------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 256,149 --------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] --------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 5.6% --------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN --------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT! 3 ITEM 1. (a) Name of Issuer: HOT TOPIC, INC. (b) Address of Issuer's Principal Executive Officers: 3410 POMONA BOULEVARD POMONA, CA 91766 ITEM 2. (a) Name of Person Filing: LEANN MADDEN (b) Address of Principal Business Office or, if none, Residence: ABOVE (c) Citizenship: USA (d) Title of Class of Securities: COMMON (e) CUSIP Number: 441339 10 8 ITEM 3. NOT APPLICABLE. ITEM 4. OWNERSHIP. (a) Amount Beneficially Owned: 256,149 (b) Percent of Class: 5.6% (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: 5,250 (ii) shared power to vote or to direct the vote: 250,899 (iii) sole power to dispose or to direct the disposition of: 5,250 (iv) shared power to dispose or to direct the disposition of: 250,899 ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS Not Applicable. ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON Not Applicable. ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY. Not Applicable. 4 ITEM 8. Identification and Classification of Members of the Group Not applicable. ITEM 9. Notice of Dissolution of Group Not applicable. ITEM 10. Certification SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 11, 1997 ------------------------------- Date /s/ LEANN MADDEN ------------------------------- Signature LeAnn Madden ------------------------------- Name/Title -----END PRIVACY-ENHANCED MESSAGE-----