-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OSUEhXp99AiD90xwRLa6GHNrkLe2DGmkN3EysbvrVviNcsdfgn3AZBuMutpcLAo8 /8jQF/GJWzIWV7ZJofY0xA== 0000950134-98-001151.txt : 19980218 0000950134-98-001151.hdr.sgml : 19980218 ACCESSION NUMBER: 0000950134-98-001151 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980213 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: DYNAMEX INC CENTRAL INDEX KEY: 0001015483 STANDARD INDUSTRIAL CLASSIFICATION: TRUCKING & COURIER SERVICES (NO AIR) [4210] IRS NUMBER: 860712225 STATE OF INCORPORATION: DE FISCAL YEAR END: 0731 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-47989 FILM NUMBER: 98537663 BUSINESS ADDRESS: STREET 1: 1431 GREENWAY DRIVE STREET 2: SUITE 345 CITY: IRVING STATE: TX ZIP: 75038 BUSINESS PHONE: 9727568180 MAIL ADDRESS: STREET 1: 1431 GREENWAY DRIVE STREET 2: SUITE 345 CITY: IRVING STATE: TX ZIP: 75038 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: HOAK JAMES M JR CENTRAL INDEX KEY: 0000904748 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 13355 NOEL RD STREET 2: SUITE 1050 CITY: DALLAS STATE: TX ZIP: 75240 BUSINESS PHONE: 9727027356 MAIL ADDRESS: STREET 1: 13355 NOEL RD STREET 2: SUITE 1050 CITY: DALLAS STATE: TX ZIP: 75240 SC 13G/A 1 AMENDMENT NO. 1 TO SCHEDULE 13G 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* DYNAMEX INC. ----------------------------------------- (Name of Issuer) Common Stock $.01 Par Value ----------------------------------------- (Title of Class of Securities) 26784F-10-3 ----------------------------------------- (CUSIP Number) Check the following box if a fee is being paid with this statement [ ]. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on following page(s)) Page 1 of 5 Pages 2 CUSIP No. 26784F-10-3 Page 2 of 5 Pages SCHEDULE 13G - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON James M. Hoak - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) / / - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION USA - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF 1,275,942 SHARES ------------------------------------------------- 6 SHARED VOTING POWER BENEFICIALLY 0 OWNED BY ------------------------------------------------ EACH 7 SOLE DISPOSITIVE POWER REPORTING 1,275,942 PERSON ------------------------------------------------ 8 SHARED DISPOSITIVE POWER WITH 0 - ------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,275,942 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [X] (Excludes an aggregate 26,572 shares owned by Mr. Hoak's wife and children, as to which shares Mr. Hoak disclaims beneficial ownership.) - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 17.2% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT! 3 CUSIP NO. 26784F-10-3 Page 3 of 5 ITEM 1(a) Name of Issuer: Dynamex Inc. ITEM 1(b) Address of Issuer's Principal Executive Offices: 1431 Greenway Drive, Suite 345 Irving, Texas 75038 ITEM 2(a) Name of Person Filing: James M. Hoak ITEM 2(b) Address of Principal Business Office or, of none, Residence: 13355 Noel Road, Suite 1050 Dallas, Texas 75240 ITEM 2(c) Citizenship: USA ITEM 2(d) Title of Class of Securities: Common Stock, $.01 par value ITEM 2(e) CUSIP Number: 26784F 10 3 ITEM 3 If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b), check whether the person filing is a: (a) [ ] Broker or Dealer registered under Section 15 of the Act (b) [ ] Bank as defined in section 3(a)(6) of the Act (c) [ ] Insurance Company as defined in section 3(a)(19) of the Act (d) [ ] Investment Company registered under section 8 of the Investment Company Act (e) [ ] Investment Adviser registered under section 203 of the Investment Advisers Act of 1940 (f) [ ] Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund; see Sections 240.13d-1(b)(1)(ii)(F) (g) [ ] Parent Holding Company, in accordance with Sections 240.13d-1(b)(ii)(G) (Note: See Item 7) (h) [ ] Group, in accordance with Sections 240.13d-1(b)(1)(ii)(H)
4 CUSIP NO. 26784F-10-3 Page 4 of 5 ITEM 4 Ownership. (a) Amount Beneficially Owned: 1,275,942* (4,000 of those shares are beneficially owned pursuant to Mr. Hoak's right to exercise stock options granted to him.) *Excludes 26,572 shares owned by Mr. Hoak's wife and children, as to which shares Mr. Hoak disclaims beneficial ownership (b) Percent of Class: 17.2% (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote 1,275,942 (ii) shared power to vote or to direct the vote (iii) sole power to dispose or to direct the disposition of 1,275,942 (iv) shared power to dispose or to direct the disposition of
ITEM 5 Ownership of Five Percent or Less of a Class. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner or more than five percent of the class of securities, check the following [ ]. ITEM 6 Ownership of More than Five Percent on Behalf of Another Person. 215,344 of the shares beneficially owned by Mr. Hoak are owned directly by CCP Investment Corporation, a Texas corporation, of which Mr. Hoak is the sole owner and director. ITEM 7 Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company. Not applicable. ITEM 8 Identification and Classification of Members of the Group. Not applicable. 5 CUSIP NO. 26784F-10-3 Page 5 of 5 ITEM 9 Notice of Dissolution of Group. Not applicable. Signature. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 2, 1998 Signature: /s/ James M. Hoak --------------------------- James M. Hoak
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