0001015780-16-000172.txt : 20160914 0001015780-16-000172.hdr.sgml : 20160914 20160914170135 ACCESSION NUMBER: 0001015780-16-000172 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160912 FILED AS OF DATE: 20160914 DATE AS OF CHANGE: 20160914 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: E TRADE FINANCIAL Corp CENTRAL INDEX KEY: 0001015780 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 942844166 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1271 AVENUE OF THE AMERICAS FL 14 CITY: NEW YORK STATE: NY ZIP: 10020-1302 BUSINESS PHONE: 6503316000 MAIL ADDRESS: STREET 1: 1271 AVENUE OF THE AMERICAS FL 14 CITY: NEW YORK STATE: NY ZIP: 10020-1302 FORMER COMPANY: FORMER CONFORMED NAME: E TRADE Fiancial Corp DATE OF NAME CHANGE: 20111130 FORMER COMPANY: FORMER CONFORMED NAME: E TRADE FINANCIAL Corp DATE OF NAME CHANGE: 20111025 FORMER COMPANY: FORMER CONFORMED NAME: E TRADE FINANCIAL CORP DATE OF NAME CHANGE: 20031001 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Curcio Michael John CENTRAL INDEX KEY: 0001449738 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11921 FILM NUMBER: 161885614 MAIL ADDRESS: STREET 1: E*TRADE FINANCIAL CORPORATION STREET 2: 135 EAST 57TH STREET CITY: NEW YORK STATE: NY ZIP: 10022 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2016-09-12 0 0001015780 E TRADE FINANCIAL Corp ETFC 0001449738 Curcio Michael John 1271 AVENUE OF THE AMERICAS 14TH FLOOR NEW YORK NY 10020-1302 0 1 0 0 EVP, Chief Brokerage Officer Common Stock 2016-09-12 4 A 0 287558.0 0.0 A 287558 D Restricted Stock Unit award that will vest over three years, with one-third vesting on September 12, 2017; one-third vesting on September 12, 2018; and the remaining one-third vesting on September 12, 2019. By: Lori Sher For: Michael J. Curcio 2016-09-14