0001015780-16-000172.txt : 20160914
0001015780-16-000172.hdr.sgml : 20160914
20160914170135
ACCESSION NUMBER: 0001015780-16-000172
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160912
FILED AS OF DATE: 20160914
DATE AS OF CHANGE: 20160914
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: E TRADE FINANCIAL Corp
CENTRAL INDEX KEY: 0001015780
STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035]
IRS NUMBER: 942844166
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1271 AVENUE OF THE AMERICAS FL 14
CITY: NEW YORK
STATE: NY
ZIP: 10020-1302
BUSINESS PHONE: 6503316000
MAIL ADDRESS:
STREET 1: 1271 AVENUE OF THE AMERICAS FL 14
CITY: NEW YORK
STATE: NY
ZIP: 10020-1302
FORMER COMPANY:
FORMER CONFORMED NAME: E TRADE Fiancial Corp
DATE OF NAME CHANGE: 20111130
FORMER COMPANY:
FORMER CONFORMED NAME: E TRADE FINANCIAL Corp
DATE OF NAME CHANGE: 20111025
FORMER COMPANY:
FORMER CONFORMED NAME: E TRADE FINANCIAL CORP
DATE OF NAME CHANGE: 20031001
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Curcio Michael John
CENTRAL INDEX KEY: 0001449738
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11921
FILM NUMBER: 161885614
MAIL ADDRESS:
STREET 1: E*TRADE FINANCIAL CORPORATION
STREET 2: 135 EAST 57TH STREET
CITY: NEW YORK
STATE: NY
ZIP: 10022
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2016-09-12
0
0001015780
E TRADE FINANCIAL Corp
ETFC
0001449738
Curcio Michael John
1271 AVENUE OF THE AMERICAS
14TH FLOOR
NEW YORK
NY
10020-1302
0
1
0
0
EVP, Chief Brokerage Officer
Common Stock
2016-09-12
4
A
0
287558.0
0.0
A
287558
D
Restricted Stock Unit award that will vest over three years, with one-third vesting on September 12, 2017; one-third vesting on September 12, 2018; and the remaining one-third vesting on September 12, 2019.
By: Lori Sher For: Michael J. Curcio
2016-09-14