0001144204-18-016427.txt : 20180322 0001144204-18-016427.hdr.sgml : 20180322 20180322163055 ACCESSION NUMBER: 0001144204-18-016427 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180320 FILED AS OF DATE: 20180322 DATE AS OF CHANGE: 20180322 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KRUSE ADRIAN F CENTRAL INDEX KEY: 0001267265 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21129 FILM NUMBER: 18707275 MAIL ADDRESS: STREET 1: C/O AWARE INC STREET 2: 40 MIDDLESEX TURNPIKE CITY: BEDFORD STATE: MA ZIP: 01730 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AWARE INC /MA/ CENTRAL INDEX KEY: 0001015739 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 042911026 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 40 MIDDLESEX TURNPIKE CITY: BEDFORD STATE: MA ZIP: 01730 BUSINESS PHONE: 6172764000 MAIL ADDRESS: STREET 1: 40 MIDDLESEX TURNPIKE CITY: BEDFORD STATE: MA ZIP: 01730 4 1 tv489126_4.xml OWNERSHIP DOCUMENT X0306 4 2018-03-20 0 0001015739 AWARE INC /MA/ AWRE 0001267265 KRUSE ADRIAN F C/O AWARE INC 40 MIDDLESEX TURNPIKE BEDFORD MA 01730 1 0 0 0 Common Stock 180108 D Unrestricted Stock Award 0.00 2018-03-20 4 A 0 10000 0.00 A Common Stock 10000 10000 D Stock Appreciation Right 2.52 2019-05-20 Common Stock 6000 6000 D Shares of unrestricted stock awarded to reporting person under Aware, Inc. 2001 Nonqualified Stock Plan. The shares will be issued as follows; 5,000 shares on June 30, 2018, and 5,000 shares on December 31, 2018 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates. Vests in 8 equal quarterly installments on the last day of each quarter from June 30, 2009 through March 31, 2011 and is exercisable upon the date the reporting person ceases to serve on the board of directors of Aware, Inc. or expiration, whichever is sooner. /s/ Adrian F. Kruse 2018-03-22