-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PJALOHaSybdX8Xal3BRXqeRJZq6uWKNNstXDxR2KG2cnpecoG1VSxrMqBxrTb4d8 GiqvOxPyKFTAQOa5omW9VA== 0000950162-97-000479.txt : 19970711 0000950162-97-000479.hdr.sgml : 19970711 ACCESSION NUMBER: 0000950162-97-000479 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970710 SROS: AMEX SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CORNELL CORRECTIONS INC CENTRAL INDEX KEY: 0001016152 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-FACILITIES SUPPORT MANAGEMENT SERVICES [8744] IRS NUMBER: 760433642 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-48735 FILM NUMBER: 97638627 BUSINESS ADDRESS: STREET 1: 4801 WOODWAY STREET 2: STE 400W CITY: HOUSTON STATE: TX ZIP: 77056 BUSINESS PHONE: 7136230790 MAIL ADDRESS: STREET 1: 4801 WOODWAY STREET 2: STE 400W CITY: HOUSTON STATE: TX ZIP: 77056 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: DILLON READ HOLDING INC/DILLON READ INC/ ET AL CENTRAL INDEX KEY: 0000904723 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 133634771 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 535 MADISON AVE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2129067324 MAIL ADDRESS: STREET 1: 535 MADISON AVE CITY: NEW YORK STATE: NY ZIP: 10022 SC 13D/A 1 SCHEDULE 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1) CORNELL CORRECTIONS, INC. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock - -------------------------------------------------------------------------------- (Title of Class of Securities) 219141108 - -------------------------------------------------------------------------------- (CUSIP Number) GEORGE H. HOWARD, III, DILLON, READ & CO. INC., 535 MADISON AVENUE, NEW YORK, NY 10022 (212) 906-7324 - -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) June 26, 1997 - -------------------------------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box | |. Note: Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d-1(a) for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 50 Pages SCHEDULE 13D - ---------------------------------- ---------------------------------------- CUSIP No. 219141108 Page 2 of 50 Pages ----------- ------- -------- - ---------------------------------- ---------------------------------------- - ----------------------------------------------------------------- -------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Dillon, Read Holding Inc. I.R.S. No. 13-3634771 - ------------------------------------------------------------------------------- 2 CHECK THE APPROXIMATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |_| N/A - ------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* N/A - ------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) |_| N/A - ------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF None SHARES ---------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY EACH 1,032,750 REPORTING ---------------------------------------------------- PERSON WITH 9 SOLE DISPOSITIVE POWER None ---------------------------------------------------- 10 SHARED DISPOSITIVE POWER 1,032,750 - ------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON Dillon, Read Holding Inc. disclaims beneficial ownership of 1,032,750 shares attributed to it through its ownership of Dillon, Read Inc. - ------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* |_| N/A - ------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 15.1% - ------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* HC - ------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. Page 2 of 50 Pages SCHEDULE 13D - ---------------------------------- ---------------------------------------- CUSIP No. 219141108 Page 3 of 50 Pages ----------- ------- -------- - ---------------------------------- ---------------------------------------- - ------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Dillon, Read Inc. I.R.S. No. 13-3404336 - ------------------------------------------------------------------------------- 2 CHECK THE APPROXIMATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |_| N/A - ------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* N/A - ------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) |_| N/A - ------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF None SHARES ---------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY EACH 1,032,750 REPORTING ---------------------------------------------------- PERSON WITH 9 SOLE DISPOSITIVE POWER None ---------------------------------------------------- 10 SHARED DISPOSITIVE POWER 1,032,750 - ------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON Dillon, Read Inc. disclaims beneficial ownership of 1,032,750 shares attributed to it through its ownership of Dillon, Read and Co. Inc.. - ------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* |_| N/A - ------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 15.1% - ------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* HC - ------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. Page 3 of 50 Pages SCHEDULE 13D - ---------------------------------- ---------------------------------------- CUSIP No. 219141108 Page 4 of 50 Pages ----------- ------- -------- - ---------------------------------- ---------------------------------------- - ------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Dillon, Read & Co. Inc. I.R.S. No. 13-1939216 - ------------------------------------------------------------------------------- 2 CHECK THE APPROXIMATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |_| N/A - ------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* N/A - ------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) |_| N/A - ------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Connecticut - ------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF None SHARES ---------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY EACH 1,032,750 REPORTING ---------------------------------------------------- PERSON WITH 9 SOLE DISPOSITIVE POWER None ---------------------------------------------------- 10 SHARED DISPOSITIVE POWER 1,032,750 - ------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON The reporting person reports 1,032,50 shares held for managed accounts and the reporting person disclaims beneficial ownership of such shares. - ------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* |_| N/A - ------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 15.1% - ------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* BD - ------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. Page 4 of 50 Pages SCHEDULE 13D - ---------------------------------- ---------------------------------------- CUSIP No. 219141108 Page 5 of 50 Pages ----------- ------- -------- - ---------------------------------- ---------------------------------------- - ------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Concord Partners, L.P. I.R.S. No. 13-3103279 - ------------------------------------------------------------------------------- 2 CHECK THE APPROXIMATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |_| N/A - ------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* WC - ------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) |_| N/A - ------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION New York - ------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF None SHARES ---------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY EACH None REPORTING ---------------------------------------------------- PERSON WITH 9 SOLE DISPOSITIVE POWER None ---------------------------------------------------- 10 SHARED DISPOSITIVE POWER None - ------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON None - ------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* |_| N/A - ------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0% - ------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* PN - ------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. Page 5 of 50 Pages SCHEDULE 13D - ---------------------------------- ---------------------------------------- CUSIP No. 219141108 Page 6 of 50 Pages ----------- ------- -------- - ---------------------------------- ---------------------------------------- - ------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Concord Partners II, L.P. I.R.S. No. 13-3421365 - ------------------------------------------------------------------------------- 2 CHECK THE APPROXIMATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |_| N/A - ------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* WC - ------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) |_| N/A - ------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF None SHARES ---------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY EACH 506,994 REPORTING ---------------------------------------------------- PERSON WITH 9 SOLE DISPOSITIVE POWER None ---------------------------------------------------- 10 SHARED DISPOSITIVE POWER 506,994 - ------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 506,994 - ------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* |_| N/A - ------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 7.4% - ------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* PN - ------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. Page 6 of 50 Pages SCHEDULE 13D - ---------------------------------- ---------------------------------------- CUSIP No. 219141108 Page 7 of 50 Pages ----------- ------- -------- - ---------------------------------- ---------------------------------------- - ------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Concord Partners Japan Limited I.R.S. No. 22-3012759 - ------------------------------------------------------------------------------- 2 CHECK THE APPROXIMATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |_| N/A - ------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* WC - ------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) |_| N/A - ------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF None SHARES ---------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY EACH 127,839 REPORTING ---------------------------------------------------- PERSON WITH 9 SOLE DISPOSITIVE POWER None ---------------------------------------------------- 10 SHARED DISPOSITIVE POWER 127,839 - ------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 127,839 - ------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* |_| N/A - ------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 1.9% - ------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* CO - ------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. Page 7 of 50 Pages SCHEDULE 13D - ---------------------------------- ---------------------------------------- CUSIP No. 219141108 Page 8 of 50 Pages ----------- ------- -------- - ---------------------------------- ---------------------------------------- - ------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Lexington Partners III, L.P. I.R.S. No. 13-3577723 - ------------------------------------------------------------------------------- 2 CHECK THE APPROXIMATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |_| N/A - ------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* WC - ------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) |_| N/A - ------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF None SHARES ---------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY EACH 60,249 REPORTING ---------------------------------------------------- PERSON WITH 9 SOLE DISPOSITIVE POWER None ---------------------------------------------------- 10 SHARED DISPOSITIVE POWER 60,249 - ------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 60,249 - ------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* |_| N/A - ------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) .9% - ------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* PN - ------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. Page 8 of 50 Pages SCHEDULE 13D - ---------------------------------- ---------------------------------------- CUSIP No. 219141108 Page 9 of 50 Pages ----------- ------- -------- - ---------------------------------- ---------------------------------------- - ------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Lexington Partners IV, L.P. I.R.S. No. 13-3665818 - ------------------------------------------------------------------------------- 2 CHECK THE APPROXIMATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |_| N/A - ------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* WC - ------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) |_| N/A - ------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF None SHARES ---------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY EACH 2,435 REPORTING ---------------------------------------------------- PERSON WITH 9 SOLE DISPOSITIVE POWER None ---------------------------------------------------- 10 SHARED DISPOSITIVE POWER 2,435 - ------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,435 - ------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* |_| N/A - ------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) .03% - ------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* PN - ------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. Page 9 of 50 Pages This Amendment No. 1 amends the Statement on Schedule 13D with respect to the common stock (the "Common Stock") of Cornell Corrections, Inc., previously filed on April 4, 1997, by the Reporting Persons named therein (the "Schedule 13D"). Capitalized terms used herein without definition shall have the meanings given to such terms in the Schedule 13D. Item 5. Interests in Securities of the Issuer Item 5 is amended by adding the following: (a) By reason of their relationship with Dillon Read (see Item 2 of Schedule 13D), as of June 26, 1997, DR Holding and DRI may be deemed pursuant to Rule 13d-3 under the Act ("Rule 13d-3") to beneficially own 1,032,750 shares of Common Stock (including 37,947 options), representing 15.1% of the outstanding shares of Common Stock reported by the Company to be outstanding at April 30, 1997 (the "Outstanding Shares"). DR Holding and DRI disclaim beneficial ownership of all shares of Common Stock held by Dillon Read and the Funds. By reason of Dillon Read's relationship with the Funds (see Item 2 of Schedule 13D), as of June 26, 1997, Dillon Read may be deemed pursuant to Rule 13d-3 to beneficially own 1,032,750 shares of Common Stock (including the 335,233 Agency Shares held by Dillon Read as agent for the persons listed on Exhibit E to Schedule 13D (including 31,618 options)), representing 15.1% of the Outstanding Shares. -2- As of June 26, 1997, Concord beneficially owns no shares of Common Stock. Concord II beneficially owns 506,994 shares of Common Stock, representing 7.4% of the Outstanding Shares. Concord Japan beneficially owns 127,839 shares of Common Stock, representing 1.9% of the Outstanding Shares. Lexington III beneficially owns 60,249 shares of Common Stock including 6,154 options to purchase shares of Common Stock, representing .9% of the Outstanding Shares. Lexington IV beneficially owns 2,435 shares of Common Stock including 175 options to purchase shares of Common Stock, representing .03% of the Outstanding Shares. In addition, as of June 26, 1997, DRI and the individuals named in Exhibit E to Schedule 13D may be deemed to beneficially own the 335,233 Agency Shares including 31,618 options to purchase shares of Common Stock, representing 4.9% of the Outstanding Shares; however, pursuant to powers of attorney executed by each such individual in favor of Dillon Read, Dillon Read has been granted sole voting power and sole investment power with respect to the Agency Shares. Accordingly, each such person disclaims beneficial ownership of the Agency Shares held by Dillon Read for his economic benefit. The name of each such person and the number of Agency Shares and other shares of Common Stock and the percentage of the Outstanding Shares as to which each such person disclaims or affirms beneficial ownership are set forth in Exhibit E to Schedule 13D, which is incorporated herein by reference. Pursuant to its partnership agreement, on June 26, 1997, Concord II distributed an aggregate of 140,000 shares of Common Stock to its partners. Except as set forth herein, to the best knowledge of the Reporting Persons, none of the other persons identified in this filing currently owns, or has any right to acquire, any shares of the Common Stock. (b) As noted in Items 2 and 5(a), Dillon Read has the voting power and investment power with respect to the shares of Common Stock reported in this Statement as being beneficially owned by the Funds, and with respect to the Agency Shares. By reason of their relationship with one another, Dillon Read, DRI and DR Holding may be deemed to share voting and dispositive powers as to all of the shares of Common Stock reported in Item 5(a) that Dillon Read may be deemed to beneficially own; however, as noted above, DR Holding and DRI disclaim beneficial ownership of such shares. (c) On April 17, 1997, the Fund sold the following in a private transaction: Trade Price Date Quantity Per Option Concord Partners, L.P. 04/17/97 19,114 options 6.50 As a result of that transaction, on April 17, 1997, Concord ceased to be a Reporting Person. (d) To the best knowledge of the Reporting Persons, no person other than those identified in this Schedule has the right to receive or the power to direct the receipt of -3- dividends from, or the proceeds from the sale of, the securities reported on this Schedule. (e) Not applicable. Item 7. Material to be Filed as Exhibits Exhibit I - Executive Officers and Directors of Dillon, Read Holding Inc. (1) Exhibit J - Executive Officers and Directors of Dillon, Read & Co. Inc. (2) Exhibit K - Joint Filing Agreement Pursuant to Rule 13d-1(f). (3) - ---------------- (1) Replaces Exhibit A of Schedule 13D. (2) Replaces Exhibit C of Schedule 13D. (3) Replaces Exhibit F of Schedule 13D. SIGNATURES The undersigned certify that, after reasonable inquiry and to the best of their respective knowledge and belief, the information set forth in the Schedule 13D is true, complete and correct. DILLON, READ HOLDING INC. By: /s/ David W. Niemiec ---------------------------- Name: David W. Niemiec Title: Vice Chairman DILLON, READ INC. By: /s/ David W. Niemiec ---------------------------- Name: David W. Niemiec Title: Secretary DILLON, READ & CO. INC. By: /s/ David W. Niemiec ---------------------------- Name: David W. Niemiec Title: Vice Chairman LEXINGTON PARTNERS III, L.P. By: Dillon, Read & Co. Inc., its General Partner By: /s/ David W. Niemiec -------------------------- Managing Director LEXINGTON PARTNERS IV, L.P. By: DRMC Inc., its General Partner By: /s/ David W. Niemiec ------------------------- Chairman CONCORD PARTNERS, L.P. By: Venture Associates, L.P., its General Partner By: Dillon, Read & Co. Inc., its General Partner By: /s/ Peter A. Leidel -------------------------- Sr. Vice President CONCORD PARTNERS II, L.P. By: Venture Associates II, L.P., its General Partner By: Dillon, Read Inc., its General Partner By: /s/ Peter A. Leidel -------------------------- Attorney-in-Fact CONCORD PARTNERS JAPAN LIMITED By: /s/ Peter A. Leidel -------------------------- Attorney-in-Fact Dated: July 10 SCHEDULE 13D EXHIBIT I Executive Officers and Directors of Dillon, Read Holding Inc. NAME: John P. Birkelund RESIDENCE OR Dillon, Read & Co. Inc. BUSINESS ADDRESS: 535 Madison Avenue New York, NY 10022 PRINCIPAL OCCUPATION: (a) Name: Dillon, Read & Co. Inc. (b) Address: 535 Madison Avenue New York, NY 10022 (c) Title: Chairman, Director and Managing Director of Dillon, Read & Co. Inc. CITIZENSHIP: USA NAME: David W. Niemiec RESIDENCE OR Dillon, Read & Co. Inc. BUSINESS ADDRESS: 535 Madison Avenue New York, NY 10022 PRINCIPAL OCCUPATION: (a) Name: Dillon, Read & Co. Inc. (b) Address: 535 Madison Avenue New York, NY 10022 (c) Title: Vice Chairman, Director, Managing Director, Treasurer and Secretary of Dillon, Read & Co. Inc. CITIZENSHIP: USA -2- SCHEDULE 13D EXHIBIT I Executive Officers and Directors of Dillon, Read Holding Inc. NAME: Francois de Saint Phalle RESIDENCE OR Dillon, Read & Co. Inc. BUSINESS ADDRESS: 535 Madison Avenue New York, NY 10022 PRINCIPAL OCCUPATION: (a) Name: Dillon, Read & Co. Inc. (b) Address: 535 Madison Avenue New York, NY 10022 (c) Title: Vice Chairman, Director and Man- aging Director of Dillon, Read & Co. Inc. CITIZENSHIP: USA NAME: Franklin W. Hobbs, IV RESIDENCE OR Dillon, Read & Co. Inc. BUSINESS ADDRESS: 535 Madison Avenue New York, NY 10022 PRINCIPAL OCCUPATION: (a) Name: Dillon, Read & Co. Inc. (b) Address: 535 Madison Avenue New York, NY 10022 (c) Title: President, Chief Executive Officer, Director and Managing Director of Dillon, Read & Co. Inc. CITIZENSHIP: USA -3- SCHEDULE 13D EXHIBIT I Executive Officers and Directors of Dillon, Read Holding Inc. NAME: Jan Hessel Lindenbergh RESIDENCE OR ING Bank BUSINESS ADDRESS: De Amsterdam Poort 1102 MG Amsterdam Zuiboost The Netherlands PRINCIPAL OCCUPATION: (a) Name: ING Bank (b) Address: De Amsterdam Poort 1102 MG Amsterdam Zuiboost The Netherlands (c) Title: Director CITIZENSHIP: HOLLAND SCHEDULE 13D EXHIBIT J Executive Officers and Directors of Dillon, Read & Co. Inc. NAME: John P. Birkelund RESIDENCE OR Dillon, Read & Co. Inc. BUSINESS ADDRESS: 535 Madison Avenue New York, NY 10022 PRINCIPAL OCCUPATION: (a) Name: Dillon, Read & Co. Inc. (b) Address: 535 Madison Avenue New York, NY 10022 (c) Title: Chairman, Director and Managing Director CITIZENSHIP: USA NAME: David W. Niemiec RESIDENCE OR Dillon, Read & Co. Inc. BUSINESS ADDRESS: 535 Madison Avenue New York, NY 10022 PRINCIPAL OCCUPATION: (a) Name: Dillon, Read & Co. Inc. (b) Address: 535 Madison Avenue New York, NY 10022 (c) Title: Vice Chairman, Director, Manaing Director, Treasurer and Secretary CITIZENSHIP: USA -2- SCHEDULE 13D EXHIBIT J Executive Officers and Directors of Dillon, Read & Co. Inc. NAME: Francois de Saint Phalle RESIDENCE OR Dillon, Read & Co. Inc. BUSINESS ADDRESS: 535 Madison Avenue New York, NY 10022 PRINCIPAL OCCUPATION: (a) Name: Dillon, Read & Co. Inc. (b) Address: 535 Madison Avenue New York, NY 10022 (c) Title: Vice Chairman, Director and Man- aging Director CITIZENSHIP: USA NAME: Franklin W. Hobbs, IV RESIDENCE OR Dillon, Read & Co. Inc. BUSINESS ADDRESS: 535 Madison Avenue New York, NY 10022 PRINCIPAL OCCUPATION: (a) Name: Dillon, Read & Co. Inc. (b) Address: 535 Madison Avenue New York, NY 10022 (c) Title: President, Chief Executive Officer, Director and Managing Director CITIZENSHIP: USA -3- SCHEDULE 13D EXHIBIT J Executive Officers and Directors of Dillon, Read & Co. Inc. NAME: Barbara T. Alexander RESIDENCE OR Dillon, Read & Co. Inc. BUSINESS ADDRESS: 535 Madison Avenue New York, NY 10022 PRINCIPAL OCCUPATION: (a) Name: Dillon, Read & Co. Inc. (b) Address: 535 Madison Avenue New York, NY 10022 (c) Title: Director and Managing Director CITIZENSHIP: USA NAME: Sharyar Aziz RESIDENCE OR Dillon, Read & Co. Inc. BUSINESS ADDRESS: 535 Madison Avenue New York, NY 10022 PRINCIPAL OCCUPATION: (a) Name: Dillon, Read & Co. Inc. (b) Address: 535 Madison Avenue New York, NY 10022 (c) Title: Director and Managing Director CITIZENSHIP: USA -4- SCHEDULE 13D EXHIBIT J Executive Officers and Directors of Dillon, Read & Co. Inc. NAME: Tamara A. Baum RESIDENCE OR Dillon, Read & Co. Inc. BUSINESS ADDRESS: 535 Madison Avenue New York, NY 10022 PRINCIPAL OCCUPATION: (a) Name: Dillon, Read & Co. Inc. (b) Address: 535 Madison Avenue New York, NY 10022 (c) Title: Director and Managing Director CITIZENSHIP: USA NAME: James H. Brandi RESIDENCE OR Dillon, Read & Co. Inc. BUSINESS ADDRESS: 535 Madison Avenue New York, NY 10022 PRINCIPAL OCCUPATION: (a) Name: Dillon, Read & Co. Inc. (b) Address: 535 Madison Avenue New York, NY 10022 (c) Title: Director and Managing Director CITIZENSHIP: USA -5- SCHEDULE 13D EXHIBIT J Executive Officers and Directors of Dillon, Read & Co. Inc. NAME: William S. Brenizer RESIDENCE OR Dillon, Read & Co. Inc. BUSINESS ADDRESS: 535 Madison Avenue New York, NY 10022 PRINCIPAL OCCUPATION: (a) Name: Dillon, Read & Co. Inc. (b) Address: 535 Madison Avenue New York, NY 10022 (c) Title: Director and Managing Director CITIZENSHIP: USA NAME: James C. Brennan RESIDENCE OR Dillon, Read & Co. Inc. BUSINESS ADDRESS: 535 Madison Avenue New York, NY 10022 PRINCIPAL OCCUPATION: (a) Name: Dillon, Read & Co. Inc. (b) Address: 535 Madison Avenue New York, NY 10022 (c) Title: Director and Managing Director CITIZENSHIP: USA -6- SCHEDULE 13D EXHIBIT J Executive Officers and Directors of Dillon, Read & Co. Inc. NAME: John G. Brim RESIDENCE OR Dillon, Read & Co. Inc. BUSINESS ADDRESS: 535 Madison Avenue New York, NY 10022 PRINCIPAL OCCUPATION: (a) Name: Dillon, Read & Co. Inc. (b) Address: 535 Madison Avenue New York, NY 10022 (c) Title: Director and Managing Director CITIZENSHIP: USA NAME: Michael A. Cilia RESIDENCE OR Dillon, Read & Co. Inc. BUSINESS ADDRESS: 535 Madison Avenue New York, NY 10022 PRINCIPAL OCCUPATION: (a) Name: Dillon, Read & Co. Inc. (b) Address: 535 Madison Avenue New York, NY 10022 (c) Title: Director and Managing Director CITIZENSHIP: USA -7- SCHEDULE 13D EXHIBIT J Executive Officers and Directors of Dillon, Read & Co. Inc. NAME: Frank V. Colombo RESIDENCE OR Dillon, Read & Co. Inc. BUSINESS ADDRESS: 535 Madison Avenue New York, NY 10022 PRINCIPAL OCCUPATION: (a) Name: Dillon, Read & Co. Inc. (b) Address: 535 Madison Avenue New York, NY 10022 (c) Title: Director and Managing Director CITIZENSHIP: USA NAME: Kenneth S. Crews RESIDENCE OR Dillon, Read & Co. Inc. BUSINESS ADDRESS: 3950 Trammel Crow Lane 2001 Ross Avenue Dallas, TX 75201 PRINCIPAL OCCUPATION: (a) Name: Dillon, Read & Co. Inc. (b) Address: 3950 Trammel Crow Lane 2001 Ross Avenue Dallas, TX 75201 (c) Title: Director and Managing Director CITIZENSHIP: USA -8- SCHEDULE 13D EXHIBIT J Executive Officers and Directors of Dillon, Read & Co. Inc. NAME: David M. Dickson, Jr. RESIDENCE OR Dillon, Read & Co. Inc. BUSINESS ADDRESS: 535 Madison Avenue New York, NY 10022 PRINCIPAL OCCUPATION: (a) Name: Dillon, Read & Co. Inc. (b) Address: 535 Madison Avenue New York, NY 10022 (c) Title: Director and Managing Director CITIZENSHIP: USA NAME: Charles P. Durkin, Jr. RESIDENCE OR Dillon, Read & Co. Inc. BUSINESS ADDRESS: 535 Madison Avenue New York, NY 10022 PRINCIPAL OCCUPATION: (a) Name: Dillon, Read & Co. Inc. (b) Address: 535 Madison Avenue New York, NY 10022 (c) Title: Director and Managing Director CITIZENSHIP: USA -9- SCHEDULE 13D EXHIBIT J Executive Officers and Directors of Dillon, Read & Co. Inc. NAME: Blair W. Effron RESIDENCE OR Dillon, Read & Co. Inc. BUSINESS ADDRESS: 535 Madison Avenue New York, NY 10022 PRINCIPAL OCCUPATION: (a) Name: Dillon, Read & Co. Inc. (b) Address: 535 Madison Avenue New York, NY 10022 (c) Title: Director and Managing Director CITIZENSHIP: USA NAME: Raul P. Esquivel RESIDENCE OR Dillon, Read & Co. Inc. BUSINESS ADDRESS: 535 Madison Avenue New York, NY 10022 PRINCIPAL OCCUPATION: (a) Name: Dillon, Read & Co. Inc. (b) Address: 535 Madison Avenue New York, NY 10022 (c) Title: Director and Managing Director CITIZENSHIP: USA -10- SCHEDULE 13D EXHIBIT J Executive Officers and Directors of Dillon, Read & Co. Inc. NAME: Peter M. Flanigan RESIDENCE OR Dillon, Read & Co. Inc. BUSINESS ADDRESS: 535 Madison Avenue New York, NY 10022 PRINCIPAL OCCUPATION: (a) Name: Dillon, Read & Co. Inc. (b) Address: 535 Madison Avenue New York, NY 10022 (c) Title: Director CITIZENSHIP: USA NAME: Thomas J. Hartfield RESIDENCE OR Dillon, Read & Co. Inc. BUSINESS ADDRESS: 535 Madison Avenue New York, NY 10022 PRINCIPAL OCCUPATION: (a) Name: Dillon, Read & Co. Inc. (b) Address: 535 Madison Avenue New York, NY 10022 (c) Title: Director and Managing Director CITIZENSHIP: USA -11- SCHEDULE 13D EXHIBIT J Executive Officers and Directors of Dillon, Read & Co. Inc. NAME: John H.F. Haskell, Jr. RESIDENCE OR Dillon, Read & Co. Inc. BUSINESS ADDRESS: 535 Madison Avenue New York, NY 10022 PRINCIPAL OCCUPATION: (a) Name: Dillon, Read & Co. Inc. (b) Address: 535 Madison Avenue New York, NY 10022 (c) Title: Director and Managing Director CITIZENSHIP: USA NAME: Anthony B. Helfet RESIDENCE OR Dillon, Read & Co. Inc. BUSINESS ADDRESS: 555 California Street, Suite 4950 San Francisco, CA 94104 PRINCIPAL OCCUPATION: (a) Name: Dillon, Read & Co. Inc. (b) Address: 555 California Street, Suite 4950 San Francisco, CA 94104 (c) Title: Director and Managing Director CITIZENSHIP: USA -12- SCHEDULE 13D EXHIBIT J Executive Officers and Directors of Dillon, Read & Co. Inc. NAME: William O. Hiltz RESIDENCE OR Dillon, Read & Co. Inc. BUSINESS ADDRESS: 535 Madison Avenue New York, NY 10022 PRINCIPAL OCCUPATION: (a) Name: Dillon, Read & Co. Inc. (b) Address: 535 Madison Avenue New York, NY 10022 (c) Title: Director and Managing Director CITIZENSHIP: USA NAME: Robert H. Hotz RESIDENCE OR Dillon, Read & Co. Inc. BUSINESS ADDRESS: 535 Madison Avenue New York, NY 10022 PRINCIPAL OCCUPATION: (a) Name: Dillon, Read & Co. Inc. (b) Address: 535 Madison Avenue New York, NY 10022 (c) Title: Director and Managing Director CITIZENSHIP: USA -13- SCHEDULE 13D EXHIBIT J Executive Officers and Directors of Dillon, Read & Co. Inc. NAME: James W. Hunt RESIDENCE OR Dillon, Read & Co. Inc. BUSINESS ADDRESS: 3950 Trammel Crow Lane 2001 Ross Avenue Dallas, TX 75201 PRINCIPAL OCCUPATION: (a) Name: Dillon, Read & Co. Inc. (b) Address: 3950 Trammel Crow Lane 2001 Ross Avenue Dallas, TX 75201 (c) Title: Director and Managing Director CITIZENSHIP: USA NAME: Peter H. Imhoff RESIDENCE OR Dillon, Read & Co. Inc. BUSINESS ADDRESS: 535 Madison Avenue New York, NY 10022 PRINCIPAL OCCUPATION: (a) Name: Dillon, Read & Co. Inc. (b) Address: 535 Madison Avenue New York, NY 10022 (c) Title: Director and Managing Director CITIZENSHIP: USA -14- SCHEDULE 13D EXHIBIT J Executive Officers and Directors of Dillon, Read & Co. Inc. NAME: Yerger Johnstone RESIDENCE OR Dillon, Read & Co. Inc. BUSINESS ADDRESS: 35 Wilson Street London EC2 United Kingdom PRINCIPAL OCCUPATION: (a) Name: Dillon, Read & Co. Inc. (b) Address: 35 Wilson Street London EC2 United Kingdom (c) Title: Director and Managing Director CITIZENSHIP: USA NAME: Craig A.T. Jones RESIDENCE OR Dillon, Read & Co. Inc. BUSINESS ADDRESS: 260 Franklin Street - 15th Floor Boston, MA 02110 PRINCIPAL OCCUPATION: (a) Name: Dillon, Read & Co. Inc. (b) Address: 260 Franklin Street - 15th Floor Boston, MA 02110 (c) Title: Director and Managing Director CITIZENSHIP: USA -15- SCHEDULE 13D EXHIBIT J Executive Officers and Directors of Dillon, Read & Co. Inc. NAME: Kenjiro Kawaguchi RESIDENCE OR Dillon, Read & Co. Inc. BUSINESS ADDRESS: Imperial Tower, 6th Floor 1-1-1 Uschisaiwai-cho Chiyoda-ku Tokyo, Japan PRINCIPAL OCCUPATION: (a) Name: Dillon, Read & Co. Inc. (b) Address: Imperial Tower, 6th Floor 1-1-1 Uschisaiwai-cho Chiyoda-ku Tokyo, Japan (c) Title: Director and Managing Director CITIZENSHIP: Japan NAME: Patrick J. Landers RESIDENCE OR Dillon, Read & Co. Inc. BUSINESS ADDRESS: 535 Madison Avenue New York, NY 10022 PRINCIPAL OCCUPATION: (a) Name: Dillon, Read & Co. Inc. (b) Address: 535 Madison Avenue New York, NY 10022 (c) Title: Director and Managing Director CITIZENSHIP: USA -16- SCHEDULE 13D EXHIBIT J Executive Officers and Directors of Dillon, Read & Co. Inc. NAME: Bryan H. Lawrence RESIDENCE OR Dillon, Read & Co. Inc. BUSINESS ADDRESS: 535 Madison Avenue New York, NY 10022 PRINCIPAL OCCUPATION: (a) Name: Dillon, Read & Co. Inc. (b) Address: 535 Madison Avenue New York, NY 10022 (c) Title: Director and Managing Director CITIZENSHIP: USA NAME: J. Richard Leaman, III RESIDENCE OR Dillon, Read & Co. Inc. BUSINESS ADDRESS: 535 Madison Avenue New York, NY 10022 PRINCIPAL OCCUPATION: (a) Name: Dillon, Read & Co. Inc. (b) Address: 535 Madison Avenue New York, NY 10022 (c) Title: Director and Managing Director CITIZENSHIP: USA -17- SCHEDULE 13D EXHIBIT J Executive Officers and Directors of Dillon, Read & Co. Inc. NAME: Richard R. Macek RESIDENCE OR Dillon, Read & Co. Inc. BUSINESS ADDRESS: 120 Wall Street New York, NY 10005 PRINCIPAL OCCUPATION: (a) Name: Dillon, Read & Co. Inc. (b) Address: 120 Wall Street New York, NY 10005 (c) Title: Controller, Director and Managing Director CITIZENSHIP: USA NAME: Daniel F. Marciano RESIDENCE OR Dillon, Read & Co. Inc. BUSINESS ADDRESS: 535 Madison Avenue New York, NY 10022 PRINCIPAL OCCUPATION: (a) Name: Dillon, Read & Co. Inc. (b) Address: 535 Madison Avenue New York, NY 10022 (c) Title: Director and Managing Director CITIZENSHIP: USA -18- SCHEDULE 13D EXHIBIT J Executive Officers and Directors of Dillon, Read & Co. Inc. NAME: Russell K. Mayerfeld RESIDENCE OR Dillon, Read & Co. Inc. BUSINESS ADDRESS: 6000 Sears Tower Chicago, IL 60606 PRINCIPAL OCCUPATION: (a) Name: Dillon, Read & Co. Inc. (b) Address: 6000 Sears Tower Chicago, IL 60606 (c) Title: Managing Director CITIZENSHIP: USA NAME: Cynthia R. Melcher RESIDENCE OR Dillon, Read & Co. Inc. BUSINESS ADDRESS: 535 Madison Avenue New York, NY 10022 PRINCIPAL OCCUPATION: (a) Name: Dillon, Read & Co. Inc. (b) Address: 535 Madison Avenue New York, NY 10022 (c) Title: Director and Managing Director CITIZENSHIP: USA -19- SCHEDULE 13D EXHIBIT J Executive Officers and Directors of Dillon, Read & Co. Inc. NAME: Richard J. Milligan RESIDENCE OR Dillon, Read & Co. Inc. BUSINESS ADDRESS: 535 Madison Avenue New York, NY 10022 PRINCIPAL OCCUPATION: (a) Name: Dillon, Read & Co. Inc. (b) Address: 535 Madison Avenue New York, NY 10022 (c) Title: Director and Managing Director CITIZENSHIP: USA NAME: Richard H. Montague RESIDENCE OR Dillon, Read & Co. Inc. BUSINESS ADDRESS: 535 Madison Avenue New York, NY 10022 PRINCIPAL OCCUPATION: (a) Name: Dillon, Read & Co. Inc. (b) Address: 535 Madison Avenue New York, NY 10022 (c) Title: Director and Managing Director CITIZENSHIP: USA -20- SCHEDULE 13D EXHIBIT J Executive Officers and Directors of Dillon, Read & Co. Inc. NAME: Robert Moulton-Ely RESIDENCE OR Dillon, Read & Co. Inc. BUSINESS ADDRESS: 535 Madison Avenue New York, NY 10022 PRINCIPAL OCCUPATION: (a) Name: Dillon, Read & Co. Inc. (b) Address: 535 Madison Avenue New York, NY 10022 (c) Title: Director and Managing Director CITIZENSHIP: USA NAME: John H. Mullin, III RESIDENCE OR Ridgeway Farm Inc. BUSINESS ADDRESS: Route 2 Box 380 Brookneal, VA 24528 PRINCIPAL OCCUPATION: (a) Name: Ridgeway Farm Inc. (b) Address: Route 2 Box 380 Brookneal, VA 24528 (c) Title: Shade Tree Farmer CITIZENSHIP: USA -21- SCHEDULE 13D EXHIBIT J Executive Officers and Directors of Dillon, Read & Co. Inc. NAME: Christian L. Oberbeck RESIDENCE OR Dillon, Read & Co. Inc. BUSINESS ADDRESS: 535 Madison Avenue New York, NY 10022 PRINCIPAL OCCUPATION: (a) Name: Dillon, Read & Co. Inc. (b) Address: 535 Madison Avenue New York, NY 10022 (c) Title: Director and Managing Director CITIZENSHIP: USA NAME: Victor A. Pelson RESIDENCE OR Dillon, Read & Co. Inc. BUSINESS ADDRESS: 535 Madison Avenue New York, NY 10022 PRINCIPAL OCCUPATION: (a) Name: Dillon, Read & Co. Inc. (b) Address: 535 Madison Avenue New York, NY 10022 (c) Title: Director CITIZENSHIP: USA -22- SCHEDULE 13D EXHIBIT J Executive Officers and Directors of Dillon, Read & Co. Inc. NAME: Robert A. Pilkington RESIDENCE OR Dillon, Read & Co. Inc. BUSINESS ADDRESS: 535 Madison Avenue New York, NY 10022 PRINCIPAL OCCUPATION: (a) Name: Dillon, Read & Co. Inc. (b) Address: 535 Madison Avenue New York, NY 10022 (c) Title: Director and Managing Director CITIZENSHIP: UK NAME: Thomas L. Piper, III RESIDENCE OR Dillon, Read & Co. Inc. BUSINESS ADDRESS: 535 Madison Avenue New York, NY 10022 PRINCIPAL OCCUPATION: (a) Name: Dillon, Read & Co. Inc. (b) Address: 535 Madison Avenue New York, NY 10022 (c) Title: Director and Managing Director CITIZENSHIP: USA -23- SCHEDULE 13D EXHIBIT J Executive Officers and Directors of Dillon, Read & Co. Inc. NAME: Jerome H. Powell RESIDENCE OR Dillon, Read & Co. Inc. BUSINESS ADDRESS: 535 Madison Avenue New York, NY 10022 PRINCIPAL OCCUPATION: (a) Name: Dillon, Read & Co. Inc. (b) Address: 535 Madison Avenue New York, NY 10022 (c) Title: Director and Managing Director CITIZENSHIP: USA NAME: William P. Powell RESIDENCE OR Dillon, Read & Co. Inc. BUSINESS ADDRESS: 535 Madison Avenue New York, NY 10022 PRINCIPAL OCCUPATION: (a) Name: Dillon, Read & Co. Inc. (b) Address: 535 Madison Avenue New York, NY 10022 (c) Title: Director and Managing Director CITIZENSHIP: USA -24- SCHEDULE 13D EXHIBIT J Executive Officers and Directors of Dillon, Read & Co. Inc. NAME: Eric W. Roberts RESIDENCE OR Dillon, Read & Co. Inc. BUSINESS ADDRESS: 535 Madison Avenue New York, NY 10022 PRINCIPAL OCCUPATION: (a) Name: Dillon, Read & Co. Inc. (b) Address: 535 Madison Avenue New York, NY 10022 (c) Title: Director and Managing Director CITIZENSHIP: USA NAME: Kenneth M. Schmidt RESIDENCE OR Dillon, Read & Co. Inc. BUSINESS ADDRESS: 535 Madison Avenue New York, NY 10022 PRINCIPAL OCCUPATION: (a) Name: Dillon, Read & Co. Inc. (b) Address: 535 Madison Avenue New York, NY 10022 (c) Title: Director and Managing Director CITIZENSHIP: USA -25- SCHEDULE 13D EXHIBIT J Executive Officers and Directors of Dillon, Read & Co. Inc. NAME: H.C. Bowen Smith RESIDENCE OR Dillon, Read & Co. Inc. BUSINESS ADDRESS: 535 Madison Avenue New York, NY 10022 PRINCIPAL OCCUPATION: (a) Name: Dillon, Read & Co. Inc. (b) Address: 535 Madison Avenue New York, NY 10022 (c) Title: Director and Managing Director CITIZENSHIP: USA NAME: Richard R.S. Smith RESIDENCE OR Dillon, Read & Co. Inc. BUSINESS ADDRESS: 535 Madison Avenue New York, NY 10022 PRINCIPAL OCCUPATION: (a) Name: Dillon, Read & Co. Inc. (b) Address: 535 Madison Avenue New York, NY 10022 (c) Title: Director and Managing Director CITIZENSHIP: USA -26- SCHEDULE 13D EXHIBIT J Executive Officers and Directors of Dillon, Read & Co. Inc. NAME: Danforth H. Starr RESIDENCE OR Dillon, Read & Co. Inc. BUSINESS ADDRESS: 535 Madison Avenue New York, NY 10022 PRINCIPAL OCCUPATION: (a) Name: Dillon, Read & Co. Inc. (b) Address: 535 Madison Avenue New York, NY 10022 (c) Title: Director CITIZENSHIP: USA NAME: Jason D. Sweet RESIDENCE OR Dillon, Read & Co. Inc. BUSINESS ADDRESS: 3950 Trammel Crow Lane 2001 Ross Avenue Dallas, TX 75201 PRINCIPAL OCCUPATION: (a) Name: Dillon, Read & Co. Inc. (b) Address: 3950 Trammel Crow Lane 2001 Ross Avenue Dallas, TX 75201 (c) Title: Director and Managing Director CITIZENSHIP: USA -27- SCHEDULE 13D EXHIBIT J Executive Officers and Directors of Dillon, Read & Co. Inc. NAME: F. Davis Terry, Jr. RESIDENCE OR Dillon, Read & Co. Inc. BUSINESS ADDRESS: 535 Madison Avenue New York, NY 10022 PRINCIPAL OCCUPATION: (a) Name: Dillon, Read & Co. Inc. (b) Address: 535 Madison Avenue New York, NY 10022 (c) Title: Director and Managing Director CITIZENSHIP: USA NAME: Lorenzo D. Weisman RESIDENCE OR Dillon, Read & Co. Inc. BUSINESS ADDRESS: 535 Madison Avenue New York, NY 10022 PRINCIPAL OCCUPATION: (a) Name: Dillon, Read & Co. Inc. (b) Address: 535 Madison Avenue New York, NY 10022 (c) Title: Director and Managing Director CITIZENSHIP: France -28- SCHEDULE 13D EXHIBIT J Executive Officers and Directors of Dillon, Read & Co. Inc. NAME: Edward B. Whitney RESIDENCE OR Dillon, Read & Co. Inc. BUSINESS ADDRESS: 535 Madison Avenue New York, NY 10022 PRINCIPAL OCCUPATION: (a) Name: Dillon, Read & Co. Inc. (b) Address: 535 Madison Avenue New York, NY 10022 (c) Title: Director and Managing Director CITIZENSHIP: USA NAME: George A. Wiegers RESIDENCE OR Dillon, Read & Co. Inc. BUSINESS ADDRESS: 535 Madison Avenue New York, NY 10022 PRINCIPAL OCCUPATION: (a) Name: Dillon, Read & Co. Inc. (b) Address: 535 Madison Avenue New York, NY 10022 (c) Title: Director CITIZENSHIP: USA -29- SCHEDULE 13D EXHIBIT J Executive Officers and Directors of Dillon, Read & Co. Inc. NAME: John E. Wilson RESIDENCE OR Dillon, Read & Co. Inc. BUSINESS ADDRESS: 535 Madison Avenue New York, NY 10022 PRINCIPAL OCCUPATION: (a) Name: Dillon, Read & Co. Inc. (b) Address: 535 Madison Avenue New York, NY 10022 (c) Title: Director and Managing Director CITIZENSHIP: USA NAME: Robert A. Young RESIDENCE OR Dillon, Read & Co. Inc. BUSINESS ADDRESS: 535 Madison Avenue New York, NY 10022 PRINCIPAL OCCUPATION: (a) Name: Dillon, Read & Co. Inc. (b) Address: 535 Madison Avenue New York, NY 10022 (c) Title: Director and Managing Director CITIZENSHIP: USA -30- SCHEDULE 13D EXHIBIT J Executive Officers and Directors of Dillon, Read & Co. Inc. NAME: Simon A. Borrows RESIDENCE OR Baring Brothers International Limited BUSINESS ADDRESS: 60 London Wall London EC2M 5TQ United Kingdom PRINCIPAL OCCUPATION: (a) Name: Baring Brothers International Limited (b) Address: 60 London Wall London EC2M 5TQ United Kingdom (c) Title: Director CITIZENSHIP: UK NAME: James R.C. Lupton RESIDENCE OR Baring Brothers International Limited BUSINESS ADDRESS: 60 London Wall London EC2M 5TQ United Kingdom PRINCIPAL OCCUPATION: (a) Name: Baring Brothers International Limited (b) Address: 60 London Wall London EC2M 5TQ United Kingdom (c) Title: Executive Director CITIZENSHIP: UK -31- SCHEDULE 13D EXHIBIT J Executive Officers and Directors of Dillon, Read & Co. Inc. NAME: Michael D.G. Ross RESIDENCE OR Baring Brothers International Limited BUSINESS ADDRESS: 535 Madison Avenue New York, NY 10022 PRINCIPAL OCCUPATION: (a) Name: Baring Brothers International Limited (b) Address: 535 Madison Avenue New York, NY 10022 (c) Title: Managing Director CITIZENSHIP: UK SCHEDULE 13D EXHIBIT K Joint Filing Agreement Pursuant to Rule 13d-1(f) The undersigned hereby agree, pursuant to Rule 13d-1(f) under the Securities Exchange Act of 1934, as amended, that the annexed Statement on Schedule 13D and all amendments thereto shall be filed on behalf of each of them. DILLON, READ HOLDING INC. By: /s/ David W. Niemiec ----------------------------- Name: David W. Niemiec Title: Vice Chairman DILLON, READ INC. By: /s/ David W. Niemiec ----------------------------- Name: David W. Niemiec Title: Secretary DILLON, READ & CO. INC. By: /s/ David W. Niemiec ----------------------------- Name: David W. Niemiec Title: Vice Chairman LEXINGTON PARTNERS III, L.P. By: Dillon, Read & Co. Inc., its General Partner By: /s/ David W. Niemiec ------------------------------ Managing Director LEXINGTON PARTNERS IV, L.P. By: DRMC Inc., its General Partner By: /s/ David W. Niemiec ------------------------------ Chairman CONCORD PARTNERS, L.P. By: Venture Associates, L.P., its General Partner By: Dillon, Read & Co. Inc., its General Partner By: /s/ Peter A. Leidel -------------------------- Sr. Vice President CONCORD PARTNERS II, L.P. By: Venture Associates II, L.P., its General Partner By: Dillon, Read Inc., its General Partner By: /s/ Peter A. Leidel ------------------------------ Attorney-in-Fact CONCORD PARTNERS JAPAN LIMITED By: /s/ Peter A. Leidel ------------------------------ Attorney-in-Fact Dated: July 10, 1997 -----END PRIVACY-ENHANCED MESSAGE-----