-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KSyPznQAx3/MV/sGDVv+R6ztcBlD+uLVIWhyUAv/QSqvVFpPrF8fQ716hisCO/AG 7ExVVPkkZDNz7ax0ZYbufg== 0001016559-10-000002.txt : 20100512 0001016559-10-000002.hdr.sgml : 20100512 20100512100203 ACCESSION NUMBER: 0001016559-10-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100331 FILED AS OF DATE: 20100512 DATE AS OF CHANGE: 20100512 EFFECTIVENESS DATE: 20100512 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CANADIAN IMPERIAL HOLDINGS INC CENTRAL INDEX KEY: 0001016559 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11290 FILM NUMBER: 10822868 BUSINESS ADDRESS: STREET 1: 425 LEXINGTON AVENUE STREET 2: 3RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212 667 8352 MAIL ADDRESS: STREET 1: 425 LEXINGTON AVE. 3RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 13F-HR 1 cihipublic033110.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F-HR FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 3/31/10 Check here if Amendment [ ]; Amendment Number: _____ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Canadian Imperial Holdings Inc. Address: 425 Lexington Avenue, 3rd Floor New York, NY 10017 13F File Number: 028-11290 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Jeffrey Thibeault Title: Chief Compliance Officer Phone: 212-667-8352 Signature, Place, and Date of Signing: ____________________ New York, NY 5/12/10 [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: NONE No. Form 13F File Number Name FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 126 Form 13F Information Table Value Total: $671,802,000 Information for which we are requesting confidential treatment has been omitted and filed separately with the Commission. List of Other Included Managers: NONE PAGE: 1 FORM 13F NAME OF REPORTING MANAGER: CANADIAN IMPERIAL HOLDINGS INC. DATE MAR10 (COLUMN 1) (COLUMN 2) (COLUMN 3) (COLUMN 4)(COLUMN 5) (COLUMN 6) (COLUMN 7) (COLUMN 8) INVESTMENT DISCRETION VOTING AUTHORITY _____________________ ________________ TITLE FAIR MKT SHARES OR SHARES SHARES SHARES OF VALUE PRINCIPAL SOLE DEFINED OTHER SOLE SHARED NONE NAME OF ISSUES CLASS CUSIP NO (X$1000) AMOUNT P/C (A) (B) (C) MGR (A) (B) (C) ___________________________ _____ _________ _________ ___________ ________ ________ ________ ________ ________ ________ ALCON INC COM H01301102 364 2,250SH 2,250 0 0 2,250 0 0 AT&T INC COM 00206R102 1,031 39,884SH 39,884 0 0 39,884 0 0 AIRGAS INC COM 009363102 922 14,500SH 14,500 0 0 14,500 0 0 AIRGAS INC COM 009363102 382 6,000SH PUT 6,000 0 0 6,000 0 0 ALCOA INC COM 013817101 3,560 250,000SH CALL 250,000 0 0 250,000 0 0 ALTRIA GROUP INC COM 02209S103 857 41,753SH 41,753 0 0 41,753 0 0 AMAZON COM INC COM 023135106 1,229 9,056SH 9,056 0 0 9,056 0 0 AMAZON COM INC COM 023135106 12,138 89,400SH PUT 89,400 0 0 89,400 0 0 APPLE INC COM 037833100 12,075 51,397SH 51,397 0 0 51,397 0 0 APPLE INC COM 037833100 5,546 23,600SH CALL 23,600 0 0 23,600 0 0 APPLE INC COM 037833100 51,019 217,100SH PUT 217,100 0 0 217,100 0 0 BJ SVCS CO COM 055482103 278 13,000SH 13,000 0 0 13,000 0 0 BAIDU INC SPON 056752108 731 1,225SH 1,225 0 0 1,225 0 0 BAIDU INC SPON 056752108 16,000 26,800SH CALL 26,800 0 0 26,800 0 0 BAIDU INC SPON 056752108 38,208 64,000SH PUT 64,000 0 0 64,000 0 0 BANK OF AMERICA CORPORATION COM 060505104 644 36,075SH 36,075 0 0 36,075 0 0 BRINKS HOME SEC HLDGS INC COM 109699108 674 15,842SH 15,842 0 0 15,842 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 1,348 50,500SH 50,500 0 0 50,500 0 0 CHESAPEAKE ENERGY CORP COM 165167107 2,269 96,000SH 96,000 0 0 96,000 0 0 CHESAPEAKE ENERGY CORP COM 165167107 4,728 200,000SH PUT 200,000 0 0 200,000 0 0 CHEVRON CORP NEW COM 166764100 584 7,699SH 7,699 0 0 7,699 0 0 CHINA LIFE INS CO LTD SPON 16939P106 7,752 107,600SH PUT 107,600 0 0 107,600 0 0 CISCO SYS INC COM 17275R102 1,713 65,800SH CALL 65,800 0 0 65,800 0 0 CISCO SYS INC COM 17275R102 2,603 100,000SH PUT 100,000 0 0 100,000 0 0 CITIGROUP INC COM 172967101 410 101,286SH 101,286 0 0 101,286 0 0 COCA COLA ENTERPRISES INC COM 191219104 373 13,500SH 13,500 0 0 13,500 0 0 COCA COLA ENTERPRISES INC COM 191219104 553 20,000SH CALL 20,000 0 0 20,000 0 0 COMCAST CORP NEW CL A 20030N200 321 17,858SH 17,858 0 0 17,858 0 0 CONAGRA FOODS INC COM 205887102 251 10,000SH 10,000 0 0 10,000 0 0 CONSOLIDATED EDISON INC COM 209115104 875 19,639SH 19,639 0 0 19,639 0 0 DEERE & CO COM 244199105 5,637 94,800SH PUT 94,800 0 0 94,800 0 0 DELL INC COM 24702R101 604 40,219SH 40,219 0 0 40,219 0 0 DISNEY WALT CO COM 254687106 576 16,500SH 16,500 0 0 16,500 0 0 DISNEY WALT CO COM 254687106 4,161 119,200SH PUT 119,200 0 0 119,200 0 0 DOW CHEM CO COM 260543103 347 11,740SH 11,740 0 0 11,740 0 0 DUKE ENERGY CORP NEW COM 26441C105 777 47,583SH 47,583 0 0 47,583 0 0 EXPEDIA INC DEL COM 30212P105 4,331 173,600SH CALL 173,600 0 0 173,600 0 0 EXXON MOBIL CORP COM 30231G102 1,561 23,300SH CALL 23,300 0 0 23,300 0 0 FIRST SOLAR INC COM 336433107 6,612 53,913SH 53,913 0 0 53,913 0 0 FIRST SOLAR INC COM 336433107 4,906 40,000SH CALL 40,000 0 0 40,000 0 0 FIRST SOLAR INC COM 336433107 21,930 178,800SH PUT 178,800 0 0 178,800 0 0 FREEPORT-MCMORAN COPPER & GO COM 35671D857 6,683 80,000SH PUT 80,000 0 0 80,000 0 0 GENERAL ELECTRIC CO COM 369604103 3,234 177,713SH 177,713 0 0 177,713 0 0 GENERAL ELECTRIC CO COM 369604103 4,099 225,200SH CALL 225,200 0 0 225,200 0 0 GENERAL ELECTRIC CO COM 369604103 4,685 257,400SH PUT 257,400 0 0 257,400 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 205 1,200SH 1,200 0 0 1,200 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 10,647 62,400SH CALL 62,400 0 0 62,400 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 1,843 10,800SH PUT 10,800 0 0 10,800 0 0 GOOGLE INC CL A 38259P508 7,214 12,722SH 12,722 0 0 12,722 0 0 GOOGLE INC CL A 38259P508 49,907 88,000SH PUT 88,000 0 0 88,000 0 0 HARTFORD FINL SVCS GROUP INC COM 416515104 3,499 123,100SH CALL 123,100 0 0 123,100 0 0 PAGE TOTAL 51 312,896 PAGE: 2 FORM 13F NAME OF REPORTING MANAGER: CANADIAN IMPERIAL HOLDINGS INC. DATE MAR10 (COLUMN 1) (COLUMN 2) (COLUMN 3) (COLUMN 4)(COLUMN 5) (COLUMN 6) (COLUMN 7) (COLUMN 8) INVESTMENT DISCRETION VOTING AUTHORITY _____________________ ________________ TITLE FAIR MKT SHARES OR SHARES SHARES SHARES OF VALUE PRINCIPAL SOLE DEFINED OTHER SOLE SHARED NONE NAME OF ISSUES CLASS CUSIP NO (X$1000) AMOUNT P/C (A) (B) (C) MGR (A) (B) (C) ___________________________ _____ _________ _________ ___________ ________ ________ ________ ________ ________ ________ HERSHEY CO COM 427866108 1,464 34,187SH 34,187 0 0 34,187 0 0 HEWLETT PACKARD CO COM 428236103 1,796 33,800SH CALL 33,800 0 0 33,800 0 0 HEWLETT PACKARD CO COM 428236103 2,503 47,100SH PUT 47,100 0 0 47,100 0 0 HOME DEPOT INC COM 437076102 5,292 163,600SH CALL 163,600 0 0 163,600 0 0 ICO INC NEW COM 449293109 110 13,569SH 13,569 0 0 13,569 0 0 INTEL CORP COM 458140100 4,396 197,200SH CALL 197,200 0 0 197,200 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 15,954 124,400SH CALL 124,400 0 0 124,400 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 1,077 8,400SH PUT 8,400 0 0 8,400 0 0 ISHARES INC MSCI 464286848 237 22,701SH 22,701 0 0 22,701 0 0 ISHARES INC MSCI 464286848 3,028 290,000SH PUT 290,000 0 0 290,000 0 0 ISHARES TR INDEX MSCI 464287234 588 13,950SH 13,950 0 0 13,950 0 0 ISHARES TR INDEX BARC 464287440 1,793 20,036SH 20,036 0 0 20,036 0 0 ISHARES TR INDEX BARC 464287457 399 4,781SH 4,781 0 0 4,781 0 0 ISHARES TR INDEX MSCI 464287465 1,136 20,293SH 20,293 0 0 20,293 0 0 ISHARES TR INDEX RUSS 464287655 10,109 149,100SH 149,100 0 0 149,100 0 0 ISHARES TR INDEX RUSS 464287655 67,810 1000,100SH PUT 1000,100 0 0 1000,100 0 0 ISHARES TR INDEX DJ U 464287739 3,435 69,000SH PUT 69,000 0 0 69,000 0 0 JPMORGAN CHASE & CO COM 46625H100 506 11,300SH 11,300 0 0 11,300 0 0 JOHNSON & JOHNSON COM 478160104 1,526 23,411SH 23,411 0 0 23,411 0 0 KOHLS CORP COM 500255104 3,232 59,000SH 59,000 0 0 59,000 0 0 KOHLS CORP COM 500255104 5,478 100,000SH PUT 100,000 0 0 100,000 0 0 MEMC ELECTR MATLS INC COM 552715104 2,142 139,700SH 139,700 0 0 139,700 0 0 MEMC ELECTR MATLS INC COM 552715104 3,127 204,000SH PUT 204,000 0 0 204,000 0 0 MERCK & CO INC NEW COM 58933Y105 322 8,633SH 8,633 0 0 8,633 0 0 MICROSOFT CORP COM 594918104 235 8,021SH 8,021 0 0 8,021 0 0 MICROSOFT CORP COM 594918104 4,393 150,000SH CALL 150,000 0 0 150,000 0 0 MILLIPORE CORP COM 601073109 4,339 41,090SH 41,090 0 0 41,090 0 0 MOTOROLA INC COM 620076109 76 10,762SH 10,762 0 0 10,762 0 0 NYSE EURONEXT COM 629491101 5,034 170,000SH CALL 170,000 0 0 170,000 0 0 NIKE INC CL B 654106103 5,880 80,000SH CALL 80,000 0 0 80,000 0 0 PEABODY ENERGY CORP COM 704549104 4,570 100,000SH PUT 100,000 0 0 100,000 0 0 PENNEY J C INC COM 708160106 1,673 52,000SH CALL 52,000 0 0 52,000 0 0 PEPSICO INC COM 713448108 293 4,434SH 4,434 0 0 4,434 0 0 PFIZER INC COM 717081103 789 45,994SH 45,994 0 0 45,994 0 0 PLAINS EXPL& PRODTN CO COM 726505100 2,999 100,000SH CALL 100,000 0 0 100,000 0 0 PLATO LEARNING INC COM 72764Y100 111 20,000SH 20,000 0 0 20,000 0 0 POTASH CORP SASK INC COM 73755L107 2,029 17,000SH PUT 17,000 0 0 17,000 0 0 POWERSHARES QQQ TRUST UNIT 73935A104 9,632 200,000SH PUT 200,000 0 0 200,000 0 0 PROCTER & GAMBLE CO COM 742718109 505 7,989SH 7,989 0 0 7,989 0 0 QUALCOMM INC COM 747525103 473 11,267SH 11,267 0 0 11,267 0 0 QUALCOMM INC COM 747525103 1,892 45,100SH CALL 45,100 0 0 45,100 0 0 RESEARCH IN MOTION LTD COM 760975102 34,411 465,200SH CALL 465,200 0 0 465,200 0 0 RESEARCH IN MOTION LTD COM 760975102 4,867 65,800SH PUT 65,800 0 0 65,800 0 0 SPDR S&P 500 ETF TR UNIT 78462F103 796 6,800SH 6,800 0 0 6,800 0 0 SPDR S&P 500 ETF TR UNIT 78462F103 70,200 600,000SH PUT 600,000 0 0 600,000 0 0 SANDISK CORP COM 80004C101 13,852 400,000SH PUT 400,000 0 0 400,000 0 0 SARA LEE CORP COM 803111103 661 47,460SH 47,460 0 0 47,460 0 0 SCHLUMBERGER LTD COM 806857108 5,623 88,600SH PUT 88,600 0 0 88,600 0 0 SMITH INTL INC COM 832110100 1,559 36,400SH 36,400 0 0 36,400 0 0 SOUTHERN CO COM 842587107 252 7,601SH 7,601 0 0 7,601 0 0 SPORT SUPPLY GROUP INC DEL COM 84916A104 241 17,900SH 17,900 0 0 17,900 0 0 STARBUCKS CORP COM 855244109 269 11,098SH 11,098 0 0 11,098 0 0 PAGE TOTAL 52 315,114 PAGE: 3 FORM 13F NAME OF REPORTING MANAGER: CANADIAN IMPERIAL HOLDINGS INC. DATE MAR10 (COLUMN 1) (COLUMN 2) (COLUMN 3) (COLUMN 4)(COLUMN 5) (COLUMN 6) (COLUMN 7) (COLUMN 8) INVESTMENT DISCRETION VOTING AUTHORITY _____________________ ________________ TITLE FAIR MKT SHARES OR SHARES SHARES SHARES OF VALUE PRINCIPAL SOLE DEFINED OTHER SOLE SHARED NONE NAME OF ISSUES CLASS CUSIP NO (X$1000) AMOUNT P/C (A) (B) (C) MGR (A) (B) (C) ___________________________ _____ _________ _________ ___________ ________ ________ ________ ________ ________ ________ STARBUCKS CORP COM 855244109 6,068 250,000SH CALL 250,000 0 0 250,000 0 0 SUNPOWER CORP COM 867652109 779 41,500SH CALL 41,500 0 0 41,500 0 0 SUNPOWER CORP COM 867652109 779 41,500SH PUT 41,500 0 0 41,500 0 0 SUNTECH PWR HLDGS CO LTD ADR 86800C104 555 39,600SH 39,600 0 0 39,600 0 0 SUNTECH PWR HLDGS CO LTD ADR 86800C104 701 50,000SH CALL 50,000 0 0 50,000 0 0 SUNTECH PWR HLDGS CO LTD ADR 86800C104 2,103 150,000SH PUT 150,000 0 0 150,000 0 0 SUPERVALU INC COM 868536103 167 10,000SH CALL 10,000 0 0 10,000 0 0 TERRA INDS INC COM 880915103 1,201 26,255SH 26,255 0 0 26,255 0 0 3COM CORP COM 885535104 391 50,900SH 50,900 0 0 50,900 0 0 3COM CORP COM 885535104 453 59,000SH PUT 59,000 0 0 59,000 0 0 3M CO COM 88579Y101 3,343 40,000SH CALL 40,000 0 0 40,000 0 0 US BANCORP DEL COM 902973304 334 12,917SH 12,917 0 0 12,917 0 0 US BANCORP DEL COM 902973304 2,616 101,100SH CALL 101,100 0 0 101,100 0 0 UNITED PARCEL SERVICE INC CL B 911312106 9,662 150,000SH CALL 150,000 0 0 150,000 0 0 UNITED STATES NATL GAS FUND UNIT 912318102 1,341 194,100SH CALL 194,100 0 0 194,100 0 0 UNITED STATES STL CORP NEW COM 912909108 248 3,900SH 3,900 0 0 3,900 0 0 UNITED STATES STL CORP NEW COM 912909108 4,446 70,000SH PUT 70,000 0 0 70,000 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 351 11,305SH 11,305 0 0 11,305 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 4,420 142,500SH PUT 142,500 0 0 142,500 0 0 VISA INC COM 92826C839 270 2,964SH 2,964 0 0 2,964 0 0 WAL MART STORES INC COM 931142103 1,105 19,869SH 19,869 0 0 19,869 0 0 WELLS FARGO & CO NEW COM 949746101 549 17,634SH 17,634 0 0 17,634 0 0 XTO ENERGY INC COM 98385X106 1,910 40,483SH 40,483 0 0 40,483 0 0 PAGE TOTAL 23 43,792 GRAND TOTAL 126 671,802
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