0001015887-13-000001.txt : 20130131
0001015887-13-000001.hdr.sgml : 20130131
20130131144922
ACCESSION NUMBER: 0001015887-13-000001
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121231
FILED AS OF DATE: 20130131
DATE AS OF CHANGE: 20130131
EFFECTIVENESS DATE: 20130131
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: MID CONTINENT CAPITAL LLC/IL
CENTRAL INDEX KEY: 0001015887
IRS NUMBER: 364157405
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-05684
FILM NUMBER: 13562231
BUSINESS ADDRESS:
STREET 1: 150 SOUTH WACKER DRIVE
STREET 2: SUITE 400
CITY: CHICAGO
STATE: IL
ZIP: 60606-4101
BUSINESS PHONE: 312-551-8200
MAIL ADDRESS:
STREET 1: 150 SOUTH WACKER DRIVE
STREET 2: SUITE 400
CITY: CHICAGO
STATE: IL
ZIP: 60606-4101
FORMER COMPANY:
FORMER CONFORMED NAME: MID CONTINENT CAPITAL INC/IL
DATE OF NAME CHANGE: 19980223
13F-HR
1
m13f_4q12.txt
Q4 2012 HOLDINGS
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
____________________
FORM 13F
FORM 13F COVER PAGE
Report for the Quarter Ended : December 31, 2012
Check here if Amendment [ ]; Amendment number:
This amendment (check only one): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Mid-Continent Capital, LLC
Address: 150 South Wacker Drive
Suite 400
Chicago, IL 60606-4101
13F File Number: 28-5684
The institutional investment manager filing this report and the
person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all
infomation contained herein is true, correct and complete, and
that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of
this form.
Name: Lawrence J.Brottman
Title: Co-Chief Executive Officer
Phone: 312-551-8203
Signature, Place, and Date of Signing:
Lawrence Brottman Chicago, IL February 1, 2013
Report Type (check only one):
[x ] 13f Holdings Report
[ ] 13f Notice
[ ] 13f Combination Report
List of Other Managers Reporting for this Manager:
none
I am signing this report as required by the Securities and Exchange
Act of 1934.
13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: none
Form 13F Information Table Entry Total: 430
Form 13f Information Table Value Total: 1,197,271
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
Calamos Conv & High Income ETF 12811P108 2485 204525.000SH SOLE 81850.000 122675.000
489 40225.000SH OTHER 22950.000 17275.000
Calamos Conv Opp Inc ETF 128117108 13960 1169174.610SH SOLE 290544.726 878629.884
1318 110380.466SH OTHER 40150.000 70230.466
Duff & Phelp Util Bd ETF 26432K108 2481 202350.000SH SOLE 46060.000 156290.000
664 54200.000SH OTHER 7100.000 47100.000
IShr 1-3 Yr Credit Bd ETF 464288646 1774 16820.000SH SOLE 3225.000 13595.000
1624 15400.000SH OTHER 2125.000 13275.000
IShr Barclays Agcy Bd Fd ETF 464288166 334 2947.000 SH SOLE 2947.000
264 2330.000 SH OTHER 2330.000
IShr HY Corp Bd Fd ETF 464288513 3972 42545.000SH SOLE 15605.000 26940.000
675 7230.000 SH OTHER 2830.000 4400.000
IShr Iboxx Inv Gr Corp Bd ETF 464287242 1314 10858.000SH SOLE 2600.000 8258.000
554 4577.000 SH OTHER 400.000 4177.000
IShr Int Credit Bond ETF 464288638 468 4205.000 SH SOLE 250.000 3955.000
IShr Int Gov/Credit Bd ETF 464288612 1469 13071.000SH SOLE 125.000 12946.000
IShr Tr Barclays MBS ETF 464288588 2165 20050.000SH SOLE 5025.000 15025.000
135 1250.000 SH OTHER 250.000 1000.000
IShr US Pfd Stk Index ETF 464288687 313 7895.000 SH SOLE 3000.000 4895.000
PwrShr Gbl ETF Tr Sovereign De ETF 73936T573 3288 104575.000SH SOLE 35500.000 69075.000
366 11650.000SH OTHER 4650.000 7000.000
SPDR Barclays Cap HY ETF 78464A417 4796 117800.000SH SOLE 41975.000 75825.000
386 9475.000 SH OTHER 6200.000 3275.000
AES Tr Cvt Pfd Ser C 6.75% Pfd 00808N202 10805 217623 SH SOLE 42651 174972
2435 49050 SH OTHER 16400 32650
AMG Pfd 6.375% Pfd 008252876 10591 402700 SH SOLE 104592 298108
355 13500 SH OTHER 13500
Aegon AEV Pfd 6.875% Pfd 025956435 437 17500 SH SOLE 17500
Aegon Pfd, AED 6.50% Pfd 007924400 224 9000 SH SOLE 9000
Aegon Pfd, AEF 7.25% Pfd N00927348 2952 117750 SH SOLE 7000 110750
Alexandria Real Est Pfd Ser E Pfd 015271703 3141 119000 SH SOLE 100000 19000
Allianz Pfd, ALVGR 8.375% Pfd 018805200 4711 183825 SH SOLE 153350 30475
77 3000 SH OTHER 3000
American Intl Group Pfd 7.70% Pfd 026874859 1089 42850 SH SOLE 16700 26150
84 3300 SH OTHER 3300
Annaly Cap Mgmt Inc Pfd Ser A Pfd 035710508 5322 209434 SH SOLE 13600 195834
Annaly Cap Mgmt Inc Pfd Ser C Pfd 035710706 2008 80000 SH SOLE 5400 74600
Annaly Cap Mgmt Inc Pfd Ser D Pfd 035710805 3979 160000 SH SOLE 19600 140400
254 10200 SH OTHER 1000 9200
BAC Pfd Ser H 8.2% Pfd 060505765 2472 96550 SH SOLE 7500 89050
BAC Pfd Ser Q 8.625% Pfd 060505559 2975 116400 SH SOLE 7800 108600
207 8100 SH OTHER 8100
BB&T Pfd Ser E 5.625% Pfd 054937404 3007 118000 SH SOLE 100000 18000
Barclays Pfd Ser A 7.10% Pfd 06739H776 227 9050 SH SOLE 550 8500
Blackrock Credit Allocation In Pfd 092508100 4983 362922 SH SOLE 68764 294158
951 69272 SH OTHER 37403 31869
Cap One Pfd Ser B 7.5% Pfd 14041L204 894 36000 SH SOLE 36000
Cap One Pfd Ser P 6.0% Pfd 14040H402 2904 116800 SH SOLE 28918 87882
62 2500 SH OTHER 500 2000
Citigrp Pfd Ser E 6.35% Pfd 17311H209 2945 117650 SH SOLE 42700 74950
245 9800 SH OTHER 1000 8800
Citigrp Pfd Ser O 6.875% Pfd 17309E200 861 34300 SH SOLE 2000 32300
Citigrp Pfd Ser P 8.125% Pfd 172967572 3390 118500 SH SOLE 3000 115500
Citigrp Pfd Ser R 6.10% Pfd 173064205 390 15700 SH SOLE 10000 5700
Citigrp Pfd Ser S 6% Pfd 173066200 1211 48500 SH SOLE 48500
Citigrp Pfd Ser U 6.5% Pfd 17310G202 3378 134575 SH SOLE 6600 127975
Citigrp Pfd Ser V 7.125% Pfd 17306N203 4791 188775 SH SOLE 25300 163475
76 3000 SH OTHER 3000
Citigrp Pfd Ser W 6.45% Pfd 17310L201 288 11500 SH SOLE 4000 7500
Citigrp Pfd Ser Z 6.95% Pfd 17306R204 3505 139150 SH SOLE 7500 131650
Cntrywde Pfd Ser B 7% Pfd 222388209 1829 72600 SH SOLE 72600
Colony Pfd Ser A 8.5% Pfd 19624R205 5221 199800 SH SOLE 18300 181500
Credit Suisse Pfd 7.90% Pfd 225448208 794 31300 SH SOLE 4000 27300
Discover Finl Pfd Ser B 6.50% Pfd 254709207 6310 249900 SH SOLE 190800 59100
FFC Preferred Port Pfd 338478100 1367 69900 SH SOLE 5500 64400
FLC Pfd Port Pfd 338479108 302 15000 SH SOLE 15000
First Niagara Fin Pfd Ser B 8. Pfd 33582V207 9765 343228 SH SOLE 51300 291928
267 9400 SH OTHER 3400 6000
HSBC Holdings Pfd, HCS 8.125% Pfd 404280703 221 8700 SH SOLE 3000 5700
289 11400 SH OTHER 11400
Ing Gp Pfd, IDG 7.375% Pfd 456837707 225 9000 SH SOLE 5000 4000
Ing Gp Pfd, IGK 8.50% Pfd 456837806 287 11200 SH SOLE 475 10725
JPM Pfd Ser I 8.625% Pfd 46625H621 1906 73400 SH SOLE 4500 68900
LaSalle Hotel Pptys Pfd Ser H Pfd 517942702 2554 99200 SH SOLE 4000 95200
MFA Financical Pfd 55272X300 618 24000 SH SOLE 24000
Merrill Lynch Pfd Ser K 6.45% Pfd 590199204 471 18875 SH SOLE 3800 15075
Merrill Lynch Pfd Ser M 6.45% Pfd 59024T203 261 10500 SH SOLE 10500
Merrill Lynch Pfd Ser P 7.375% Pfd 59025D207 677 26950 SH SOLE 400 26550
Metlife Pfd Ser B 6.50% Pfd 59156R603 1986 78725 SH SOLE 7500 71225
50 2000 SH OTHER 2000
Morgan Stanley Pfd, MSK 6.45% Pfd 61753R200 580 23321 SH SOLE 1400 21921
Morgan Stanley Pfd, MSZ, 6.60% Pfd 61750K208 1326 52950 SH SOLE 3000 49950
PNC Pfd Ser P 6.125% Pfd 693475857 2363 85200 SH SOLE 19871 65329
630 22700 SH OTHER 4000 18700
Principal Fin Pfd Ser B 6.518% Pfd 74251V300 644 24900 SH SOLE 24900
Private Banc Pfd 10% Pfd 74272L208 5524 217905 SH SOLE 37782 180123
89 3500 SH OTHER 2500 1000
Private Banc Pfd 7.125% Pfd 742962400 9714 378700 SH SOLE 19900 358800
51 2000 SH OTHER 2000
Prudential Pfd 9.00% Pfd 744320508 8941 346300 SH SOLE 215600 130700
785 30400 SH OTHER 1000 29400
Public Storage Inc Pfd Ser O 6 Pfd 74460D182 405 15000 SH SOLE 15000
Public Storage Inc Pfd Ser P 6 Pfd 74460D158 2450 92450 SH SOLE 21500 70950
Public Storage Inc Pfd Ser R 6 Pfd 74460D125 1863 69550 SH SOLE 7575 61975
PwrShr Pfd Port Tr Pfd 73936T565 1512 103000 SH SOLE 100000 3000
Royal Bank Scotland Pfd Ser H Pfd 780097879 751 31000 SH SOLE 5000 26000
Royal Bank Scotland Pfd Ser L Pfd 780097788 1504 68000 SH SOLE 3500 64500
Royal Bank Scotland Pfd Ser M Pfd 780097796 10161 449800 SH SOLE 167800 282000
Royal Bank Scotland Pfd Ser N Pfd 780097770 6195 275100 SH SOLE 131000 144100
Royal Bank Scotland Pfd Ser Q Pfd 780097754 1541 67000 SH SOLE 2000 65000
Royal Bank Scotland Pfd Ser R Pfd 780097747 213 9500 SH SOLE 9500
Royal Bank Scotland Pfd Ser S Pfd 780097739 2744 119300 SH SOLE 1500 117800
Royal Bank Scotland Pfd Ser T Pfd 780097713 2806 117350 SH SOLE 42500 74850
Seaspan Corp Pfd C 9.5% Pfd y75638125 24593 892650 SH SOLE 153871 738779
2611 94775 SH OTHER 23800 70975
Seaspan Corp Pfd D 7.95% Pfd Y75638208 5968 235900 SH SOLE 34600 201300
261 10300 SH OTHER 4900 5400
Tayc Cap Tr Pfd Ser A 8% Pfd 876851882 617 24500 SH SOLE 24500
USB Pfd Ser N 6.00% Pfd 902973817 1887 68000 SH SOLE 5300 62700
1524 54925 SH OTHER 16250 38675
Wachovia Pfd Ser A 7.25% Pfd 92977V206 4001 151500 SH SOLE 103000 48500
Webster Pfd Ser E 6.4% Pfd 947890406 2490 100000 SH SOLE 12000 88000
Wells Fargo Pfd Ser J 8.00% Pfd 949746879 1670 56900 SH SOLE 5000 51900
Wells Fargo Pfd, BWF 7.875% Pfd 94985V202 1721 67950 SH SOLE 5700 62250
134 5300 SH OTHER 1725 3575
Zions Bancorp Pfd Ser C 9.50% Pfd 989701503 24011 927800 SH SOLE 326342 601458
358 13850 SH OTHER 6600 7250
Zions Bancorp Pfd Ser F 7.90% Pfd 989701867 5885 198200 SH SOLE 31042 167158
208 7000 SH OTHER 5000 2000
Zions Cap Tr Pfd Ser B 8.0% Pfd 989703202 335 13186 SH SOLE 13186
3M Company Com 88579Y101 323 3475 SH SOLE 3475
1085 11689 SH OTHER 11689
ABB Ltd Spons ADR Com 000375204 542 26050 SH SOLE 2000 24050
936 45000 SH OTHER 1500 43500
AT&T Inc Com 00206R102 2314 68645 SH SOLE 15525 53120
998 29599 SH OTHER 2518 27081
Abbott Labs Com 002824100 7293 111344 SH SOLE 37702 73642
3709 56620 SH OTHER 9960 46660
Accelr8 Technology Com 00430H102 60 15000 SH SOLE 15000
Accenture PLC Cl A Com G1151C101 4530 68120 SH SOLE 13525 54595
Acorn Energy Inc Com Com 004848107 3803 486991 SH SOLE 81150 405841
830 106230 SH OTHER 22400 83830
Africa Oil Corp Com Com 00829Q101 87 12400 SH SOLE 12400
Agilent Technologies Com 00846U101 18670 456040 SH SOLE 308150 147890
Agrium Inc Com Com 008916108 5624 56312 SH SOLE 5500 50812
1983 19860 SH OTHER 1700 18160
Alerian MLP ETF Com 00162Q866 6103 382625 SH SOLE 212089 170536
1282 80350 SH OTHER 11000 69350
Allergan Inc Com 018490102 10756 117255 SH SOLE 63885 53370
918 10005 SH OTHER 3210 6795
Alliancebernstein LP Com 01881G106 174 10000 SH SOLE 10000
Altria Group Com 02209S103 766 24354 SH SOLE 7220 17134
1801 57278 SH OTHER 975 56303
Amazon Com Inc Com 023135106 335 1337 SH SOLE 150 1187
21 85 SH OTHER 85
Annaly Cap Mgmt Com 035710409 2156 153575 SH SOLE 13475 140100
Anworth Mortgage Com 037347101 358 61900 SH SOLE 5500 56400
Aon PLC Com 077204849 26 460 SH SOLE 460
566 10185 SH OTHER 10185
Apache Corp Com 037411105 950 12100 SH SOLE 5000 7100
157 2000 SH OTHER 2000
Apple Inc Com 037833100 37856 71135 SH SOLE 28428 42707
6132 11522 SH OTHER 2408 9114
Ascent Media Corp Com 043632108 896 14460 SH SOLE 535 13925
40 639 SH OTHER 150 489
Automatic Data Proc Com 053015103 351 6162 SH SOLE 230 5932
102 1796 SH OTHER 1796
BP Plc Spons Adr Com 055622104 43 1024 SH SOLE 1024
298 7156 SH OTHER 3329 3827
Bank New York Mellon Com 064058100 285 11072 SH SOLE 5000 6072
Bank of America Com 060505104 72 6200 SH SOLE 1000 5200
122 10500 SH OTHER 10500
Baytex Energy Corp Com 07317Q105 5699 131798 SH SOLE 23175 108623
Berkshire Hathaway Cl A Com 084670108 268 2 SH OTHER 1 1
Berkshire Hathaway Cl B Com 084670702 666 7427 SH SOLE 3319 4108
197 2198 SH OTHER 2198
Biosolar Inc Com New Com 09070K200 4 10000 SH SOLE 10000
Blackrock Inc Com Com 09247X101 150 725 SH SOLE 250 475
103 500 SH OTHER 500
Boeing Co Com 097023105 4011 53230 SH SOLE 23835 29395
1799 23875 SH OTHER 8675 15200
Bridge Cap Holdings Com 108030107 246 15800 SH SOLE 15800
Bristol-Myers Squibb Com 110122108 27 829 SH SOLE 829
219 6727 SH OTHER 6727
CH Robinson WW Com 12541w209 812 12850 SH SOLE 4550 8300
CVS Caremark Corp Com 126650100 25761 532794 SH SOLE 288746 244048
1602 33129 SH OTHER 33129
CYS Investments Inc Com 12673A108 272 23000 SH SOLE 23000
Camino Minerals Corp Com 138050109 9 100000 SH SOLE 100000
Canadian Natl Railway Com 136375102 334 3675 SH SOLE 3675
Capital One Finl Com 14040H105 2721 46975 SH SOLE 10650 36325
Capitol Federal Com 14057J101 2663 227829 SH SOLE 24489 203340
Capstead Mtg Corp Com 14067E506 918 80025 SH SOLE 18500 61525
Cel-Sci Corp Com 150837409 3 10000 SH SOLE 10000
Chevron Corp Com 166764100 715 6609 SH SOLE 2720 3889
261 2413 SH OTHER 2413
Chicago Bridge & Iron Co Com 167250109 4706 101540 SH SOLE 46020 55520
1239 26735 SH OTHER 8825 17910
Citigroup Inc Com 172967424 4417 111644 SH SOLE 28302 83342
311 7858 SH OTHER 1379 6479
Coca-Cola Co Com 191216100 2101 57972 SH SOLE 11925 46047
275 7600 SH OTHER 7600
Colgate Palmolive Co Com 194162103 379 3623 SH SOLE 55 3568
Columbia Banking Sys Com 197236102 266 14800 SH SOLE 14800
Comcast Cl A-Spec Com 20030N200 5050 140602 SH SOLE 47025 93577
884 24606 SH OTHER 3200 21406
Comcast Corp Cl A Com 20030N101 379 10141 SH SOLE 180 9961
Compass Div Hldgs Com 20451Q104 278 18900 SH SOLE 18900
15 1000 SH OTHER 1000
Conoco Phillips Com 20825C104 10227 176351 SH SOLE 111743 64608
1406 24250 SH OTHER 1400 22850
Corning Inc Com 219350105 317 25100 SH SOLE 15200 9900
228 18065 SH OTHER 1500 16565
Costco Whsl Corp Com 22160K105 22117 224015 SH SOLE 129951 94064
197 2000 SH OTHER 2000
DCP Midstream Ptr LP Com 23311P100 1575 37725 SH SOLE 37725
Danaher Corp Com 235851102 3929 70291 SH SOLE 12125 58166
Deere & Co Com 244199105 2014 23300 SH SOLE 3825 19475
86 1000 SH OTHER 1000
Dentsply Int'l Com 249030107 255 6450 SH SOLE 6450
DirecTV Com 25490A309 18788 374568 SH SOLE 185194 189374
5849 116597 SH OTHER 25045 91552
Donaldson Company Com 257651109 1133 34500 SH SOLE 3700 30800
112 3400 SH OTHER 3400
Duke Energy Com 26441C204 1346 21099 SH SOLE 5582 15517
EMC Corp Com 268648102 31553 1247139 SH SOLE 651141 595998
6871 271590 SH OTHER 47400 224190
EOG Resources Inc Com 26875P101 121 1000 SH SOLE 1000
483 4000 SH OTHER 4000
Ebay Inc Com 278642103 21575 423062 SH SOLE 256261 166801
153 3000 SH OTHER 3000
Echo Global Logistics Com 27875T101 539 30000 SH SOLE 30000
Ecolab Inc Com 278865100 209 2900 SH SOLE 2900
Enbridge Energy Com 29250X103 7080 245081 SH SOLE 23290 221791
15 509 SH OTHER 509
Energy Trans Ptr LP Com 29273R109 1813 42240 SH SOLE 42240
Enterprise Prods LP Com 293792107 2937 58650 SH SOLE 3250 55400
13 250 SH OTHER 250
Ericsson Com 294821608 215 21275 SH SOLE 4500 16775
1844 182540 SH OTHER 2200 180340
Exelon Corp Com 30161N101 292 9802 SH SOLE 2150 7652
Express Scripts Holding Com 30219G108 169 3126 SH SOLE 162 2964
87 1620 SH OTHER 1620
Exxon Mobil Corp Com 30231G102 5228 60400 SH SOLE 8447 51953
1701 19656 SH OTHER 4885 14771
First Niagara Finl Com 33582V108 1140 143800 SH SOLE 16950 126850
Ford Motor Com 345370860 238 18400 SH SOLE 1200 17200
208 16100 SH OTHER 16100
Franklin Str Pptys Com 35471R106 6064 492575 SH SOLE 294702 197873
1666 135325 SH OTHER 135325
General Electric Com 369604103 1576 75066 SH SOLE 2250 72816
891 42426 SH OTHER 2800 39626
Genie Energy Ltd B Com 372284208 367 51725 SH SOLE 51725
24 3400 SH OTHER 3400
Google Inc Com 38259P508 21077 29796 SH SOLE 16426 13370
5576 7882 SH OTHER 1189 6693
Grainger W W Inc Com 384802104 366 1808 SH SOLE 1283 525
Gulfstream Business Bk Com 439903105 811 36056 SH SOLE 36056
HJ Heinz Co Com 423074103 1753 30392 SH SOLE 6300 24092
Hertz Global Hldgs Com 42805T105 10779 662535 SH SOLE 502386 160149
2644 162530 SH OTHER 28550 133980
Honeywell Intl Inc Com 438516106 390 6150 SH SOLE 350 5800
146 2300 SH OTHER 300 2000
IBIZ Technology Corp Com 45103B205 0 30000 SH SOLE 30000
IShr Biotech Com 464287556 2359 17191 SH SOLE 4775 12416
82 600 SH OTHER 600
IShr DJ US Real Estate Com 464287739 147 2275 SH SOLE 250 2025
53 825 SH OTHER 825
IShr Tr DJ Home Constn Com 464288752 603 28510 SH SOLE 9925 18585
14 650 SH OTHER 650
Illinois Tool Works Com 452308109 270 4441 SH SOLE 4441
Intel Corp Com 458140100 2479 120205 SH SOLE 31224 88981
172 8325 SH OTHER 8325
Intl Bus Machines Com 459200101 34537 180301 SH SOLE 100919 79382
4792 25017 SH OTHER 3355 21662
Intuit Com 461202103 20049 337095 SH SOLE 202615 134480
2100 35305 SH OTHER 7825 27480
JPMorgan Chase Com 46625H100 16878 383854 SH SOLE 126159 257695
2974 67633 SH OTHER 16353 51280
Johnson & Johnson Com 478160104 2081 29684 SH SOLE 8705 20979
480 6850 SH OTHER 2500 4350
Kimberly/Clark Com 494368103 1269 15025 SH SOLE 2700 12325
Kinder Morgan Energy Ptnrs Com 494550106 221 2770 SH SOLE 1000 1770
Kinder Morgan Inc Com 49456B101 12334 349100 SH SOLE 105841 243259
4054 114755 SH OTHER 15450 99305
Kinder Morgan LLC Com 49455U100 29349 388929 SH SOLE 222266 166663
3657 48457 SH OTHER 10835 37622
Kraft Foods Group Inc Com 50076Q106 1074 23610 SH SOLE 4569 19041
69 1507 SH OTHER 1507
LKQ Corp Com Com 501889208 8841 419025 SH SOLE 238125 180900
765 36250 SH OTHER 19650 16600
Liberty Interactive Ser A Com 53071M104 527 26775 SH OTHER 7501 19274
Liberty Media Corp-Liberty Cap Com 530322106 15274 131662 SH SOLE 77963 53699
3339 28783 SH OTHER 9676 19107
Liberty Ventures Ser A Com 53071M880 254 3745 SH SOLE 3745
121 1784 SH OTHER 500 1284
Live Nation Inc Com 538034109 716 76855 SH SOLE 76855
Lockheed Martin Com 539830109 4430 47998 SH SOLE 9925 38073
1391 15075 SH OTHER 1800 13275
Lowes Co Com 548661107 76 2148 SH SOLE 2148
1036 29160 SH OTHER 29160
MYOS corp Com 554051102 22 100000 SH SOLE 100000
Marathon Petroleum Com 56585A102 1528 24250 SH SOLE 6875 17375
Markwest Energy Partnr Com 570759100 562 11025 SH SOLE 11025
Mastercard Inc Com 57636Q104 30251 61576 SH SOLE 38302 23274
3736 7605 SH OTHER 2310 5295
McDonalds Corp Com 580135101 1107 12547 SH SOLE 1654 10893
88 1000 SH OTHER 1000
Medtronic Inc Com 585055106 57 1400 SH SOLE 1400
451 11000 SH OTHER 11000
Merck & Co Com 58933Y105 514 12551 SH SOLE 1150 11401
727 17764 SH OTHER 17764
Metlife Inc Com 59156R108 21171 642720 SH SOLE 379875 262845
132 4000 SH OTHER 4000
Microsoft Corp Com 594918104 3516 131641 SH SOLE 52302 79339
1838 68800 SH OTHER 13585 55215
Mondelez Int'l Com 609207105 2082 81803 SH SOLE 16717 65086
115 4522 SH OTHER 4522
Monsanto Com 61166W101 210 2220 SH SOLE 2220
Mosaic Co Com 61945C103 871 15375 SH SOLE 1300 14075
7 125 SH OTHER 125
NYSE Euronext Com 629491101 390 12350 SH SOLE 12350
2059 65270 SH OTHER 15400 49870
Newmont Mining Corp Com 651639106 225 4835 SH SOLE 3835 1000
NextEra Energy Inc. Com 65339F101 201 2900 SH SOLE 1600 1300
Noble Energy Com 655044105 242 2375 SH SOLE 2000 375
Northeast Utilities Com 664397106 1975 50525 SH SOLE 11150 39375
Northern Trust Com 665859104 1457 29050 SH SOLE 14200 14850
622 12405 SH OTHER 12405
Novartis ADR Com 66987V109 12734 201162 SH SOLE 81690 119472
Novo Nordisk AS Adr Com 670100205 522 3200 SH SOLE 100 3100
Occidental Pete Corp Com 674599105 15038 196293 SH SOLE 119775 76518
23 300 SH OTHER 300
Oneok Partners LP Com 68268N103 319 5900 SH SOLE 5900
Oracle Systems Corp Com 68389X105 2071 62146 SH SOLE 17180 44966
67 2000 SH OTHER 2000
PAA Pipeline LP Com 726503105 833 18410 SH SOLE 18410
PNC Finl Services Grp Com 693475105 299 5130 SH SOLE 3630 1500
706 12111 SH OTHER 3335 8776
Panera Bread Com 69840W108 10312 64925 SH SOLE 33050 31875
Pembina Pipeline Corp Com 706327103 224 7825 SH SOLE 7825
Penn Natl Gaming Com 707569109 737 15000 SH SOLE 15000
Peoples United Fincl Com 712704105 294 24300 SH SOLE 1800 22500
Pepsico Com 713448108 5151 75268 SH SOLE 8425 66843
41 600 SH OTHER 600
Philip Morris Intl Com 718172109 1838 21970 SH SOLE 9605 12365
2262 27046 SH OTHER 1750 25296
Phillips 66 Com 718546104 1386 26107 SH SOLE 5682 20425
173 3257 SH OTHER 75 3182
Potash Corp Com 73755L107 18987 466625 SH SOLE 286724 179901
3612 88769 SH OTHER 12025 76744
Praxair Com 74005P104 15640 142894 SH SOLE 70180 72714
Procter & Gamble Co Com 742718109 961 14159 SH SOLE 3050 11109
543 8002 SH OTHER 400 7602
Proshares Ultra Finance Com 74347X633 616 9090 SH SOLE 3025 6065
14 200 SH OTHER 200
Prudential Finl Com 744320102 2164 40575 SH SOLE 9625 30950
PwShrs Dyn Pharmaceutical Com 73935X799 568 16450 SH SOLE 5650 10800
13 375 SH OTHER 375
Royal Dutch Shell A Com 780259206 103 1500 SH SOLE 1500
214 3100 SH OTHER 2000 1100
SPDR Wilshire Intl REITs Com 78463X863 547 13220 SH SOLE 4550 8670
12 300 SH OTHER 300
Schein Henry Inc Com 806407102 1327 16500 SH SOLE 5025 11475
Schlumberger Ltd Com 806857108 6946 100229 SH SOLE 38601 61628
4508 65050 SH OTHER 8890 56160
Sodastream Intl Com M9068E105 634 14120 SH SOLE 14120
13 300 SH OTHER 300
Southern Co Com 842587107 1101 25725 SH SOLE 6950 18775
Southwest Airlines Com 844741108 300 29300 SH SOLE 29300
Spectra Energy Corp Com 847560109 278 10140 SH SOLE 1950 8190
Starbucks Corp Com 855244109 236 4400 SH SOLE 2900 1500
Starwood Ppty Trust Com 85571B105 4582 199545 SH SOLE 41850 157695
16 700 SH OTHER 700
Stericycle Com 858912108 838 8984 SH SOLE 1350 7634
Suncor Energy, Inc. Com 867224107 6647 201545 SH SOLE 29725 171820
1032 31300 SH OTHER 31300
TFS Finl Corp Com 87240R107 162 16800 SH SOLE 16800
Talisman Energy Com 87425E103 118 10400 SH SOLE 3000 7400
Thermo Fisher Scientific Com 883556102 2377 37267 SH SOLE 6192 31075
Thornburg Mortgage Com 885218800 0 12751 SH SOLE 11400 1351
Time Warner Com 887317303 8088 169100 SH SOLE 72828 96272
5837 122040 SH OTHER 16450 105590
Time Warner Cable Com 88732J207 442 4550 SH SOLE 4550
Trinity Indus Com 896522109 716 20000 SH SOLE 20000
Two Harbors Inv Com 90187B101 2152 194250 SH SOLE 33250 161000
Union Pacific Corp Com 907818108 794 6312 SH SOLE 3528 2784
251 2000 SH OTHER 1600 400
United Parcel Service Com 911312106 4150 56287 SH SOLE 25536 30751
1924 26090 SH OTHER 3400 22690
Verizon Commun Com 92343V104 273 6318 SH SOLE 6318
0 1 SH OTHER 1
Vodafone Group ADR Com 92857W209 6058 240509 SH SOLE 77148 163361
3722 147776 SH OTHER 13809 133967
Walt Disney Co Com 254687106 25695 516064 SH SOLE 316855 199209
50 1000 SH OTHER 1000
Wells Fargo & Co Com 949746101 1888 55226 SH SOLE 12470 42756
1844 53950 SH OTHER 3500 50450
Western Union Com 959802109 139 10200 SH OTHER 9800 400
Xilinx Com 983919101 436 12150 SH SOLE 1800 10350
Xylem Inc Com Com 98419M100 4713 173925 SH SOLE 65605 108320
2480 91525 SH OTHER 18950 72575
Matthew Intl Fd Dragon ChinaI 577130701 204 8709.0690SH SOLE 1914.2480 6794.8210
Matthews Intl India Fd 577130859 985 56261.7590SH SOLE 9882.0740 46379.6850
Matthews Intl Tech Fd Cl I 577130883 115 12408.0200SH SOLE 9608.0200 2800.0000
Matthews Pac Tiger Fd 577130107 858 35124.1100SH SOLE 3481.0900 31643.0200
Guggenheim Insider Sentiment ETF 18383M209 670 19275 SH SOLE 6850 12425
17 500 SH OTHER 300 200
Guggenheim Spin-Off ETF ETF 18383M605 5348 180425 SH SOLE 62030 118395
373 12575 SH OTHER 6650 5925
IShr Brazil ETF 464286400 336 6000 SH SOLE 6000
IShr DJ Intl Divd ETF 464288448 348 10325 SH SOLE 700 9625
IShr DJ US Total ETF 464287846 428 5970 SH SOLE 3500 2470
36 500 SH OTHER 500
IShr EAFE ETF 464287465 987 17350 SH SOLE 17350
IShr Emerging Mkt ETF 464287234 3436 77480 SH SOLE 33660 43820
353 7965 SH OTHER 4200 3765
IShr Russell 2000 ETF 464287655 259 3075 SH SOLE 3075
IShr S&P 500 ETF 464287200 2759 19275 SH SOLE 19275
IShr S&P MidCap ETF 464287507 407 4000 SH SOLE 4000
IShr S&P Sm Cap ETF 464287804 334 4275 SH SOLE 2800 1475
25 325 SH OTHER 325
IShr Sel. Dividend ETF 464287168 431 7535 SH SOLE 2100 5435
IShr World Ex-US ETF 464288240 1352 32275 SH SOLE 9225 23050
Intl All World Ex-US ETF 922042775 574 12550 SH SOLE 3500 9050
PwrShr Fund 1000 ETF 73935X583 531 8505 SH SOLE 8505
PwrShr Fund Emer Mkt ETF 73936T763 220 9625 SH SOLE 9625
PwrShr Fund Next 1500 ETF 73935X567 325 4675 SH SOLE 500 4175
14 200 SH OTHER 200
S&P 500 ETF ETF 78462F103 266 1865 SH SOLE 300 1565
185 1300 SH OTHER 1300
Schwab Strategic Intl Eqty Etf ETF 808524805 384 14150 SH SOLE 5150 9000
Schwab Strategic Tr Emrg Mk Eq ETF 808524706 574 21760 SH SOLE 7450 14310
13 475 SH OTHER 475
Schwab Strategic Tr US Lg Cp E ETF 808524201 270 7978 SH SOLE 5078 2900
Vanguard MSCI Emerging Mkts ET ETF 922042858 515 11568 SH SOLE 11568
222 4975 SH OTHER 4975
Vanguard Tot Stk Mkt ETF 922908769 277 3775 SH SOLE 1175 2600
Wisdomtree Emerging Mkt ETF 97717w315 2483 43425 SH SOLE 14225 29200
259 4525 SH OTHER 4325 200