0001016538-12-000001.txt : 20120126
0001016538-12-000001.hdr.sgml : 20120126
20120126140000
ACCESSION NUMBER: 0001016538-12-000001
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111231
FILED AS OF DATE: 20120126
DATE AS OF CHANGE: 20120126
EFFECTIVENESS DATE: 20120126
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: MERCATOR ASSET MANAGEMENT L P
CENTRAL INDEX KEY: 0001016538
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10630
FILM NUMBER: 12547157
BUSINESS ADDRESS:
STREET 1: 5200 TOWN CENTER CIRCLE
STREET 2: STE 550
CITY: BOCA RATON
STATE: FL
ZIP: 33486
BUSINESS PHONE: 5613611079
MAIL ADDRESS:
STREET 1: 5200 TOWN CENTER CIRCLE
STREET 2: STE 550
CITY: BOCA RATON
STATE: FL
ZIP: 33486
13F-HR
1
form13f4q2011.txt
4Q11
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
FORM 13F COVER PAGE
Report for the Quarter Ended: December 30, 2011
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Mercator Asset Management, LP
Address: 5200 Town Center Circle, Suite 550
Boca Raton, FL 33486
Form 13F File Number: 28-10630
The institutional investment manager filing this report and the
person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all
information
contained herein is true, correct and complete, and that it is
understood that all required items, statements, schedules, lists,
and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Victoria E. Joh
Title: Vice President & Chief Compliance Officer
Phone: 561-361-1079
Signature, Place, and Date of Signing:
Victoria E. Joh Boca Raton, FL 1/26/12
Report Type (Check only one.):
[x] 13F HOLDINGS REPORT. (Check here if all holdings of
this reporting manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are
in this report, and all holdings are reported by other reporting
manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of
the holdings for this reporting manager are reported in this
report and a portion are reported by other reporting managers(s).)
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 1
Form 13F Information Table Entry Total: 1
Form 13F Information Table Value Total (x$1000): $384385
List of Other Included Managers: 01 Pru Trust 028-13416
Pru Trust files a 13F Notice only
FORM 13F INFORMATION TABLE
NAME OF TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
ISSUER CLASS (X$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
HSBC Holdings PLC ADR COM 404280406 438 11500 SH DEFINED 01 x
HSBC Holdings PLC ADR COM 404280406 97721 2654867 SH SOLE x x
KB Financial Group Inc ADR COM 48241A105 27 875 SH SOLE x
Petroleo Bras SA - ADR COM 71654v408 518 20850 SH DEFINED 01 x
Petroleo Bras SA - ADR COM 71654v408 103967 4183802 SH SOLE x x
Posco - ADR COM 693483109 10226 124551 SH SOLE x x
SK Telecom Co Ltd. - ADR COM 78440P108 63530 4667906 SH SOLE x x
Tata Motors LTD SPON ADR COM 876568502 44 2600 SH SOLE X
Teva Pharmaceutical SP ADR COM 881624209 498 12350 SH DEFINED 01 X
Teva Pharmaceutical SP ADR COM 881624209 107414 2661400 SH SOLE X