0000098246-13-000072.txt : 20130329 0000098246-13-000072.hdr.sgml : 20130329 20130329161328 ACCESSION NUMBER: 0000098246-13-000072 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130327 FILED AS OF DATE: 20130329 DATE AS OF CHANGE: 20130329 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TIFFANY & CO CENTRAL INDEX KEY: 0000098246 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-JEWELRY STORES [5944] IRS NUMBER: 133228013 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 727 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2122305321 MAIL ADDRESS: STREET 1: 727 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KOWALSKI MICHAEL JOSEPH CENTRAL INDEX KEY: 0001016753 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09494 FILM NUMBER: 13727872 MAIL ADDRESS: STREET 1: C/O TIFFANY & CO LEGAL DEPT STREET 2: 727 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10022 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2013-03-27 0000098246 TIFFANY & CO TIF 0001016753 KOWALSKI MICHAEL JOSEPH TIFFANY & CO. 727 FIFTH AVENUE NEW YORK NY 10022 1 1 0 0 CHAIRMAN AND CEO Common Stock $.01 Par 2013-03-27 4 M 0 39200 A 245309 D Common Stock $.01 Par 2013-03-27 4 F 0 18379 68.42 D 226930 D Common Stock $.01 Par 37936 I By GRAT Performance-Based Restricted Stock Unit 2013-03-27 4 M 0 39200 0 D Common Stock 39200 0 D Each performance-based restricted stock unit represented a contingent right to receive a share of issuer's common stock upon satisfaction of financial performance criteria for the three-year performance period ended January 31, 2013 and publication of issuer's financial statements for the fiscal year-ended on that date. 70,000 performance-based restricted stock units were granted pursuant to the Tiffany & Co. 2005 Employee Incentive Plan, which complies with Rule 16(b)-3. 30,800 performance-based restricted stock units not eligible for conversion at the end of the performance period were canceled. Shares are held by a grantor annuity trust entitled "Michael J. Kowalski 2008 GRAT", as Trsutee. /s/ Patrick B. Dorsey, Attorney-in-Fact 2013-03-28