0000950142-12-000431.txt : 20120216 0000950142-12-000431.hdr.sgml : 20120216 20120216200748 ACCESSION NUMBER: 0000950142-12-000431 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120214 FILED AS OF DATE: 20120216 DATE AS OF CHANGE: 20120216 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LEFFLER ROBERT V JR CENTRAL INDEX KEY: 0001016916 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04219 FILM NUMBER: 12620759 MAIL ADDRESS: STREET 1: 2602 NORTH CHANDLER STREET CITY: BALTIMORE STATE: MD ZIP: 77210 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARBINGER GROUP INC. CENTRAL INDEX KEY: 0000109177 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 741339132 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 450 PARK AVENUE STREET 2: 27TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 347 840 8677 MAIL ADDRESS: STREET 1: 450 PARK AVENUE STREET 2: 27TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: ZAPATA CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: ZAPATA NORNESS INC DATE OF NAME CHANGE: 19720314 FORMER COMPANY: FORMER CONFORMED NAME: ZAPATA OFF SHORE CO DATE OF NAME CHANGE: 19690115 4 1 es1200207_4-leffler.xml OWNERSHIP DOCUMENT X0304 4 2012-02-14 0 0000109177 HARBINGER GROUP INC. HRG 0001016916 LEFFLER ROBERT V JR C/O HARBINGER GROUP INC. 450 PARK AVENUE, 27TH FLOOR NEW YORK NY 10022 1 0 0 0 Common Stock 2012-02-14 4 M 0 8000 3.325 A 29645 D Common Stock 2012-02-14 4 F 0 5474 4.86 D 24171 D Employee Stock Option (right to buy) 3.325 2012-02-14 4 M 0 8000 0 D 2012-03-01 Common Stock 8000 0 D The options became exercisable in cumulative one-third installments vesting annually beginning on the first anniversary of March 1, 2002. /s/ Robert Leffler 2012-02-15