Chief Compliance Officer

0001017284-18-000004.txt : 20180205 0001017284-18-000004.hdr.sgml : 20180205 20180205161635 ACCESSION NUMBER: 0001017284-18-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20171231 FILED AS OF DATE: 20180205 DATE AS OF CHANGE: 20180205 EFFECTIVENESS DATE: 20180205 FILER: COMPANY DATA: COMPANY CONFORMED NAME: THOMPSON DAVIS & CO., INC. CENTRAL INDEX KEY: 0001017284 IRS NUMBER: 133848035 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15833 FILM NUMBER: 18574394 BUSINESS ADDRESS: STREET 1: 15 SOUTH 5TH STREET STREET 2: 16TH FLOOR CITY: RICHMOND STATE: VA ZIP: 23219 BUSINESS PHONE: 804-644-6380 MAIL ADDRESS: STREET 1: PO BOX 1854 STREET 2: 16TH FLOOR CITY: RICHMOND STATE: VA ZIP: 23218 FORMER COMPANY: FORMER CONFORMED NAME: NET SECURITIES CORP. DATE OF NAME CHANGE: 20020425 FORMER COMPANY: FORMER CONFORMED NAME: NET SECURITIES CORP DATE OF NAME CHANGE: 20020425 FORMER COMPANY: FORMER CONFORMED NAME: BLOOMBERG SECURITIES INC /BD DATE OF NAME CHANGE: 19961105 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001017284 XXXXXXXX 12-31-2017 12-31-2017 THOMPSON DAVIS & CO., INC.

PO BOX 1854 16TH FLOOR RICHMOND VA 23218

13F HOLDINGS REPORT 028-15833 N Walter H. Young III Chief Compliance Officer (804) 644-6392 Walter H. 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ROYCE GLOBAL VALUE TR INC COM 78081T104 1 86 SH SOLE 0 0 86 ROYCE VALUE TR INC COM 780910105 86 5294 SH SOLE 0 0 5294 ROYCE MICRO-CAP TR INC COM 780915104 92 9697 SH SOLE 0 0 9697 RYMAN HOSPITALITY PPTYS INC COM 78377T107 144 2091 SH SOLE 0 0 2091 SPDR S&P 500 ETF TR TR UNIT 78462F103 804 3013 SH SOLE 0 0 3013 SPDR GOLD TRUST GOLD SHS 78463V107 43 350 SH SOLE 0 0 350 SPDR SERIES TRUST PORTFOLIO SHORT 78464A474 61 2000 SH SOLE 0 0 2000 SPDR SERIES TRUST S&P BIOTECH 78464A870 276 3250 SH SOLE 0 0 3250 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 25 100 SH SOLE 0 0 100 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 660 1911 SH SOLE 0 0 1911 SRC ENERGY INC COM 78470V108 70 8243 SH SOLE 0 0 8243 S&W SEED CO COM 785135104 20 5000 SH SOLE 0 0 5000 SAILPOINT TECHNLGIES HLDGS I COM 78781P105 156 10750 SH SOLE 0 0 10750 SALESFORCE COM INC COM 79466L302 279 2725 SH SOLE 0 0 2725 SCHLUMBERGER LTD COM 806857108 25 378 SH SOLE 0 0 378 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 31 445 SH 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INC COM 882508104 96 924 SH SOLE 0 0 924 TEXAS ROADHOUSE INC COM 882681109 14 267 SH SOLE 0 0 267 TG THERAPEUTICS INC COM 88322Q108 10 1250 SH SOLE 0 0 1250 3M CO COM 88579Y101 24 100 SH SOLE 0 0 100 TIME INC NEW COM 887228104 0 15 SH SOLE 0 0 15 TINTRI INC COM 88770Q105 5 1000 SH SOLE 0 0 1000 TIVITY HEALTH INC COM 88870R102 9 250 SH SOLE 0 0 250 TOOTSIE ROLL INDS INC COM 890516107 72 1967 SH SOLE 0 0 1967 TOPBUILD CORP COM 89055F103 19 250 SH SOLE 0 0 250 TOWNEBANK PORTSMOUTH VA COM 89214P109 10 310 SH SOLE 0 0 310 TRANSGLOBE ENERGY CORP COM 893662106 2 1200 SH SOLE 0 0 1200 TRI CONTL CORP COM 895436103 13 500 SH SOLE 0 0 500 TRIPADVISOR INC COM 896945201 9 250 SH SOLE 0 0 250 TRUPANION INC COM 898202106 11 375 SH SOLE 0 0 375 TURTLE BEACH CORP COM 900450107 0 280 SH SOLE 0 0 280 21VIANET GROUP INC SPONSORED ADR 90138A103 6 750 SH SOLE 0 0 750 TWILIO INC CL A 90138F102 127 5375 SH SOLE 0 0 5375 TWITTER INC COM 90184L102 90 3750 SH SOLE 0 0 3750 II VI INC COM 902104108 258 5500 SH SOLE 0 0 5500 USA COMPRESSION PARTNERS LP COMUNIT LTDPAR 90290N109 8 500 SH SOLE 0 0 500 USA TECHNOLOGIES INC COM NO PAR 90328S500 98 10000 SH SOLE 0 0 10000 U S CONCRETE INC COM NEW 90333L201 52 625 SH SOLE 0 0 625 UNDER ARMOUR INC CL A 904311107 1 50 SH SOLE 0 0 50 UNDER ARMOUR INC CL C 904311206 1 50 SH SOLE 0 0 50 UNITED PARCEL SERVICE INC CL B 911312106 6 50 SH SOLE 0 0 50 U S ENERGY CORP WYO COM NEW 911805208 2 1000 SH SOLE 0 0 1000 UNITED STATES NATL GAS FUND UNIT PAR $0.001 912318201 6 1000 SH SOLE 0 0 1000 UNITED TECHNOLOGIES CORP COM 913017109 126 989 SH SOLE 0 0 989 UNITEDHEALTH GROUP INC COM 91324P102 22 100 SH SOLE 0 0 100 UNIVERSAL DISPLAY CORP COM 91347P105 86 500 SH SOLE 0 0 500 UNIVEST CORP PA COM 915271100 23 804 SH SOLE 0 0 804 UPLAND SOFTWARE INC COM 91544A109 22 1000 SH SOLE 0 0 1000 VAALCO ENERGY INC COM NEW 91851C201 1 1000 SH SOLE 0 0 1000 VALEANT PHARMACEUTICALS INTL COM 91911K102 10 500 SH SOLE 0 0 500 VANECK VECTORS ETF TR RARE EARTH STRAT 92189F742 30 1000 SH SOLE 0 0 1000 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 25 245 SH SOLE 0 0 245 VANGUARD STAR FD VG TL INTL STK F 921909768 9 150 SH SOLE 0 0 150 VANGUARD ADMIRAL FDS INC 500 GRTH IDX F 921932505 41 300 SH SOLE 0 0 300 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 7 152 SH SOLE 0 0 152 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 17 314 SH SOLE 0 0 314 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 0 8 SH SOLE 0 0 8 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 101 1700 SH SOLE 0 0 1700 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 88 605 SH SOLE 0 0 605 VANGUARD WORLD FDS ENERGY ETF 92204A306 7 75 SH SOLE 0 0 75 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 367 4624 SH SOLE 0 0 4624 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 61 700 SH SOLE 0 0 700 VARONIS SYS INC COM 922280102 34 700 SH SOLE 0 0 700 VASCO DATA SEC INTL INC COM 92230Y104 76 5500 SH SOLE 0 0 5500 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 1093 4455 SH SOLE 0 0 4455 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