-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PUwt6ySJHuh/GS5C2aOpwUuSk/1Yt+VEbqHLOgHC8CFlFRbtHQWJtuLIm+CB/ZH0 XmmWyvzX4M2VL1WfdSHi4w== 0001169232-08-004116.txt : 20081112 0001169232-08-004116.hdr.sgml : 20081111 20081112135121 ACCESSION NUMBER: 0001169232-08-004116 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080930 FILED AS OF DATE: 20081112 DATE AS OF CHANGE: 20081112 EFFECTIVENESS DATE: 20081112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MATRIX ASSET ADVISORS INC/NY CENTRAL INDEX KEY: 0001016287 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05690 FILM NUMBER: 081180046 BUSINESS ADDRESS: STREET 1: 444 MADISON AVE STREET 2: STE 302 CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 2124862005 MAIL ADDRESS: STREET 1: 444 MADISON AVE STREET 2: STE 302 CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 d75320_13f-hr.txt 13F REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2008 ------------------ Check here if Amendment |_|; Amendment Number: ------------ This Amendment (Check only one.): |_| is a restatement. |_| adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Matrix Asset Advisors, Inc. Address: 747 Third Avenue, 31st Floor New York, NY 10017 13F File Number: 28-05690 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: David A. Katz Title: President Phone: (212) 486-2004 Signature, Place, and Date of Signing: Signature, Place, and Date of Signing: 747 Third Avenue /s/ David A. Katz NY, NY 10017 - -------------------------- ------------------- -------------------- Report Type (Check only one.): |_| 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) |_| 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) |X| 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 028-12230 Alps Advisers Inc. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 --------------------------- Form 13F Information Table Entry Total: --------------------------- Form 13F Information Table Value Total: --------------------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respectto which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name 028-12230 Alps Advisers, Inc.
Matrix Asset Advisors, Inc. FORM 13F 30-Sep-08 Voting Authority ---------------- Title Value Shares/ Sh/ Put/ Invstmt Other Name of Issuer of Class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None - ------------------------------ -------- --------- -------- ------- --- ---- ------- -------- -------- ------ ------ 3M Company COM 88579y101 36045 527664 SH Sole 111000 416664 Alcoa Inc. COM 013817101 24647 1091538 SH Sole 230000 861538 American Express Co. COM 025816109 13498 380985 SH Sole 86500 294485 Analog Devices COM 032654105 30879 1171878 SH Sole 268000 903878 Bank of America Corp. COM 060505104 35161 1004612 SH Sole 211000 793612 Bank of New York Mellon Corp. COM 064058100 8086 248189 SH Sole 54000 194189 Bristol-Myers COM 110122108 16035 769050 SH Sole 170000 599050 Carnival Cruise Lines Inc Cl. COM 143658300 21732 614760 SH Sole 135000 479760 Chevron Corp. COM 166764100 42954 520776 SH Sole 106800 413976 Chubb Corp. COM 171232101 227 4128 SH Sole 4128 Cisco Systems Inc COM 17275R102 38849 1722046 SH Sole 366000 1356046 Citigroup COM 172967101 23082 1125380 SH Sole 244000 881380 Coca Cola COM 191216100 1172 22166 SH Sole 22166 Comcast Corp. - Special Class COM 20030N200 37280 1890448 SH Sole 393000 1497448 ConocoPhillips COM 20825c104 42561 581033 SH Sole 124000 457033 Covidien Ltd COM G2552X108 34306 638129 SH Sole 123000 515129 Dell Inc COM 24702r101 32917 1997365 SH Sole 427000 1570365 Devon Energy Co. COM 25179m103 44744 490615 SH Sole 101000 389615 Ebay Inc COM 278642103 17670 789560 SH Sole 170000 619560 Exxon Mobil Corporation COM 30231g102 2473 31849 SH Sole 31849 First Place Financial Corp. COM 33610t109 288 22401 SH Sole 22401 General Electric Co. COM 369604103 36433 1428729 SH Sole 280000 1148729 Intel Corporation COM 458140100 26980 1440466 SH Sole 310000 1130466 J. P. Morgan Chase & Co. COM 46625H100 30457 652194 SH Sole 125000 527194 Johnson & Johnson COM 478160104 660 9531 SH Sole 9531 McGraw Hill Inc. COM 580645109 30979 980048 SH Sole 206000 774048 Merck & Co., Inc. COM 589331107 415 13152 SH Sole 13152 Merrill Lynch & Co. COM 590188108 19916 787185 SH Sole 182000 605185 MicroIslet, Inc. COM 59507q106 7 44500 SH Sole 44500 Microsoft Corporation COM 594918104 42885 1606775 SH Sole 327000 1279775 Monster Worldwide Inc. COM 611742107 29112 1952500 SH Sole 415000 1537500 Morgan Stanley COM 617446448 20971 911778 SH Sole 190000 721778 Novellus Systems COM 670008101 34486 1755881 SH Sole 373000 1382881 Omnicom Group COM 681919106 12545 325345 SH Sole 70000 255345 Pfizer Inc. COM 717081103 11543 625982 SH Sole 125200 500782 Staples, Inc. COM 855030102 32596 1448717 SH Sole 317000 1131717 Time Warner Inc COM 887317105 36566 2789153 SH Sole 625000 2164153 Tyco Electronics Ltd COM G9144P105 14778 534276 SH Sole 107750 426526 Tyco International LTD. COM G9143X208 34367 981359 SH Sole 206500 774859 Valero Energy COM 91913Y100 26095 861225 SH Sole 185000 676225 Wal-Mart Stores Inc. COM 931142103 36104 602845 SH Sole 125200 477645 Walgreen Co. COM 931422109 26216 846778 SH Sole 182000 664778 Wells Fargo Company COM 949746101 280 7473 SH Sole 7473 Wyeth COM 983024100 31619 855951 SH Sole 180700 675251 Yahoo! COM 984332106 8518 492375 SH Sole 103000 389375 E-Kong Group Ltd. G2952Q109 1 12500 SH Sole 12500 Prism Support Hldgs LLC 3030551 0 250000 SH Sole 250000 OceanBoy Farms Inc. 674990528 0 124995 SH Sole 124995 REPORT SUMMARY 48 DATA RECORDS 1049135 37986285 7955650 30030635 1 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED ALPS Advisers, Inc. 028-1223
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