0000098246-16-000236.txt : 20160406
0000098246-16-000236.hdr.sgml : 20160406
20160406174327
ACCESSION NUMBER: 0000098246-16-000236
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160404
FILED AS OF DATE: 20160406
DATE AS OF CHANGE: 20160406
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TIFFANY & CO
CENTRAL INDEX KEY: 0000098246
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-JEWELRY STORES [5944]
IRS NUMBER: 133228013
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 727 FIFTH AVE
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 2122305321
MAIL ADDRESS:
STREET 1: 727 FIFTH AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KOWALSKI MICHAEL JOSEPH
CENTRAL INDEX KEY: 0001016753
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09494
FILM NUMBER: 161558422
MAIL ADDRESS:
STREET 1: C/O TIFFANY & CO LEGAL DEPT
STREET 2: 727 FIFTH AVE
CITY: NEW YORK
STATE: NY
ZIP: 10022
4
1
wf-form4_145997899632254.xml
FORM 4
X0306
4
2016-04-04
0
0000098246
TIFFANY & CO
TIF
0001016753
KOWALSKI MICHAEL JOSEPH
TIFFANY & CO.
727 FIFTH AVENUE
NEW YORK
NY
10022
1
0
0
0
Common Stock $.01 Par
2016-04-04
4
M
0
67000
58
A
112260
D
Common Stock $.01 Par
2016-04-04
4
M
0
53250
60.54
A
165510
D
Common Stock $.01 Par
2016-04-04
4
M
0
34500
63.76
A
200010
D
Common Stock $.01 Par
2016-04-04
4
S
0
102926
72.4123
D
97084
D
Common Stock $.01 Par
2016-04-04
4
S
0
51824
73.5002
D
45260
D
Common Stock $.01 Par
50000
I
By Trust
Common Stock $.01 Par
17572
I
By Kowalski Family Foundation
Employee Stock Option (Right to Buy)
58.0
2016-04-04
4
M
0
67000
0
D
2021-01-20
Common Stock $.01 Par
67000.0
0
D
Employee Stock Option (Right to Buy)
60.54
2016-04-04
4
M
0
53250
0
D
2022-01-18
Common Stock $.01 Par
53250.0
0
D
Employee Stock Option (Right to Buy)
63.76
2016-04-04
4
M
0
34500
0
D
2023-01-16
Common Stock $.01 Par
34500.0
0
D
848 shares in the total is an unvested restricted stock unit grant.
The price in Column 4 is a weighted average price. The price actually received ranged from $72.06 to $73.05 per share. The reporting person's broker has provided to the issuer and the issuer will provide any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
The price in Column 4 is a weighted average price. The price actually received ranged from $73.06 to $74.05 per share. The reporting person's broker has provided to the issuer and the issuer will provide any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
Options granted pursuant to the Tiffany & Co. 2005 Employee Incentive Plan, which complies with Rule 16b-3, on January 20, 2011. The option vested in four equal annual installments on January 20, 2012, 2013, 2014 and 2015.
Total grant 67,000 shares. 0 shares previously exercised.
Options granted pursuant to the Tiffany & Co. 2005 Employee Incentive Plan, which complies with Rule 16b-3, on January 18, 2012. The option was scheduled to vest in four equal annual installments on January 18, 2013, 2014, 2015 and 2016. Pursuant to the applicable terms of such option, 17,750 unvested options were forfeited upon Mr. Kowalski's retirement as Chief Executive Officer, effective March 31, 2015, and his transition to a non-employee director serving as Chairman of the Board, effective April 1, 2015.
53,250 options vested prior to Mr. Kowalski's retirement as Chief Executive Officer effective March 31, 2015. 0 shares previously exercised.
Options granted pursuant to the Tiffany & Co. 2005 Employee Incentive Plan, which complies with Rule 16b-3, on January 16, 2013. The option was scheduled to vest in four equal annual installments on January 16, 2014, 2015, 2016 and 2017. Pursuant to the applicable terms of such option, 34,500 unvested options were forfeited upon Mr. Kowalski's retirement as Chief Executive Officer, effective March 31, 2015, and his transition to a non-employee director serving as Chairman of the Board, effective April 1, 2015.
34,500 options vested prior to Mr. Kowalski's retirement as Chief Executive Officer effective March 31, 2015. 0 shares previously exercised.
/s/ John C. Duffy, Attorney-in-Fact
2016-04-06