-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QNhAziabdk6h8eIYIELwXAOdd6zsCY/Qn3ks2MZKXbl7ztsr9aPNZ7wJDbXj7Xxo X+gXrzt+ZlQd3RJL19dgog== 0001016559-09-000007.txt : 20090206 0001016559-09-000007.hdr.sgml : 20090206 20090206110024 ACCESSION NUMBER: 0001016559-09-000007 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081231 FILED AS OF DATE: 20090206 DATE AS OF CHANGE: 20090206 EFFECTIVENESS DATE: 20090206 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CANADIAN IMPERIAL HOLDINGS INC CENTRAL INDEX KEY: 0001016559 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11290 FILM NUMBER: 09575158 BUSINESS ADDRESS: STREET 1: 425 LEXINGTON AVENUE STREET 2: 3RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212 667 8352 MAIL ADDRESS: STREET 1: 425 LEXINGTON AVE. 3RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 13F-HR 1 cihipublic123108.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F-HR FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 12/31/08 Check here if Amendment [ ]; Amendment Number: _________ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Canadian Imperial Holdings Inc. Address: 425 Lexington Avenue, 3rd Floor New York, NY 10017 13F File Number: 028-11290 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Jeffrey Thibeault Title: Vice-President Phone: 212-667-8352 Signature, Place, and Date of Signing: ____________________ New York, NY 2/6/2009 [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: NONE No. Form 13F File Number Name List of Other Managers Reporting for this Manager: NONE FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 109 Form 13F Information Table Value Total: $239,223,000 List of Other Included Managers: NONE PAGE: 1 FORM 13F NAME OF REPORTING MANAGER: CANADIAN IMPERIAL HOLDINGS INC. DATE DEC08 (COLUMN 1) (COLUMN 2) (COLUMN 3) (COLUMN 4)(COLUMN 5) (COLUMN 6) (COLUMN 7) (COLUMN 8) INVESTMENT DISCRETION VOTING AUTHORITY _____________________ ________________ TITLE FAIR MKT SHARES OR SHARES SHARES SHARES OF VALUE PRINCIPAL SOLE DEFINED OTHER SOLE SHARED NONE NAME OF ISSUES CLASS CUSIP NO (X$1000) AMOUNT P/C (A) (B) (C) MGR (A) (B) (C) ___________________________ _____ _________ _________ ___________ ________ ________ ________ ________ ________ ________ MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 197 29,500SH CALL 29,500 0 0 29,500 0 0 DRYSHIPS INC SHS Y2109Q101 213 20,000SH CALL 20,000 0 0 20,000 0 0 AT&T INC COM 00206R102 1,744 61,184SH 61,184 0 0 61,184 0 0 ADVANCED MICRO DEVICES INC COM 007903107 1,698 785,900SH CALL 785,900 0 0 785,900 0 0 AKAMAI TECHNOLOGIES INC COM 00971T101 258 17,100SH CALL 17,100 0 0 17,100 0 0 ALTRIA GROUP INC COM 02209S103 1,284 85,253SH 85,253 0 0 85,253 0 0 AMAZON COM INC COM 023135106 12,553 244,800SH CALL 244,800 0 0 244,800 0 0 AMGEN INC COM 031162100 4,331 75,000SH CALL 75,000 0 0 75,000 0 0 APPLE INC COM 037833100 7,579 88,800SH CALL 88,800 0 0 88,800 0 0 ARCH COAL INC COM 039380100 210 12,900SH 12,900 0 0 12,900 0 0 ARCH COAL INC COM 039380100 210 12,900SH PUT 12,900 0 0 12,900 0 0 BAIDU COM INC SPON 056752108 2,742 21,000SH CALL 21,000 0 0 21,000 0 0 BANK OF AMERICA CORPORATION COM 060505104 1,234 87,621SH 87,621 0 0 87,621 0 0 BANK OF AMERICA CORPORATION COM 060505104 1,126 80,000SH CALL 80,000 0 0 80,000 0 0 BANK OF AMERICA CORPORATION COM 060505104 704 50,000SH PUT 50,000 0 0 50,000 0 0 BEST BUY INC COM 086516101 2,319 82,500SH CALL 82,500 0 0 82,500 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 13,718 590,000SH CALL 590,000 0 0 590,000 0 0 BROCADE COMMUNICATIONS SYS I COM 111621306 28 10,000SH CALL 10,000 0 0 10,000 0 0 CATERPILLAR INC DEL COM 149123101 3,471 77,700SH CALL 77,700 0 0 77,700 0 0 CHARMING SHOPPES INC NOTE 161133AE3 321 1000,000SH 1000,000 0 0 1000,000 0 0 CHESAPEAKE ENERGY CORP COM 165167107 163 10,100SH CALL 10,100 0 0 10,100 0 0 CHEVRON CORP NEW COM 166764100 888 11,999SH 11,999 0 0 11,999 0 0 CHEVRON CORP NEW COM 166764100 2,219 30,000SH CALL 30,000 0 0 30,000 0 0 CHINA MOBILE LIMITED SPON 16941M109 2,202 43,300SH CALL 43,300 0 0 43,300 0 0 CHINA MOBILE LIMITED SPON 16941M109 636 12,500SH PUT 12,500 0 0 12,500 0 0 CISCO SYS INC COM 17275R102 217 13,300SH 13,300 0 0 13,300 0 0 CITIGROUP INC COM 172967101 1,015 151,286SH 151,286 0 0 151,286 0 0 CITIGROUP INC COM 172967101 1,678 250,000SH CALL 250,000 0 0 250,000 0 0 CITIGROUP INC COM 172967101 671 100,000SH PUT 100,000 0 0 100,000 0 0 COMCAST HOLDINGS CORP ZONE 200300507 11,988 350,000SH 350,000 0 0 350,000 0 0 CONAGRA FOODS INC COM 205887102 248 15,000SH 15,000 0 0 15,000 0 0 CONSOLIDATED EDISON INC COM 209115104 1,068 27,439SH 27,439 0 0 27,439 0 0 DELL INC COM 24702R101 350 34,219SH 34,219 0 0 34,219 0 0 DELL INC COM 24702R101 267 26,100SH CALL 26,100 0 0 26,100 0 0 DEVON ENERGY CORP NEW COM 25179M103 913 13,900SH CALL 13,900 0 0 13,900 0 0 DOW CHEM CO COM 260543103 328 21,740SH 21,740 0 0 21,740 0 0 DUKE ENERGY CORP NEW COM 26441C105 1,025 68,283SH 68,283 0 0 68,283 0 0 DUKE ENERGY CORP NEW COM 26441C105 751 50,000SH CALL 50,000 0 0 50,000 0 0 DUKE ENERGY CORP NEW COM 26441C105 751 50,000SH PUT 50,000 0 0 50,000 0 0 E M C CORP MASS COM 268648102 796 76,000SH CALL 76,000 0 0 76,000 0 0 EBAY INC COM 278642103 5,724 410,000SH CALL 410,000 0 0 410,000 0 0 ELECTRONIC ARTS INC COM 285512109 1,318 82,200SH CALL 82,200 0 0 82,200 0 0 EXXON MOBIL CORP COM 30231G102 9,979 125,000SH CALL 125,000 0 0 125,000 0 0 FIRST SOLAR INC COM 336433107 2,373 17,200SH CALL 17,200 0 0 17,200 0 0 GENERAL ELECTRIC CO COM 369604103 1,362 84,089SH 84,089 0 0 84,089 0 0 GENERAL ELECTRIC CO COM 369604103 7,509 463,500SH CALL 463,500 0 0 463,500 0 0 GENERAL ELECTRIC CO COM 369604103 1,541 95,100SH PUT 95,100 0 0 95,100 0 0 GENERAL MTRS CORP COM 370442105 36 11,204SH 11,204 0 0 11,204 0 0 GOOGLE INC CL A 38259P508 1,846 6,000SH 6,000 0 0 6,000 0 0 GOOGLE INC CL A 38259P508 3,077 10,000SH PUT 10,000 0 0 10,000 0 0 GREY WOLF INC NOTE 397888AD0 8,419 15000,000SH 15000,000 0 0 15000,000 0 0 PAGE TOTAL 51 127,298 PAGE: 2 FORM 13F NAME OF REPORTING MANAGER: CANADIAN IMPERIAL HOLDINGS INC. DATE DEC08 (COLUMN 1) (COLUMN 2) (COLUMN 3) (COLUMN 4)(COLUMN 5) (COLUMN 6) (COLUMN 7) (COLUMN 8) INVESTMENT DISCRETION VOTING AUTHORITY _____________________ ________________ TITLE FAIR MKT SHARES OR SHARES SHARES SHARES OF VALUE PRINCIPAL SOLE DEFINED OTHER SOLE SHARED NONE NAME OF ISSUES CLASS CUSIP NO (X$1000) AMOUNT P/C (A) (B) (C) MGR (A) (B) (C) ___________________________ _____ _________ _________ ___________ ________ ________ ________ ________ ________ ________ HEINZ H J CO COM 423074103 276 7,333SH 7,333 0 0 7,333 0 0 HERSHEY CO COM 427866108 580 16,687SH 16,687 0 0 16,687 0 0 HEWLETT PACKARD CO COM 428236103 1,089 30,000SH CALL 30,000 0 0 30,000 0 0 HOME DEPOT INC COM 437076102 398 17,300SH CALL 17,300 0 0 17,300 0 0 HONEYWELL INTL INC COM 438516106 3,283 100,000SH CALL 100,000 0 0 100,000 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 13,205 156,900SH CALL 156,900 0 0 156,900 0 0 ISHARES TR MSCI 464287234 623 24,950SH 24,950 0 0 24,950 0 0 ISHARES TR BARC 464287440 3,354 34,036SH 34,036 0 0 34,036 0 0 ISHARES TR BARC 464287457 608 7,181SH 7,181 0 0 7,181 0 0 ISHARES TR MSCI 464287465 1,507 33,593SH 33,593 0 0 33,593 0 0 JPMORGAN & CHASE & CO COM 46625H100 419 13,300SH 13,300 0 0 13,300 0 0 JOHNSON & JOHNSON COM 478160104 483 8,065SH 8,065 0 0 8,065 0 0 KOHLS CORP COM 500255104 1,777 49,100SH CALL 49,100 0 0 49,100 0 0 LEVEL 3 COMMUNICATIONS INC NOTE 52729NAG5 1,820 2000,000SH 2000,000 0 0 2000,000 0 0 LIBERTY MEDIA CORP DEB 530715AR2 2,363 7500,000SH 7500,000 0 0 7500,000 0 0 LILLY ELI & CO COM 532457108 372 9,230SH 9,230 0 0 9,230 0 0 MASSEY ENERGY CORP COM 576206106 207 15,000SH CALL 15,000 0 0 15,000 0 0 MASTERCARD INC CL A 57636Q104 1,043 7,300SH CALL 7,300 0 0 7,300 0 0 MCKESSON CORP COM 58155Q103 484 12,500SH 12,500 0 0 12,500 0 0 MCKESSON CORP COM 58155Q103 484 12,500SH PUT 12,500 0 0 12,500 0 0 MERCK & CO INC COM 589331107 3,040 100,000SH CALL 100,000 0 0 100,000 0 0 MERRILL LYNCH & CO INC COM 590188108 128 11,000SH 11,000 0 0 11,000 0 0 MICROSOFT CORP COM 594918104 5,832 300,000SH CALL 300,000 0 0 300,000 0 0 MONSTER WORLDWIDE INC COM 611742107 462 38,200SH CALL 38,200 0 0 38,200 0 0 MOSAIC CO COM 61945A107 225 6,500SH CALL 6,500 0 0 6,500 0 0 NORFOLK SOUTHERN CORP COM 655844108 569 12,100SH CALL 12,100 0 0 12,100 0 0 PENNEY J C INC COM 708160106 1,478 75,000SH CALL 75,000 0 0 75,000 0 0 PEPSICO INC COM 713448108 6,441 117,600SH CALL 117,600 0 0 117,600 0 0 PETROCHINA CO LTD SPON 71646E100 970 10,900SH CALL 10,900 0 0 10,900 0 0 PFIZER INC COM 717081103 724 40,878SH 40,878 0 0 40,878 0 0 PFIZER INC COM 717081103 3,188 180,000SH CALL 180,000 0 0 180,000 0 0 PFIZER INC COM 717081103 266 15,000SH PUT 15,000 0 0 15,000 0 0 POTASH CORP SASK INC COM 73755L107 2,929 40,000SH CALL 40,000 0 0 40,000 0 0 PRECISION DRILLING TR TR U 740215108 1,662 198,071SH 198,071 0 0 198,071 0 0 PROCTER & GAMBLE CO COM 742718109 673 10,889SH 10,889 0 0 10,889 0 0 PRIVATEBANCORP INC NOTE 742962AD5 3,373 3500,000SH 3500,000 0 0 3500,000 0 0 QUALCOMM INC COM 747525103 2,734 76,300SH CALL 76,300 0 0 76,300 0 0 RESEARCH IN MOTION LTD COM 760975102 2,029 50,000SH CALL 50,000 0 0 50,000 0 0 SANDISK CORP NOTE 80004CAC5 1,200 3000,000SH 3000,000 0 0 3000,000 0 0 SARA LEE CORP COM 803111103 396 40,460SH 40,460 0 0 40,460 0 0 SCHLUMBERGER LTD COM 806857108 1,693 40,000SH PUT 40,000 0 0 40,000 0 0 SOUTHERN CO COM 842587107 818 22,101SH 22,101 0 0 22,101 0 0 STARBUCKS CORP COM 855244109 346 36,598SH 36,598 0 0 36,598 0 0 STEWART ENTERPRISES INC NOTE 860370AK1 2,565 6000,000SH 6000,000 0 0 6000,000 0 0 SUNOCO INC COM 86764P109 1,147 26,395SH 26,395 0 0 26,395 0 0 SUNOCO INC COM 86764P109 1,738 40,000SH PUT 40,000 0 0 40,000 0 0 SUNTECH PWR HLDGS CO LTD ADR 86800C104 529 45,200SH CALL 45,200 0 0 45,200 0 0 TARGET CORP COM 87612E106 915 26,500SH CALL 26,500 0 0 26,500 0 0 US BANCORP DEL COM 902973304 423 16,917SH 16,917 0 0 16,917 0 0 UNITED STATES STL CORP NEW COM 912909108 435 11,700SH CALL 11,700 0 0 11,700 0 0 UNITED TECHNOLOGIES CORP COM 913017109 1,324 24,700SH CALL 24,700 0 0 24,700 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 732 21,605SH 21,605 0 0 21,605 0 0 PAGE TOTAL 52 85,359 PAGE: 3 FORM 13F NAME OF REPORTING MANAGER: CANADIAN IMPERIAL HOLDINGS INC. DATE DEC08 (COLUMN 1) (COLUMN 2) (COLUMN 3) (COLUMN 4)(COLUMN 5) (COLUMN 6) (COLUMN 7) (COLUMN 8) INVESTMENT DISCRETION VOTING AUTHORITY _____________________ ________________ TITLE FAIR MKT SHARES OR SHARES SHARES SHARES OF VALUE PRINCIPAL SOLE DEFINED OTHER SOLE SHARED NONE NAME OF ISSUES CLASS CUSIP NO (X$1000) AMOUNT P/C (A) (B) (C) MGR (A) (B) (C) ___________________________ _____ _________ _________ ___________ ________ ________ ________ ________ ________ ________ WACHOVIA CORP NEW COM 929903102 193 34,830SH 34,830 0 0 34,830 0 0 WACHOVIA CORP NEW COM 929903102 83 15,000SH CALL 15,000 0 0 15,000 0 0 WAL MART STORES INC COM 931142103 10,792 192,500SH CALL 192,500 0 0 192,500 0 0 WEBMD CORP NOTE 94769MAG0 11,818 14500,000SH 14500,000 0 0 14500,000 0 0 WELLS FARGO & CO NEW COM 949746101 492 16,700SH 16,700 0 0 16,700 0 0 WYETH COM 983024100 3,188 85,000SH PUT 85,000 0 0 85,000 0 0 PAGE TOTAL 6 26,566 GRAND TOTAL 109 239,223
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