0001015780-12-000031.txt : 20120213
0001015780-12-000031.hdr.sgml : 20120213
20120213183201
ACCESSION NUMBER: 0001015780-12-000031
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120209
FILED AS OF DATE: 20120213
DATE AS OF CHANGE: 20120213
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Utton Nicholas
CENTRAL INDEX KEY: 0001449493
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11921
FILM NUMBER: 12601123
MAIL ADDRESS:
STREET 1: E*TRADE FINANCIAL CORPORATION
STREET 2: 135 EAST 57TH STREET
CITY: NEW YORK
STATE: NY
ZIP: 10022
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: E TRADE FINANCIAL Corp
CENTRAL INDEX KEY: 0001015780
STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035]
IRS NUMBER: 942844166
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1271 AVENUE OF THE AMERICAS FL 14
CITY: NEW YORK
STATE: NY
ZIP: 10020-1302
BUSINESS PHONE: 6503316000
MAIL ADDRESS:
STREET 1: 1271 AVENUE OF THE AMERICAS FL 14
CITY: NEW YORK
STATE: NY
ZIP: 10020-1302
FORMER COMPANY:
FORMER CONFORMED NAME: E TRADE Fiancial Corp
DATE OF NAME CHANGE: 20111130
FORMER COMPANY:
FORMER CONFORMED NAME: E TRADE FINANCIAL Corp
DATE OF NAME CHANGE: 20111025
FORMER COMPANY:
FORMER CONFORMED NAME: E TRADE FINANCIAL CORP
DATE OF NAME CHANGE: 20031001
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0304
4
2012-02-09
0
0001015780
E TRADE FINANCIAL Corp
ETFC
0001449493
Utton Nicholas
1271 AVENUE OF THE AMERICAS
14TH FLOOR
NEW YORK
NY
10020-1302
0
1
0
0
EVP & Chief Marketing Officer
Common Stock
2012-02-09
4
A
0
109529
0
A
296063
D
Common Stock
2012-02-10
4
F
0
4026
9.15
D
292037
D
Common Stock
2012-02-11
4
F
0
6070
9.15
D
285967
D
Restricted stock unit award will vest over 4 years, with 27,383 shares vesting on February 9, 2013; 27,382 shares vesting on February 9, 2014; 27,382 shares vesting on February 9, 2015; and the remaining 27,382 shares vesting on February 9, 2016.
Shares reported were withheld for payment of taxes associated with the vesting of approximately one-fourth of a grant of restricted stock originally made on February 10, 2011.
Shares reported were withheld for payment of taxes associated with the vesting of approximately one-third of a grant of restricted stock originally made on February 11, 2010.
By: Karl A. Roessner For: Nicholas Utton
2012-02-13