0000908834-13-000044.txt : 20130130 0000908834-13-000044.hdr.sgml : 20130130 20130130143234 ACCESSION NUMBER: 0000908834-13-000044 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20130130 DATE AS OF CHANGE: 20130130 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: RIVER VALLEY BANCORP CENTRAL INDEX KEY: 0001015593 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 351984567 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-47833 FILM NUMBER: 13558340 BUSINESS ADDRESS: STREET 1: 430 CLIFTY DRIVE STREET 2: PO BOX 1590 CITY: MADISON STATE: IN ZIP: 47250 BUSINESS PHONE: 812-273-4949 MAIL ADDRESS: STREET 1: 430 CLIFTY DRIVE STREET 2: PO BOX 1590 CITY: MADISON STATE: IN ZIP: 47250 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: RIVER VALLEY BANCORP CENTRAL INDEX KEY: 0001015593 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 351984567 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 430 CLIFTY DRIVE STREET 2: PO BOX 1590 CITY: MADISON STATE: IN ZIP: 47250 BUSINESS PHONE: 812-273-4949 MAIL ADDRESS: STREET 1: 430 CLIFTY DRIVE STREET 2: PO BOX 1590 CITY: MADISON STATE: IN ZIP: 47250 SC 13G/A 1 rvb_13ga8.htm AMENDMENT NO. 8 rvb_13ga8.htm

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.  20549
 


SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 8)*
 
 
RIVER VALLEY BANCORP
(Name of Issuer)
 
Common Stock, without par value
(Title of Class of Securities)
 
768475 10 5
(CUSIP Number)
 
December 31, 2012
(Date of Event Which Requires Filing of this Statement)
 


Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
   
ý
Rule 13d-1(b)
o
Rule 13d-1(c)
o
Rule 13d-1(d)
   
*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
 
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 
 

 

CUSIP No. 768475 10 5
 

1
NAME OF REPORTING PERSON
River Valley Bancorp Employee Stock Ownership Plan and Trust
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
NA
(a) ¨
(b) ¨
3
SEC USE ONLY
4
CITIZENSHIP OR PLACE OF ORGANIZATION
Indiana
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
5
SOLE VOTING POWER
0
6
SHARED VOTING POWER
161,851
7
SOLE DISPOSITIVE POWER
0
8
SHARED DISPOSITIVE POWER
161,851
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
161,851 Shares
10
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
(See Instructions)
¨
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
10.6%
12
TYPE OF REPORTING PERSON (See Instructions)
EP

 
 

 

Item 1.
   
(a)
River Valley Bancorp
(b)
430 Clifty Drive, Madison, Indiana 47250
     
     
Item 2.
   
(a)
River Valley Bancorp Employee Stock Ownership Plan and Trust
(b)
c/o River Valley Financial Bank, Trustee, 430 Clifty Drive, Madison, Indiana 47250
(c)
Indiana
(d)
River Valley Bancorp Common Stock, without par value
(e)
768475 10 5
   
   
Item 3.
If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a:
(f)
x   An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F)
   
   
Item 4.
Ownership
(a)
161,851
(b)
10.6%
(c)
(i)
0
 
(ii)
161,851
 
(iii)
0
 
(iv)
161,851
   
   
Item 5.
Ownership of Five Percent or Less of a Class
 
  N/A  
   
   
Item 6.
Ownership of More than Five Percent on Behalf of Another Person
 
 
Pursuant to the River Valley Bancorp Employee Stock Ownership Plan and Trust Agreement, the Administrative Committee which administers the plan has the authority to direct the manner in which dividends and/or proceeds from the sale of securities are distributed.
   
   
Item 7.
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person
 
  N/A  
 
 
 
 

 
 
Item 8.
Identification and Classification of Members of the Group
 
  N/A  
   
   
Item 9.
Notice of Dissolution of Group
 
  N/A  
   
   
Item 10.
Certifications
 
 
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

 

SIGNATURE
 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 
 
January 29, 2013
 
Date
   
   
 
RIVER VALLEY FINANCIAL BANK, as Trustee for the River Valley Bancorp Employee Stock Ownership Plan and Trust
       
       
 
By:
/s/ John Muessel
   
John Muessel, Vice President and Trust Officer