0001209191-18-005466.txt : 20180125
0001209191-18-005466.hdr.sgml : 20180125
20180125183028
ACCESSION NUMBER: 0001209191-18-005466
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180123
FILED AS OF DATE: 20180125
DATE AS OF CHANGE: 20180125
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BURKLE RONALD W
CENTRAL INDEX KEY: 0001015899
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34723
FILM NUMBER: 18549472
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Yucaipa American Alliance Fund I, LP
CENTRAL INDEX KEY: 0001330612
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34723
FILM NUMBER: 18549469
BUSINESS ADDRESS:
STREET 1: 9130 WEST SUNSET BOULEVARD
CITY: LOS ANGELES
STATE: CA
ZIP: 90069
BUSINESS PHONE: 310-789-7200
MAIL ADDRESS:
STREET 1: 9130 WEST SUNSET BOULEVARD
CITY: LOS ANGELES
STATE: CA
ZIP: 90069
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Yucaipa American Alliance Fund I, LLC
CENTRAL INDEX KEY: 0001490584
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34723
FILM NUMBER: 18549468
BUSINESS ADDRESS:
STREET 1: C/O THE YUCAIPA COMPANIES LLC
STREET 2: 9130 WEST SUNSET BOULEVARD
CITY: LOS ANGELES
STATE: CA
ZIP: 90069
BUSINESS PHONE: (310) 228-2894
MAIL ADDRESS:
STREET 1: C/O THE YUCAIPA COMPANIES LLC
STREET 2: 9130 WEST SUNSET BOULEVARD
CITY: LOS ANGELES
STATE: CA
ZIP: 90069
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: YUCAIPA AMERICAN FUNDS, LLC
CENTRAL INDEX KEY: 0001452934
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34723
FILM NUMBER: 18549467
BUSINESS ADDRESS:
STREET 1: C/O THE YUCAIPA COMPANIES LLC
STREET 2: 9130 WEST SUNSET BOULEVARD
CITY: LOS ANGELES
STATE: CA
ZIP: 90069
BUSINESS PHONE: (310) 789-7200
MAIL ADDRESS:
STREET 1: C/O THE YUCAIPA COMPANIES LLC
STREET 2: 9130 WEST SUNSET BOULEVARD
CITY: LOS ANGELES
STATE: CA
ZIP: 90069
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: YUCAIPA AMERICAN MANAGEMENT, LLC
CENTRAL INDEX KEY: 0001452932
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34723
FILM NUMBER: 18549466
BUSINESS ADDRESS:
STREET 1: C/O THE YUCAIPA COMPANIES LLC
STREET 2: 9130 WEST SUNSET BOULEVARD
CITY: LOS ANGELES
STATE: CA
ZIP: 90069
BUSINESS PHONE: (310) 789-7200
MAIL ADDRESS:
STREET 1: C/O THE YUCAIPA COMPANIES LLC
STREET 2: 9130 WEST SUNSET BOULEVARD
CITY: LOS ANGELES
STATE: CA
ZIP: 90069
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: YF Art Holdings GP, LLC
CENTRAL INDEX KEY: 0001728463
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34723
FILM NUMBER: 18549470
BUSINESS ADDRESS:
STREET 1: 9130 WEST SUNSET BLVD
CITY: LOS ANGELES
STATE: CA
ZIP: 90069
BUSINESS PHONE: 310-789-7200
MAIL ADDRESS:
STREET 1: 9130 WEST SUNSET BLVD
CITY: LOS ANGELES
STATE: CA
ZIP: 90069
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: YF Art Holdings, L.P.
CENTRAL INDEX KEY: 0001728394
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34723
FILM NUMBER: 18549471
BUSINESS ADDRESS:
STREET 1: 9130 WEST SUNSET BLVD.
CITY: LOS ANGELES
STATE: CA
ZIP: 90069
BUSINESS PHONE: 310-789-7200
MAIL ADDRESS:
STREET 1: 9130 WEST SUNSET BLVD.
CITY: LOS ANGELES
STATE: CA
ZIP: 90069
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AMERICOLD REALTY TRUST
CENTRAL INDEX KEY: 0001455863
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 000000000
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 10 Glenlake Pkwy., Suite 800 S. Tower
CITY: Atlanta
STATE: GA
ZIP: 30328
BUSINESS PHONE: 678-441-1400
MAIL ADDRESS:
STREET 1: 10 Glenlake Pkwy., Suite 800 S. Tower
CITY: Atlanta
STATE: GA
ZIP: 30328
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-01-23
0
0001455863
AMERICOLD REALTY TRUST
COLD
0001015899
BURKLE RONALD W
C/O THE YUCAIPA COMPANIES
9130 WEST SUNSET BOULEVARD
LOS ANGELES
CA
90069
1
0
1
0
0001728394
YF Art Holdings, L.P.
C/O THE YUCAIPA COMPANIES
9130 WEST SUNSET BOULEVARD
LOS ANGELES
CA
90069
1
0
1
0
0001728463
YF Art Holdings GP, LLC
C/O THE YUCAIPA COMPANIES
9130 WEST SUNSET BOULEVARD
LOS ANGELES
CA
90069
1
0
1
0
0001330612
Yucaipa American Alliance Fund I, LP
C/O THE YUCAIPA COMPANIES
9130 WEST SUNSET BOULEVARD
LOS ANGELES
CA
90069
1
0
1
0
0001490584
Yucaipa American Alliance Fund I, LLC
C/O THE YUCAIPA COMPANIES
9130 WEST SUNSET BOULEVARD
LOS ANGELES
CA
90069
1
0
1
0
0001452934
YUCAIPA AMERICAN FUNDS, LLC
C/O THE YUCAIPA COMPANIES
9130 WEST SUNSET BOULEVARD
LOS ANGELES
CA
90069
1
0
1
0
0001452932
YUCAIPA AMERICAN MANAGEMENT, LLC
C/O THE YUCAIPA COMPANIES
9130 WEST SUNSET BOULEVARD
LOS ANGELES
CA
90069
1
0
1
0
Common Shares of Beneficial Interest
2018-01-23
4
M
0
18574619
9.81
A
87917388
I
See footnotes 2 and 3 and Remarks below
Common Shares of Beneficial Interest
2018-01-23
4
F
0
12147801
15.00
D
75769587
I
See footnotes 2 and 3 and Remarks below
Common Shares of Beneficial Interest
2018-01-23
4
S
0
13581284
14.904
D
62188303
I
See footnotes 2 and 3 and Remarks below
Common shares purchase warrants dated December 10, 2009
9.81
2018-01-23
4
M
0
18574619
0.00
D
2009-12-10
Common Shares of Beneficial Interest
18574619
0
I
See footnotes 2 and 3 and Remarks below
Represents the cashless exercise of common share purchase warrants (the "Warrants") held by YF Art Holdings, L.P. ("YFA") to purchase 18,574,619 common shares of beneficial interest, par value $0.01 per share, of the Issuer ("Common Shares"). Pursuant to the terms of the Warrants, the Issuer withheld 12,147,801 Common Shares to pay the exercise price, and issued 6,426,818 Common Shares to YFA.
All securities reported on this Form 4 are held by YFA.
Under the shareholders agreement between the Issuer and the shareholders of the Issuer party thereto in effect as of the closing of the initial public offering of the Issuer, YFA has the right to designate, and has designated, two trustees to the board of trustees of the Issuer (the "Board"). Each of Jeffrey M. Gault and Joel A. Holsinger serves on the Board as a representative of YFA. As a result, YFA may be deemed a director by deputization solely for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16").
The Warrants expire on the earliest to occur of (i) 5:00 p.m. New York time on January 31, 2019, (ii) the closing of a qualified sale transaction and (iii) the closing of a qualified initial public offering.
This Form 4 is jointly filed by (i) YFA, (ii) YF ART Holdings GP, LLC ("YFA GP"), (iii) Yucaipa American Alliance Fund I, LP ("YAAF I"), (iv) Yucaipa American Alliance Fund I, LLC ("YAAF I LLC"), (v) Yucaipa American Funds, LLC ("Yucaipa American Funds"), (vi) Yucaipa American Management, LLC ("Yucaipa American" and, together with YFA, YFA GP, YAAF I, YAAF I LLC, and Yucaipa American Funds, the "Yucaipa Entities"), and (vii) Ronald W. Burkle. YFA GP is the general partner of YFA. YAAF I is the managing member of YFA GP. YAAF I LLC is the general partner of YAAF I. Yucaipa American Funds is the managing member of YAAF I LLC. Yucaipa American is the managing member of Yucaipa American Funds. Mr. Burkle is the managing member of Yucaipa American. Each of Mr. Burkle, YFA GP, YAAF I, YAAF I LLC, Yucaipa American Funds, and Yucaipa American, by virtue of their direct or indirect control of YFA, may be deemed to beneficially own some or all of the securities reported as being held by YFA. Each of the reporting persons hereunder disclaims beneficial ownership of the reported securities except to the extent of its or his pecuniary interest therein. This Form 4 shall not be deemed to be an admission that any reporting person hereunder is the beneficial owner of any of the reported securities for purposes of Section 16, or for any other purpose. CF Cold LP, a limited partner of YFA, is not controlled by Mr. Burkle and may file reports under Section 16 separately from Mr. Burkle and the Yucaipa Entities with respect to the securities reported herein.
/s/ Ronald W. Burkle (on behalf of himself and the other reporting persons)
2018-01-25