0001016281-21-000207.txt : 20211203
0001016281-21-000207.hdr.sgml : 20211203
20211203181132
ACCESSION NUMBER: 0001016281-21-000207
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211201
FILED AS OF DATE: 20211203
DATE AS OF CHANGE: 20211203
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Brink Carl Benjamin
CENTRAL INDEX KEY: 0001643336
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11961
FILM NUMBER: 211471413
MAIL ADDRESS:
STREET 1: 28634 PLEASANT FOREST DRIVE
CITY: KATY
STATE: TX
ZIP: 77056
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CARRIAGE SERVICES INC
CENTRAL INDEX KEY: 0001016281
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PERSONAL SERVICES [7200]
IRS NUMBER: 760423828
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3040 POST OAK BOULEVARD
STREET 2: SUITE 300
CITY: HOUSTON
STATE: TX
ZIP: 77056
BUSINESS PHONE: 713-332-8400
MAIL ADDRESS:
STREET 1: 3040 POST OAK BOULEVARD
STREET 2: SUITE 300
CITY: HOUSTON
STATE: TX
ZIP: 77056
4
1
wf-form4_163857307702754.xml
FORM 4
X0306
4
2021-12-01
0
0001016281
CARRIAGE SERVICES INC
CSV
0001643336
Brink Carl Benjamin
3040 POST OAK BLVD.
SUITE 300
HOUSTON
TX
77056
0
1
0
0
EVP & Chief Financial Officer
Common Stock
2021-12-01
4
M
0
17572
22.58
A
37186
D
Common Stock
2021-12-01
4
F
0
11500
52.47
D
25686
D
Common Stock
2021-12-03
4
S
0
2000
52.84
D
23686
D
Common Stock
2021-12-03
4
M
0
4428
22.58
A
28114
D
Common Stock
4695
I
Spouse
Stock Options
22.58
2021-12-01
4
M
0
17572
0
D
2022-02-24
Common Stock
17572.0
4428
D
Stock Options
22.58
2021-12-03
4
M
0
4428
0
D
2022-02-24
Common Stock
4428.0
0
D
Performance Award
2024-12-31
Common Stock
13974.0
13974
D
Stock Options
34.79
2031-02-17
Common Stock
50000.0
50000
D
Stock Options
25.43
2028-02-14
Common Stock
15000.0
15000
D
Stock Options
26.54
2027-03-21
Common Stock
34900.0
34900
D
Stock Options
20.06
2026-02-23
Common Stock
10000.0
10000
D
Represents shares withheld on 12/1/2021 to cover the option price and taxes associated with the exercise of stock options.
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.84 to $52.88, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
Stock Option grant pursuant to the Carriage Services, Inc. Amended and Restated 2006 Long-Term Incentive Plan which vested 1/3 on 2/24/2016, 1/3 on 2/24/2017 and 1/3 on 2/24/2018. 17,572 options were exercised on 12/1/2021. These stock options expire on 02/24/2022.
Stock Option grant pursuant to the Carriage Services, Inc. Amended and Restated 2006 Long-Term Incentive Plan which vested 1/3 on 2/24/2016, 1/3 on 2/24/2017 and 1/3 on 2/24/2018. 4,428 options were exercised on 12/3/2021. These stock options expire on 02/24/2022.
Represents performance awards, payable in shares on December 31, 2024 granted under the Carriage Services, Inc. 2017 Omnibus Incentive Plan. The award will vest (if at all) on December 31, 2024 provided that the Company's common stock reaches one of five pre-determined growth targets for a sustained period beginning on the grant date of May 19, 2020 and ending on December 31, 2024.
Stock Options granted on 2/17/2021 pursuant to the Carriage Services, Inc. 2017 Omnibus Incentive Plan that will vest in equal 20% increments each year over the next five years. These options expire on 2/17/2031.
Stock Options granted pursuant to the Carriage Services, Inc. 2017 Omnibus Plan which 1/5 vested each year on 2/14/2019, 2/14/2020 and 2/14/2021 and 1/5 will vest on 2/14/2022 and 2/14/2023. The options expire on 2/14/2028.
Stock Options granted pursuant to the Carriage Services, Inc. Second Amended and Restated 2006 Long-Term Incentive Plan which vested 1/5 each year on 3/21/2018, 3/21/2019, 3/21/2020 and 3/21/2021 and 1/5 will vest on 3/21/2022. These stock options expire on 3/21/2027.
Stock Options granted pursuant to the Carriage Services, Inc. Second Amended and Restated 2006 Long-Term Incentive Plan which vested 1/5 each year on 2/23/2017, 2/23/2018, 2/23/2019, 2/23/2020 and 2/23/2021. These stock options expire on 2/23/2026.
/s/ Carl B. Brink
2021-12-03