0001016559-11-000018.txt : 20111110 0001016559-11-000018.hdr.sgml : 20111110 20111110155302 ACCESSION NUMBER: 0001016559-11-000018 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111110 DATE AS OF CHANGE: 20111110 EFFECTIVENESS DATE: 20111110 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CANADIAN IMPERIAL HOLDINGS INC CENTRAL INDEX KEY: 0001016559 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11290 FILM NUMBER: 111195283 BUSINESS ADDRESS: STREET 1: 425 LEXINGTON AVENUE STREET 2: 3RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212 667 8352 MAIL ADDRESS: STREET 1: 425 LEXINGTON AVE. 3RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 13F-HR 1 cihi09302011.txt 1 cihi09302011.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 Form 13F Form 13F Cover Page Report for the Calendar Year or Quarter Ended September 30, 2011 If amended report check here: [ ] Amendment Number This Amendment(check only one): [ ] is a restatement [ ] adds new holding Entries Canadian Imperial Holdings Inc ------------------------------------------------------------------------------- Name of Institutional Investment Manager 425 Lexington Avenue, 3rd Floor NEW YORK NY 10017 ------------------------------------------------------------------------------- Business Address (Street) (City) (State) (Zip) 13F File Number: 028-11290 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Jeffrey Thibeault Chief Compliance Officer 212-667-8352 ------------------------------------------------------------------------------- Name Title Phone /s/ Jeffrey Thibeault ---------------------------------------- (Manual Signature of Person Duly Authorized to Submit this Report) NEW YORK, NY 11/10/2011 ---------------------------------------- Place and Date of Signing Report Type: [ x ] 13F HOLDINGS REPORT [ ] 13F NOTICE [ ] 13F COMBINATION REPORT Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ____________________ Form 13F Information Table Entry Total: 40 ____________________ Form 13F Information Table Value Total: $ 24,507 ____________________ (thousands) List of Other Managers Reporting for this Manager: NONE ________________________________________________________________________________ FORM 13F INFORMATION TABLE PAGE 1
COL1 COL2 COL3 COL4 COL5 COL6 COL7 COL8 VOTING AUTHORITY INVSTMNT TITLE FAIR MKT SHARES OR DISCRETN SHARES SHARES SHARES OF VALUE PRINCIPAL SOLE OTHR SOLE SHARED NONE NAME OF ISSUER CLASS CUSIP NO (X$1000) AMOUNT P/C (A) MGR (A) (B) (C) ___________________________ _____ _________ _________ _________ ________ ________ ________ ________ ALLSTATE CORP COM 020002101 264 11,145 SH SOLE 11,145 0 0 ALTRIA GROUP INC COM 02209S103 331 12,332 SH SOLE 12,332 0 0 BANK OF AMERICA CORPORATION COM 060505104 324 52,913 SH SOLE 52,913 0 0 BJS WHOLESALE CLUB INC COM 05548J106 518 10,100 SH PUT SOLE 10,100 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 483 15,386 SH SOLE 15,386 0 0 CEPHALON INC COM 156708109 413 5,122 SH SOLE 5,122 0 0 CHEVRON CORP NEW COM 166764100 561 6,060 SH SOLE 6,060 0 0 CONSOLIDATED EDISON INC COM 209115104 241 4,221 SH SOLE 4,221 0 0 DELL INC COM 24702R101 323 22,835 SH SOLE 22,835 0 0 DOW CHEM CO COM 260543103 204 9,070 SH SOLE 9,070 0 0 DUKE ENERGY CORP NEW COM 26441C105 257 12,835 SH SOLE 12,835 0 0 EXPRESS SCRIPTS INC COM 302182100 371 10,000 SH CALL SOLE 10,000 0 0 GOODRICH CORP COM 382388106 3,999 33,135 SH SOLE 33,135 0 0 GOODRICH CORP COM 382388106 965 8,000 SH PUT SOLE 8,000 0 0 HERSHEY CO COM 427866108 304 5,130 SH SOLE 5,130 0 0 JPMORGAN CHASE & CO COM 46625H100 283 9,391 SH SOLE 9,391 0 0 JOHNSON & JOHNSON COM 478160104 1,134 17,812 SH SOLE 17,812 0 0 KINETIC CONCEPTS INC COM 49460W208 264 4,000 SH SOLE 4,000 0 0 MEDCO HEALTH SOLUTIONS INC COM 58405U102 568 12,117 SH SOLE 12,117 0 0 MERCK & CO INC NEW COM 58933Y105 309 9,443 SH SOLE 9,443 0 0 MICRON TECHNOLOGY INC COM 595112103 52 10,328 SH SOLE 10,328 0 0 MICROSOFT CORP COM 594918104 241 9,692 SH SOLE 9,692 0 0 MOTOROLA MOBILITY HLDGS INC COM 620097105 1,895 50,163 SH SOLE 50,163 0 0 MOTOROLA MOBILITY HLDGS INC COM 620097105 1,205 31,900 SH PUT SOLE 31,900 0 0 NALCO HOLDING COMPANY COM 62985Q101 353 10,100 SH SOLE 10,100 0 0 NETLOGIC MICROSYSTEMS INC COM 64118B100 986 20,500 SH SOLE 20,500 0 0 PENN MILLERS HLDG CORP COM 707561106 201 10,000 SH SOLE 10,000 0 0 PEPSICO INC COM 713448108 407 6,577 SH SOLE 6,577 0 0 PFIZER INC COM 717081103 286 16,179 SH SOLE 16,179 0 0 PHARMERICA CORP COM 71714F104 171 12,000 SH SOLE 12,000 0 0 PROCTER & GAMBLE CO COM 742718109 357 5,658 SH SOLE 5,658 0 0 SANOFI COM 80105N113 130 12,300 SH CALL SOLE 12,300 0 0 SELECT SECTOR SPDR TR SBI 81369Y605 591 50,000 SH SOLE 50,000 0 0 SOUTHERN CO COM 842587107 248 5,842 SH SOLE 5,842 0 0 SOUTHERN UN CO NEW COM 844030106 1,545 38,079 SH SOLE 38,079 0 0 SOUTHERN UN CO NEW COM 844030106 438 10,800 SH CALL SOLE 10,800 0 0 TRANSATLANTIC HLDGS INC COM 893521104 388 8,000 SH PUT SOLE 8,000 0 0 VISA INC COM 92826C839 1,938 22,613 SH SOLE 22,613 0 0 WAL MART STORES INC COM 931142103 590 11,361 SH SOLE 11,361 0 0 WELLS FARGO & CO NEW COM 949746101 369 15,313 SH SOLE 15,313 0 0