0000950142-12-000431.txt : 20120216
0000950142-12-000431.hdr.sgml : 20120216
20120216200748
ACCESSION NUMBER: 0000950142-12-000431
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120214
FILED AS OF DATE: 20120216
DATE AS OF CHANGE: 20120216
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LEFFLER ROBERT V JR
CENTRAL INDEX KEY: 0001016916
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-04219
FILM NUMBER: 12620759
MAIL ADDRESS:
STREET 1: 2602 NORTH CHANDLER STREET
CITY: BALTIMORE
STATE: MD
ZIP: 77210
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HARBINGER GROUP INC.
CENTRAL INDEX KEY: 0000109177
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690]
IRS NUMBER: 741339132
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 450 PARK AVENUE
STREET 2: 27TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 347 840 8677
MAIL ADDRESS:
STREET 1: 450 PARK AVENUE
STREET 2: 27TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: ZAPATA CORP
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: ZAPATA NORNESS INC
DATE OF NAME CHANGE: 19720314
FORMER COMPANY:
FORMER CONFORMED NAME: ZAPATA OFF SHORE CO
DATE OF NAME CHANGE: 19690115
4
1
es1200207_4-leffler.xml
OWNERSHIP DOCUMENT
X0304
4
2012-02-14
0
0000109177
HARBINGER GROUP INC.
HRG
0001016916
LEFFLER ROBERT V JR
C/O HARBINGER GROUP INC.
450 PARK AVENUE, 27TH FLOOR
NEW YORK
NY
10022
1
0
0
0
Common Stock
2012-02-14
4
M
0
8000
3.325
A
29645
D
Common Stock
2012-02-14
4
F
0
5474
4.86
D
24171
D
Employee Stock Option (right to buy)
3.325
2012-02-14
4
M
0
8000
0
D
2012-03-01
Common Stock
8000
0
D
The options became exercisable in cumulative one-third installments vesting annually beginning on the first anniversary of March 1, 2002.
/s/ Robert Leffler
2012-02-15