-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OKjmXCZqyu2AFzCT73zSWaZPE6u13MpCT4c1c2kE6qZk2s7xmFBtTTuUB7Kou4eH 16oqMRTbGneJtjIhJXrTsA== 0000950142-97-000134.txt : 19970222 0000950142-97-000134.hdr.sgml : 19970222 ACCESSION NUMBER: 0000950142-97-000134 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970214 SROS: NONE GROUP MEMBERS: GAP COINVESTMENT PARTNERS LP GROUP MEMBERS: GAP CONINVESTMENT PARTNERS, L.P. GROUP MEMBERS: GENERAL ATLANTIC PARTNERS II, L.P. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: E TRADE GROUP INC CENTRAL INDEX KEY: 0001015780 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 942844166 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-50061 FILM NUMBER: 97534553 BUSINESS ADDRESS: STREET 1: FOUR EMBARCADERO PLACE 2400 GENG ROAD CITY: PALO ALTO STATE: CA ZIP: 94303 BUSINESS PHONE: 4158422500 MAIL ADDRESS: STREET 1: FOUR EMBARCADERO PLACE 2400 GENG ROAD CITY: PALO ALTO STATE: CA ZIP: 94303 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: GAP COINVESTMENT PARTNERS LP CENTRAL INDEX KEY: 0001017650 STANDARD INDUSTRIAL CLASSIFICATION: [] STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 3 PICKWICK STREET 2: 3 PICKWICK PLAZA CITY: GREENWICH STATE: CT ZIP: 08330 BUSINESS PHONE: 2036223050 SC 13G 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 E*Trade Group, Inc. ------------------- (Name of Issuer) Common Stock, par value $.01 per share -------------------------------------- (Title of Class of Securities) 269246104 --------- (CUSIP Number) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the reminder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 2 of 6 pages CUSIP NO. 269246104 13G 1. Name of Reporting Person General Atlantic Partners II, S.S. or I.R.S. Identifica- L.P. tion No. of Above Person 2. Check the Appropriate Box (a) [X] if a Member of a Group (b) [ ] 3. S.E.C. Use Only 4. Citizenship or Place of Organization Delaware Number of Shares (5) Sole Voting Power 0 Beneficially (6) Shared Voting Power 6,872,580 Owned by Each (7) Sole Dispositive Power 0 Reporting Person (8) Shared Dispositive Power 6,872,580 9. Aggregate Amount Beneficially Owned by Each Reporting Person 6,872,580 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares [ ] 11. Percent of Class Represented by Amount in Row 9 22.9% 12. Type of Reporting Person PN Page 3 of 6 pages CUSIP NO. 269246104 13G 1. Name of Reporting Person GAP Coninvestment S.S. or I.R.S. Identifica- Partners, L.P. tion No. of Above Person 2. Check the Appropriate Box (a) [X] if a Member of a Group (b) [ ] 3. S.E.C. Use Only 4. Citizenship or Place of Organization New York Number of Shares (5) Sole Voting Power 0 Beneficially (6) Shared Voting Power 6,872,580 Owned by Each (7) Sole Dispositive Power 0 Reporting Person (8) Shared Dispositive Power 6,872,580 9. Aggregate Amount Beneficially Owned by Each Reporting Person 6,872,580 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares [ ] 11. Percent of Class Represented by Amount in Row 9 22.9% 12. Type of Reporting Person PN Page 4 of 6 pages CUSIP No. 269246104 Item 1. (a) Name of Issuer -------------- E*Trade Group, Inc. (b) Address of Issuer's Principal Executive Offices ----------------------------------------------- Four Embarcadero Place 2400 Geng Road Palo Alto, CA 94303 Item 2. (a) Names of Persons Filing ----------------------- General Atlantic Partners II, L.P. ("GAP II") GAP Coinvestment Partners, L.P. ("GAPCO" and, together with GAP II, the "Reporting Persons") (b) Address of Principal Business Office ------------------------------------ c/o General Atlantic Service Corporation 3 Pickwick Plaza Greenwich, CT 06830 (c) Citizenship ----------- GAP II -- Delaware GAPCO -- New York (d) Title of Class of Securities ---------------------------- Common Stock, par value $.01 per share (the "Shares") (e) CUSIP Number ------------ 269246104 Item 3. This statement is not filed pursuant to either Rule 13d-1(b) or 13d- 2(b). Page 5 of 6 pages CUSIP No. 269246104 Item 4. As of December 31, 1996, GAP II and GAPCO owned of record 6,030,120 Shares and 842,460 Shares, respectively, or 20.1% and 2.8%, respectively, of the issued and outstanding Shares. The general partner of GAP is General Atlantic Partners, LLC, a Delaware limited liability company ("GAP"). The managing members of GAP II are Steven A. Denning, David C. Hodgson, Stephen P. Reynolds, J. Michael Cline, William O. Grabe and William E. Ford (collectively, the "GAP Managing Members"). The GAP Managing Members are the general partners of GAPCO. By virtue of the fact that the GAP Managing Members are also the general partners authorized and empowered to vote and dispose of the securities held by GAPCO, the Reporting Persons may be deemed to share voting power and the power to direct the disposition of the Shares which each of them owns of record. Accordingly, as of December 31, 1996, each of the Reporting Persons may be deemed to own beneficially an aggregate of 6,872,580 Shares or 22.9% of the issued and outstanding Shares. Each of the Reporting Persons has the shared power to direct the vote and the shared power to direct the disposition of the 6,872,580 Shares that may be deemed to be owned beneficially by each of them. In addition, Richard Braddock, a director of E*Trade Group, Inc., is a consultant to GAP. Item 5. Ownership of Five Percent or Less of a Class -------------------------------------------- Not applicable. Item 6. Ownership of More than Five Percent on Behalf of Another Person -------------------------------------------- See Item 4. Item 7. Identification and Classification of Subsidiary Which Acquired the ------------------------------------------------------------------ Security Being Reported on By the Parent Holding Company -------------------------------------------------------- Not applicable. Item 8. Identification and Classification of Members of the Group --------------------------------------------------------- See Item 4. Item 9. Notice of Dissolution of Group ------------------------------ Not applicable. Item 10. Certification ------------- Not applicable. Page 6 of 6 pages CUSIP No. 269246104 SIGNATURES After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. GENERAL ATLANTIC PARTNERS II, L.P. By: GENERAL ATLANTIC PARTNERS, LLC its General Partner By: /s/ Stephen P. Reynolds ------------------------------------------ Stephen P. Reynolds, a Managing Member GAP COINVESTMENT PARTNERS, L.P. By: /s/ Stephen P. Reynolds ------------------------------------------ Stephen P. Reynolds General Partner -----END PRIVACY-ENHANCED MESSAGE-----