Chief Compliance Officer

0001017284-14-000005.txt : 20140212 0001017284-14-000005.hdr.sgml : 20140212 20140212155701 ACCESSION NUMBER: 0001017284-14-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20131231 FILED AS OF DATE: 20140212 DATE AS OF CHANGE: 20140212 EFFECTIVENESS DATE: 20140212 FILER: COMPANY DATA: COMPANY CONFORMED NAME: THOMPSON DAVIS & CO., INC. CENTRAL INDEX KEY: 0001017284 IRS NUMBER: 133848035 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15833 FILM NUMBER: 14600098 BUSINESS ADDRESS: STREET 1: 15 SOUTH 5TH STREET STREET 2: 16TH FLOOR CITY: RICHMOND STATE: VA ZIP: 23219 BUSINESS PHONE: 804-644-6380 MAIL ADDRESS: STREET 1: PO BOX 1854 STREET 2: 16TH FLOOR CITY: RICHMOND STATE: VA ZIP: 23218 FORMER COMPANY: FORMER CONFORMED NAME: NET SECURITIES CORP. DATE OF NAME CHANGE: 20020425 FORMER COMPANY: FORMER CONFORMED NAME: NET SECURITIES CORP DATE OF NAME CHANGE: 20020425 FORMER COMPANY: FORMER CONFORMED NAME: BLOOMBERG SECURITIES INC /BD DATE OF NAME CHANGE: 19961105 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001017284 XXXXXXXX 12-31-2013 12-31-2013 THOMPSON DAVIS & CO., INC.

PO BOX 1854 16TH FLOOR RICHMOND VA 23218

13F HOLDINGS REPORT 028-15833 N Walter H. Young III Chief Compliance Officer (804) 644-6392 Walter H. Young III Richmond VA 02-12-2014 0 742 66228 false INFORMATION TABLE 2 td4q13.xml THOMAS DAVIS INITIAL 13F FILING 4TH QTR AMN HEALTHCARE SVCS INC COM 001744101 11 750 SH SOLE 0 0 750 AOL INC COM 00184X105 12 250 SH SOLE 0 0 250 ARC DOCUMENTSOLUTIONS INC COM 00191G103 249 30250 SH SOLE 0 0 30250 AT&T INC COM 00206R102 75 2143 SH SOLE 0 0 2143 ARC GROUP WORLDWIDE INC COM 00213H105 6 250 SH SOLE 0 0 250 AU OPTRONICS CORP SPONSORED ADR 002255107 0 46 SH SOLE 0 0 46 ABAXIS INC COM 002567105 0 0 SH SOLE 0 0 0 ABBOTT LABS COM 002824100 5 125 SH SOLE 0 0 125 ABENGOA SA SP ADR REP B 00289R201 4 250 SH SOLE 0 0 250 ACADIA HEALTHCARE CO INC COM 00404A109 12 250 SH SOLE 0 0 250 ACCURAY INC COM 004397105 74 8500 SH SOLE 0 0 8500 ACORDA THERAPEUTICS INC COM 00484M106 29 1000 SH SOLE 0 0 1000 ACURA PHARMACEUTICALS INC COM NEW 00509L703 0 32 SH SOLE 0 0 32 ADEPT TECHNOLOGY INC COM NEW 006854202 58 3455 SH SOLE 0 0 3455 ADOBE SYS INC COM 00724F101 122 2044 SH SOLE 0 0 2044 ADVANCED PHOTONIX INC CL A 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