0000098246-16-000236.txt : 20160406 0000098246-16-000236.hdr.sgml : 20160406 20160406174327 ACCESSION NUMBER: 0000098246-16-000236 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160404 FILED AS OF DATE: 20160406 DATE AS OF CHANGE: 20160406 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TIFFANY & CO CENTRAL INDEX KEY: 0000098246 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-JEWELRY STORES [5944] IRS NUMBER: 133228013 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 727 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2122305321 MAIL ADDRESS: STREET 1: 727 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KOWALSKI MICHAEL JOSEPH CENTRAL INDEX KEY: 0001016753 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09494 FILM NUMBER: 161558422 MAIL ADDRESS: STREET 1: C/O TIFFANY & CO LEGAL DEPT STREET 2: 727 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10022 4 1 wf-form4_145997899632254.xml FORM 4 X0306 4 2016-04-04 0 0000098246 TIFFANY & CO TIF 0001016753 KOWALSKI MICHAEL JOSEPH TIFFANY & CO. 727 FIFTH AVENUE NEW YORK NY 10022 1 0 0 0 Common Stock $.01 Par 2016-04-04 4 M 0 67000 58 A 112260 D Common Stock $.01 Par 2016-04-04 4 M 0 53250 60.54 A 165510 D Common Stock $.01 Par 2016-04-04 4 M 0 34500 63.76 A 200010 D Common Stock $.01 Par 2016-04-04 4 S 0 102926 72.4123 D 97084 D Common Stock $.01 Par 2016-04-04 4 S 0 51824 73.5002 D 45260 D Common Stock $.01 Par 50000 I By Trust Common Stock $.01 Par 17572 I By Kowalski Family Foundation Employee Stock Option (Right to Buy) 58.0 2016-04-04 4 M 0 67000 0 D 2021-01-20 Common Stock $.01 Par 67000.0 0 D Employee Stock Option (Right to Buy) 60.54 2016-04-04 4 M 0 53250 0 D 2022-01-18 Common Stock $.01 Par 53250.0 0 D Employee Stock Option (Right to Buy) 63.76 2016-04-04 4 M 0 34500 0 D 2023-01-16 Common Stock $.01 Par 34500.0 0 D 848 shares in the total is an unvested restricted stock unit grant. The price in Column 4 is a weighted average price. The price actually received ranged from $72.06 to $73.05 per share. The reporting person's broker has provided to the issuer and the issuer will provide any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. The price in Column 4 is a weighted average price. The price actually received ranged from $73.06 to $74.05 per share. The reporting person's broker has provided to the issuer and the issuer will provide any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Options granted pursuant to the Tiffany & Co. 2005 Employee Incentive Plan, which complies with Rule 16b-3, on January 20, 2011. The option vested in four equal annual installments on January 20, 2012, 2013, 2014 and 2015. Total grant 67,000 shares. 0 shares previously exercised. Options granted pursuant to the Tiffany & Co. 2005 Employee Incentive Plan, which complies with Rule 16b-3, on January 18, 2012. The option was scheduled to vest in four equal annual installments on January 18, 2013, 2014, 2015 and 2016. Pursuant to the applicable terms of such option, 17,750 unvested options were forfeited upon Mr. Kowalski's retirement as Chief Executive Officer, effective March 31, 2015, and his transition to a non-employee director serving as Chairman of the Board, effective April 1, 2015. 53,250 options vested prior to Mr. Kowalski's retirement as Chief Executive Officer effective March 31, 2015. 0 shares previously exercised. Options granted pursuant to the Tiffany & Co. 2005 Employee Incentive Plan, which complies with Rule 16b-3, on January 16, 2013. The option was scheduled to vest in four equal annual installments on January 16, 2014, 2015, 2016 and 2017. Pursuant to the applicable terms of such option, 34,500 unvested options were forfeited upon Mr. Kowalski's retirement as Chief Executive Officer, effective March 31, 2015, and his transition to a non-employee director serving as Chairman of the Board, effective April 1, 2015. 34,500 options vested prior to Mr. Kowalski's retirement as Chief Executive Officer effective March 31, 2015. 0 shares previously exercised. /s/ John C. Duffy, Attorney-in-Fact 2016-04-06