-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Gw+T5rgBDiDMKORmf7bbOY/vsH3nn/auiv+7xBRRdCimxNG4pY8gA2ul8PLcdwHq 2VITQ/5eltDymR2asUVlNQ== 0001016559-10-000004.txt : 20101103 0001016559-10-000004.hdr.sgml : 20101103 20101103125226 ACCESSION NUMBER: 0001016559-10-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100930 FILED AS OF DATE: 20101103 DATE AS OF CHANGE: 20101103 EFFECTIVENESS DATE: 20101103 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CANADIAN IMPERIAL HOLDINGS INC CENTRAL INDEX KEY: 0001016559 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11290 FILM NUMBER: 101160671 BUSINESS ADDRESS: STREET 1: 425 LEXINGTON AVENUE STREET 2: 3RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212 667 8352 MAIL ADDRESS: STREET 1: 425 LEXINGTON AVE. 3RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 13F-HR 1 cihipublic093010.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F-HR FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 9/30/10 Check here if Amendment [ ]; Amendment Number: _____ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Canadian Imperial Holdings Inc. Address: 425 Lexington Avenue, 3rd Floor New York, NY 10017 13F File Number: 028-11290 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Jeffrey Thibeault Title: Chief Compliance Officer Phone: 212-667-8352 Signature, Place, and Date of Signing: ____________________ New York, NY 11/3/10 [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: NONE No. Form 13F File Number Name FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 127 Form 13F Information Table Value Total: $471,425,000 Information for which we are requesting confidential treatment has been omitted and filed separately with the Commission. List of Other Included Managers: NONE PAGE: 1 FORM 13F NAME OF REPORTING MANAGER: CANADIAN IMPERIAL HOLDINGS INC. DATE SEP10 (COLUMN 1) (COLUMN 2) (COLUMN 3) (COLUMN 4)(COLUMN 5) (COLUMN 6) (COLUMN 7) (COLUMN 8) INVESTMENT DISCRETION VOTING AUTHORITY _____________________ ________________ TITLE FAIR MKT SHARES OR SHARES SHARES SHARES OF VALUE PRINCIPAL SOLE DEFINED OTHER SOLE SHARED NONE NAME OF ISSUES CLASS CUSIP NO (X$1000) AMOUNT P/C (A) (B) (C) MGR (A) (B) (C) ___________________________ _____ _________ _________ ___________ ________ ________ ________ ________ ________ ________ ALCON INC COM H01301102 325 1,950SH 1,950 0 0 1,950 0 0 AT&T INC COM 00206R102 1,581 55,284SH 55,284 0 0 55,284 0 0 ABRAXIS BIOSCIENCE INC NEW COM 00383Y102 363 4,691SH 4,691 0 0 4,691 0 0 AIRGAS INC COM 009363102 340 5,000SH CALL 5,000 0 0 5,000 0 0 ALBERTO CULVER CO NEW COM 013078100 282 7,500SH 7,500 0 0 7,500 0 0 ALCOA INC COM 013817101 458 37,850SH 37,850 0 0 37,850 0 0 ALCOA INC COM 013817101 2,096 173,100SH CALL 173,100 0 0 173,100 0 0 ALCOA INC COM 013817101 787 65,000SH PUT 65,000 0 0 65,000 0 0 ALTRIA GROUP INC COM 02209S103 426 17,753SH 17,753 0 0 17,753 0 0 AMAZON COM INC COM 023135106 314 2,000SH 2,000 0 0 2,000 0 0 AMAZON COM INC COM 023135106 6,848 43,600SH CALL 43,600 0 0 43,600 0 0 AMAZON COM INC COM 023135106 33,595 213,900SH PUT 213,900 0 0 213,900 0 0 APPLE INC COM 037833100 8,256 29,097SH 29,097 0 0 29,097 0 0 APPLE INC COM 037833100 15,408 54,300SH CALL 54,300 0 0 54,300 0 0 APPLE INC COM 037833100 33,624 118,500SH PUT 118,500 0 0 118,500 0 0 BAIDU INC SPON 056752108 893 8,700SH 8,700 0 0 8,700 0 0 BAIDU INC SPON 056752108 2,237 21,800SH CALL 21,800 0 0 21,800 0 0 BAIDU INC SPON 056752108 28,395 276,700SH PUT 276,700 0 0 276,700 0 0 BANK OF AMERICA CORPORATION COM 060505104 656 50,075SH 50,075 0 0 50,075 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 881 32,500SH 32,500 0 0 32,500 0 0 CHESAPEAKE ENERGY CORP COM 165167107 541 23,900SH 23,900 0 0 23,900 0 0 CHESAPEAKE ENERGY CORP COM 165167107 589 26,000SH CALL 26,000 0 0 26,000 0 0 CHESAPEAKE ENERGY CORP COM 165167107 4,530 200,000SH PUT 200,000 0 0 200,000 0 0 CHEVRON CORP NEW COM 166764100 381 4,699SH 4,699 0 0 4,699 0 0 CITIGROUP INC COM 172967101 122 31,286SH 31,286 0 0 31,286 0 0 COCA COLA ENTERPRISES INC COM 191219104 558 18,000SH 18,000 0 0 18,000 0 0 COGENT INC COM 19239Y108 133 12,500SH 12,500 0 0 12,500 0 0 COMCAST CORP NEW CL A 20030N200 513 30,171SH 30,171 0 0 30,171 0 0 CONAGRA FOODS INC COM 205887102 219 10,000SH 10,000 0 0 10,000 0 0 CONOCOPHILLIPS COM 20825C104 2,826 49,200SH CALL 49,200 0 0 49,200 0 0 CONSOLIDATED EDISON INC COM 209115104 754 15,639SH 15,639 0 0 15,639 0 0 CREE INC COM 225447101 5,972 110,000SH PUT 110,000 0 0 110,000 0 0 DEERE & CO COM 244199105 4,808 68,900SH PUT 68,900 0 0 68,900 0 0 DELL INC COM 24702R101 561 43,219SH 43,219 0 0 43,219 0 0 DEVON ENERGY CORP NEW COM 25179M103 3,826 59,100SH 59,100 0 0 59,100 0 0 DEVON ENERGY CORP NEW COM 25179M103 7,944 122,700SH PUT 122,700 0 0 122,700 0 0 DISNEY WALT CO COM 254687106 377 11,400SH 11,400 0 0 11,400 0 0 DISNEY WALT CO COM 254687106 3,631 109,700SH PUT 109,700 0 0 109,700 0 0 DOW CHEM CO COM 260543103 240 8,740SH 8,740 0 0 8,740 0 0 DUKE ENERGY CORP NEW COM 26441C105 400 22,583SH 22,583 0 0 22,583 0 0 EBAY INC COM 278642103 228 9,346SH 9,346 0 0 9,346 0 0 ENTERPRISE GP HLDGS L P UNIT 293716106 479 8,150SH 8,150 0 0 8,150 0 0 EXPEDIA INC DEL COM 30212P105 4,235 150,000SH CALL 150,000 0 0 150,000 0 0 EXXON MOBIL CORP COM 30231G102 216 3,500SH 3,500 0 0 3,500 0 0 EXXON MOBIL CORP COM 30231G102 1,440 23,300SH CALL 23,300 0 0 23,300 0 0 FIRST SOLAR INC COM 336433107 6,703 45,491SH 45,491 0 0 45,491 0 0 FIRST SOLAR INC COM 336433107 7,029 47,700SH CALL 47,700 0 0 47,700 0 0 FIRST SOLAR INC COM 336433107 12,422 84,300SH PUT 84,300 0 0 84,300 0 0 FREEPORT-MCMORAN COPPER & GO COM 35671D857 6,831 80,000SH PUT 80,000 0 0 80,000 0 0 GENERAL ELECTRIC CO COM 369604103 1,087 66,913SH 66,913 0 0 66,913 0 0 GENERAL ELECTRIC CO COM 369604103 306 18,800SH CALL 18,800 0 0 18,800 0 0 PAGE TOTAL 51 217,666 PAGE: 2 FORM 13F NAME OF REPORTING MANAGER: CANADIAN IMPERIAL HOLDINGS INC. DATE SEP10 (COLUMN 1) (COLUMN 2) (COLUMN 3) (COLUMN 4)(COLUMN 5) (COLUMN 6) (COLUMN 7) (COLUMN 8) INVESTMENT DISCRETION VOTING AUTHORITY _____________________ ________________ TITLE FAIR MKT SHARES OR SHARES SHARES SHARES OF VALUE PRINCIPAL SOLE DEFINED OTHER SOLE SHARED NONE NAME OF ISSUES CLASS CUSIP NO (X$1000) AMOUNT P/C (A) (B) (C) MGR (A) (B) (C) ___________________________ _____ _________ _________ ___________ ________ ________ ________ ________ ________ ________ GENERAL ELECTRIC CO COM 369604103 4,129 254,100SH PUT 254,100 0 0 254,100 0 0 GENZYME CORP COM 372917104 1,813 25,607SH 25,607 0 0 25,607 0 0 GENZYME CORP COM 372917104 1,331 18,800SH PUT 18,800 0 0 18,800 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 3,701 25,600SH CALL 25,600 0 0 25,600 0 0 GOOGLE INC CL A 38259P508 526 1,000SH 1,000 0 0 1,000 0 0 GOOGLE INC CL A 38259P508 9,149 17,400SH CALL 17,400 0 0 17,400 0 0 GOOGLE INC CL A 38259P508 24,765 47,100SH PUT 47,100 0 0 47,100 0 0 HEINZ H J CO COM 423074103 205 4,333SH 4,333 0 0 4,333 0 0 HERSHEY CO COM 427866108 361 7,587SH 7,587 0 0 7,587 0 0 HERSHEY CO COM 427866108 238 5,000SH CALL 5,000 0 0 5,000 0 0 HEWLETT PACKARD CO COM 428236103 869 20,661SH 20,661 0 0 20,661 0 0 HEWLETT PACKARD CO COM 428236103 2,272 54,000SH CALL 54,000 0 0 54,000 0 0 HEWLETT PACKARD CO COM 428236103 4,224 100,400SH PUT 100,400 0 0 100,400 0 0 HOME DEPOT INC COM 437076102 361 11,409SH 11,409 0 0 11,409 0 0 HOME DEPOT INC COM 437076102 3,916 123,600SH CALL 123,600 0 0 123,600 0 0 INTEL CORP COM 458140100 799 41,630SH 41,630 0 0 41,630 0 0 INTEL CORP COM 458140100 2,688 140,000SH CALL 140,000 0 0 140,000 0 0 INTEL CORP COM 458140100 2,688 140,000SH PUT 140,000 0 0 140,000 0 0 ISHARES INC MSCI 464286848 597 60,401SH 60,401 0 0 60,401 0 0 ISHARES INC MSCI 464286848 2,867 290,000SH PUT 290,000 0 0 290,000 0 0 JPMORGAN CHASE & CO COM 46625H100 240 6,300SH 6,300 0 0 6,300 0 0 JOHNSON & JOHNSON COM 478160104 2,008 32,411SH 32,411 0 0 32,411 0 0 LOWES COS INC COM 548661107 958 43,000SH PUT 43,000 0 0 43,000 0 0 MEMC ELECTR MATLS INC COM 552715104 1,335 112,000SH 112,000 0 0 112,000 0 0 MEMC ELECTR MATLS INC COM 552715104 2,069 173,600SH PUT 173,600 0 0 173,600 0 0 MCAFEE INC COM 579064106 1,772 37,500SH 37,500 0 0 37,500 0 0 MCAFEE INC COM 579064106 709 15,000SH CALL 15,000 0 0 15,000 0 0 MERCK & CO INC NEW COM 58933Y105 318 8,633SH 8,633 0 0 8,633 0 0 MICROSOFT CORP COM 594918104 221 9,021SH 9,021 0 0 9,021 0 0 MICROSOFT CORP COM 594918104 9,625 393,000SH CALL 393,000 0 0 393,000 0 0 MOTOROLA INC COM 620076109 92 10,762SH 10,762 0 0 10,762 0 0 NBTY INC COM 628782104 550 10,000SH PUT 10,000 0 0 10,000 0 0 NYSE EURONEXT COM 629491101 1,180 41,300SH CALL 41,300 0 0 41,300 0 0 NETEZZA CORP COM 64111N101 270 10,000SH PUT 10,000 0 0 10,000 0 0 PACTIV CORP COM 695257105 504 15,286SH 15,286 0 0 15,286 0 0 PACTIV CORP COM 695257105 660 20,000SH PUT 20,000 0 0 20,000 0 0 PEABODY ENERGY CORP COM 704549104 4,901 100,000SH PUT 100,000 0 0 100,000 0 0 PENNEY J C INC COM 708160106 2,718 100,000SH CALL 100,000 0 0 100,000 0 0 PEPSICO INC COM 713448108 408 6,134SH 6,134 0 0 6,134 0 0 PFIZER INC COM 717081103 446 25,994SH 25,994 0 0 25,994 0 0 PRICELINE COM INC COM 741503403 6,967 20,000SH PUT 20,000 0 0 20,000 0 0 PROCTER & GAMBLE CO COM 742718109 473 7,889SH 7,889 0 0 7,889 0 0 QUALCOMM INC COM 747525103 894 19,800SH 19,800 0 0 19,800 0 0 QUALCOMM INC COM 747525103 12,398 274,700SH CALL 274,700 0 0 274,700 0 0 QUALCOMM INC COM 747525103 3,814 84,500SH PUT 84,500 0 0 84,500 0 0 RESEARCH IN MOTION LTD COM 760975102 1,509 30,982SH 30,982 0 0 30,982 0 0 RESEARCH IN MOTION LTD COM 760975102 21,725 446,200SH CALL 446,200 0 0 446,200 0 0 RESEARCH IN MOTION LTD COM 760975102 11,189 229,800SH PUT 229,800 0 0 229,800 0 0 SPDR S&P 500 ETF TR TR U 78462F103 24,538 215,000SH CALL 215,000 0 0 215,000 0 0 SANDISK CORP COM 80004C101 916 25,000SH CALL 25,000 0 0 25,000 0 0 SANDISK CORP COM 80004C101 17,687 482,600SH PUT 482,600 0 0 482,600 0 0 SARA LEE CORP COM 803111103 866 64,460SH 64,460 0 0 64,460 0 0 PAGE TOTAL 52 201,459 PAGE: 3 FORM 13F NAME OF REPORTING MANAGER: CANADIAN IMPERIAL HOLDINGS INC. DATE SEP10 (COLUMN 1) (COLUMN 2) (COLUMN 3) (COLUMN 4)(COLUMN 5) (COLUMN 6) (COLUMN 7) (COLUMN 8) INVESTMENT DISCRETION VOTING AUTHORITY _____________________ ________________ TITLE FAIR MKT SHARES OR SHARES SHARES SHARES OF VALUE PRINCIPAL SOLE DEFINED OTHER SOLE SHARED NONE NAME OF ISSUES CLASS CUSIP NO (X$1000) AMOUNT P/C (A) (B) (C) MGR (A) (B) (C) ___________________________ _____ _________ _________ ___________ ________ ________ ________ ________ ________ ________ SCHLUMBERGER LTD COM 806857108 2,760 44,800SH PUT 44,800 0 0 44,800 0 0 SELECT SECTOR SPDR TR SBI 81369Y605 3,117 217,300SH 217,300 0 0 217,300 0 0 SELECT SECTOR SPDR TR SBI 81369Y605 6,097 425,000SH PUT 425,000 0 0 425,000 0 0 SOUTHERN CO COM 842587107 209 5,601SH 5,601 0 0 5,601 0 0 STARBUCKS CORP COM 855244109 511 19,998SH 19,998 0 0 19,998 0 0 STARBUCKS CORP COM 855244109 6,388 250,000SH CALL 250,000 0 0 250,000 0 0 SUNTECH PWR HLDGS CO LTD ADR 86800C104 495 51,400SH 51,400 0 0 51,400 0 0 SUNTECH PWR HLDGS CO LTD ADR 86800C104 1,446 150,000SH PUT 150,000 0 0 150,000 0 0 TEXAS INSTRS INC COM 882508104 695 25,600SH 25,600 0 0 25,600 0 0 US BANCORP DEL COM 902973304 476 22,017SH 22,017 0 0 22,017 0 0 US BANCORP DEL COM 902973304 2,186 101,100SH CALL 101,100 0 0 101,100 0 0 UNITED PARCEL SERVICE INC CL B 911312106 1,224 18,360SH 18,360 0 0 18,360 0 0 UNITED PARCEL SERVICE INC CL B 911312106 6,636 99,500SH CALL 99,500 0 0 99,500 0 0 UNITED PARCEL SERVICE INC CL B 911312106 1,881 28,200SH PUT 28,200 0 0 28,200 0 0 UNITED STATES NATL GAS FUND UNIT 912318102 1,197 194,100SH CALL 194,100 0 0 194,100 0 0 UNITED STATES STL CORP NEW COM 912909108 4,007 91,400SH CALL 91,400 0 0 91,400 0 0 UNITED STATES STL CORP NEW COM 912909108 3,735 85,200SH PUT 85,200 0 0 85,200 0 0 UNITED TECHNOLOGIES CORP COM 913017109 2,878 40,400SH CALL 40,400 0 0 40,400 0 0 UNITED TECHNOLOGIES CORP COM 913017109 2,878 40,400SH PUT 40,400 0 0 40,400 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 434 13,305SH 13,305 0 0 13,305 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 697 21,400SH PUT 21,400 0 0 21,400 0 0 VISA INC COM 92826C839 220 2,964SH 2,964 0 0 2,964 0 0 WAL MART STORES INC COM 931142103 1,866 34,869SH 34,869 0 0 34,869 0 0 WELLS FARGO & CO NEW COM 949746101 267 10,634SH 10,634 0 0 10,634 0 0 PAGE TOTAL 24 52,300 GRAND TOTAL 127 471,425
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