-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ChoMItXpYwURtxi0CjQbk8kHT2tViI8ZhzhOkQeog1/A9hmYOOF05ACgZ0e4KAuj 7UrQy2Vnn9SzgC+eRIFjyg== 0001130381-04-000012.txt : 20040217 0001130381-04-000012.hdr.sgml : 20040216 20040213202859 ACCESSION NUMBER: 0001130381-04-000012 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20040217 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: DOCUMENT SCIENCES CORP CENTRAL INDEX KEY: 0001016831 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 330485994 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-49433 FILM NUMBER: 04601895 BUSINESS ADDRESS: STREET 1: 6339 PASEO DEL LAGO CITY: CARLSBAD STATE: CA ZIP: 92009 BUSINESS PHONE: 7606021400 MAIL ADDRESS: STREET 1: 6339 PASEO DEL LAGO CITY: CARLSBAD STATE: CA ZIP: 92009 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: E CAPITAL CORP CENTRAL INDEX KEY: 0001130381 IRS NUMBER: 953565499 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 1000 WILSHIRE BLVD CITY: LOS ANGELES STATE: CA ZIP: 90017 BUSINESS PHONE: 2136888080 MAIL ADDRESS: STREET 1: 1000 WILSHIRE BLVD CITY: LOS ANGELES STATE: CA ZIP: 90017 SC 13G/A 1 docx04.txt OMB APPROVAL OMB Number 3235-0145 Expires: December 31, 2005 Estimated average burden Hours per response....11 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE13G Under the Securities Exchange Act of 1934 (Amendment No__2__)* DOCUMENT SCIENCES CORPORATION - --------------------------------------------------------------------- (Name of Issuer) Common - --------------------------------------------------------------------- (Title of Class of Securities) 25614R105 ----------------- (CUSIP Number) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: /x/ Rule 13d-1(b) /x/ Rule 13d-1(c) / / Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. SEC 1745 (3-98) Page 1 of 9 CUSIP No. 25614R105 - -------------------- 1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only) E*Capital Corporation - --------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) /x/ (b) / / - --------------------------------------------------------------------- 3. SEC Use Only - --------------------------------------------------------------------- 4. Citizenship or Place of Organization California - --------------------------------------------------------------------- Number of Shares 5. Sole Voting Power 137,076 Beneficially by ---------------------------------------------- Owned by Each 6. Shared Voting Power 241,287 Reporting ---------------------------------------------- Person With: 7. Sole Dispositive Power 137,076 ---------------------------------------------- 8.Shared Dispositive Power 285,166 - --------------------------------------------------------------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person 285,166 - --------------------------------------------------------------------- 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) /x/ - --------------------------------------------------------------------- 11. Percent of Class Represented by Amount in Row (9) 9.0% - --------------------------------------------------------------------- 12. Type of Reporting Person (See Instructions) - --------------------------------------------------------------------- CO Page 2 of 9 CUSIP No. 25614R105 - -------------------- 1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only) Edward W. Wedbush - --------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) /x/ (b) / / - --------------------------------------------------------------------- 3. SEC Use Only - --------------------------------------------------------------------- 4. Citizenship or Place of Organization United States of America - --------------------------------------------------------------------- Number of Shares 5. Sole Voting Power 90,111 Beneficially by ---------------------------------------------- Owned by Each 6. Shared Voting Power 241,287 Reporting ---------------------------------------------- Person With: 7. Sole Dispositive Power 90,111 ---------------------------------------------- 8.Shared Dispositive Power 285,166 - --------------------------------------------------------------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person 285,166 - --------------------------------------------------------------------- 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) /x/ - --------------------------------------------------------------------- 11. Percent of Class Represented by Amount in Row (9) 9.0% - --------------------------------------------------------------------- 12. Type of Reporting Person (See Instructions) - --------------------------------------------------------------------- IN Page 3 of 9 CUSIP No. 25614R105 - -------------------- 1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only) Wedbush Morgan Securities, Inc. - --------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) /x/ (b) / / - --------------------------------------------------------------------- 3. SEC Use Only - --------------------------------------------------------------------- 6. Citizenship or Place of Organization California - --------------------------------------------------------------------- Number of Shares 5. Sole Voting Power 14,100 Beneficially by ---------------------------------------------- Owned by Each 6. Shared Voting Power 241,287 Reporting ---------------------------------------------- Person With: 7. Sole Dispositive Power 14,100 ---------------------------------------------- 8.Shared Dispositive Power 285,166 - --------------------------------------------------------------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person 285,166 - --------------------------------------------------------------------- 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) /x/ - --------------------------------------------------------------------- 11. Percent of Class Represented by Amount in Row (9) 9.0% - --------------------------------------------------------------------- 12. Type of Reporting Person (See Instructions) - --------------------------------------------------------------------- BD Page 4 of 9 Cusip No. 25614R105 13G DOCUMENT SCIENCES CORPORATION - --------------------------------------------------------------------- Item 1. Name and Address of Issuer. (a) This statement relates to the shares of the common stock of DOCUMENT SCIENCES CORPORATION ("Issuer"). (b) Issuer's address: 6339 Paseo del Lago, Carlsbad, California 92009 Item 2. Filers (a) This statement is filed by E*Capital Corporation ("ECC"), Edward W. Wedbush ("EWW") and Wedbush Morgan Securities, Inc. ("WMS"). (b) Business address of the above filers are as follows: ECC - 1000 Wilshire Blvd., Los Angeles, CA 90017-2457 EWW - P.O. Box 30014, Los Angeles, CA 90030-0014 WMS - P.O. Box 30014, Los Angeles, CA 90030-0014 (c) ECC is a California corporation. EWW is a citizen of the United States of America. WMS is a California corporation. (d) Common stock (e) 25614R105 Item 3. Classification of Filers (a) WMS is a broker/dealer (b) - (j) Not applicable (g) ECC is a control person Page 5 of 9 Item 4. Ownership (a) ECC has sole ownership of 137,076 Shares of the Issuer; EWW has sole ownership of 90,111 Shares; and WMS has sole ownership of 14,100 Shares. (b) Of the Shares outstanding, ECC owns approximately 4.31%; EWW owns approximately 2.84%; and WMS owns approximately 0.44%. (c) Number of Shares as to which the filer has: (i) Sole power to vote: ECC has sole power to vote on 137,076 Shares; EWW has 90,111 sole Shares; and WMS has 14,100 sole Shares. (ii) Shared power to vote: ECC has 241,287 Shares; EWW has 241,287 Shares; and WMS has 241,287 Shares. (iii) Sole power to dispose: ECC has sole power to dispose on 137,076 Shares; EWW has 90,111 Shares to dispose; and WMS has 14,100 Shares to dispose. (iv) Shared power to dispose; ECC has 285,166 Shares; EWW has 285,166 Shares; WMS has 285,166 Shares. Item 5. Ownership of Five Percent or Less of a Class. Not applicable. Item 6. Ownership of More Than Five Percent on Behalf of Another. Not applicable. Item 7. Identification and Classification of Subsidiary which Acquired the Securities Being Reported on by the Parent Holding Company. Not Applicable. Page 6 of 9 Item 8. Identification and Classification of Members of a Group. Name Category No.ofShares Percentage E*Capital Corporation CO 137,076 4.31% Edward W. Wedbush IN 90,111 2.84% Wedbush Morgan Securities, Inc. BD 14,100 0.44% EWW is the chairman of ECC. EWW owns a majority of the outstanding Shares of ECC. EWW is the President and Chief Executive Officer of WMS. ECC owns a majority of the shars of WMS. Accordingly, EWW may be deemed the beneficial owner of the Issuer's Shares owned by ECC. However, beneficial ownership of the Issuer's Shares is hereby disclaimed by EWW. Item 9. Notice of Dissolution of Group. Not applicable. Page 7 of 9 Item 10. Certification By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the Issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purpose or effect. Signature After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. E*Capital Corporation 2/13/04 - --------------------------- Date ERIC D. WEDBUSH - ------------------ Eric D. Wedbush - --------------------------- Signature ERIC D. WEDBUSH - ------------------ Eric D. Wedbush/ President - --------------------------- Name/Title Edward W. Wedbush 2/13/04 - --------------------------- Date EDWARD W. WEDBUSH - ------------------ Edward W. Wedbush - --------------------------- Signature EDWARD W. WEDBUSH - ------------------ Edward W. Wedbush - --------------------------- Name/Title Page 8 of 9 Wedbush Morgan Securities, Inc. 2/13/04 - --------------------------- Date EDWARD W. WEDBUSH - ------------------ Edward W. Wedbush - --------------------------- Signature Edward W. Wedbush/ President and Chief Executive Officer - --------------------------- Name/Title Page 9 of 9 -----END PRIVACY-ENHANCED MESSAGE-----