0000098246-16-000232.txt : 20160404 0000098246-16-000232.hdr.sgml : 20160404 20160404144606 ACCESSION NUMBER: 0000098246-16-000232 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160331 FILED AS OF DATE: 20160404 DATE AS OF CHANGE: 20160404 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TIFFANY & CO CENTRAL INDEX KEY: 0000098246 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-JEWELRY STORES [5944] IRS NUMBER: 133228013 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 727 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2122305321 MAIL ADDRESS: STREET 1: 727 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PETTERSON JOHN S CENTRAL INDEX KEY: 0001016763 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09494 FILM NUMBER: 161550125 MAIL ADDRESS: STREET 1: C/O TIFFANY & CO LEGAL DEPT STREET 2: 727 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10022 4 1 wf-form4_145979555576933.xml FORM 4 X0306 4 2016-03-31 0 0000098246 TIFFANY & CO TIF 0001016763 PETTERSON JOHN S TIFFANY & CO. 727 FIFTH AVENUE NEW YORK NY 10022 0 1 0 0 SENIOR VICE PRESIDENT Common Stock $.01 Par 2016-03-31 4 M 0 6709 0 A 44631 D Common Stock $.01 Par 2016-03-31 4 F 0 2494 73.16 D 42137 D Common Stock $.01 Par 386 I By ESOP Performance-based Restricted Stock Units 2016-03-31 4 M 0 6709 0 D Common Stock 6709.0 0 D Each performance-based restricted stock unit represented a contingent right to receive a share of issuer's common stock upon satisfaction of financial performance criteria for the three-year performance period ended January 31, 2016 and publication of issuer's audited financial statements for the fiscal year-ended on that date. 12,400 performance-based restricted stock units were granted pursuant to the Tiffany & Co. 2005 Employee Incentive Plan, which complies with Rule 16b-3. 5,691 performance-based restricted stock units not eligible for conversion at the end of the performance period were canceled. /s/ John C. Duffy, Attorney-in-Fact 2016-04-04