0001015328-18-000100.txt : 20180403
0001015328-18-000100.hdr.sgml : 20180403
20180403171012
ACCESSION NUMBER: 0001015328-18-000100
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150521
FILED AS OF DATE: 20180403
DATE AS OF CHANGE: 20180403
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GLABE MARLA F
CENTRAL INDEX KEY: 0001642693
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35077
FILM NUMBER: 18734438
MAIL ADDRESS:
STREET 1: WINTRUST FINANCIAL CORPORATION
STREET 2: 9700 W HIGGINS RD 8TH FLOOR
CITY: ROSEMONT
STATE: IL
ZIP: 60018
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: WINTRUST FINANCIAL CORP
CENTRAL INDEX KEY: 0001015328
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 363873352
STATE OF INCORPORATION: IL
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 9700 WEST HIGGINS ROAD, 8TH FLOOR
CITY: ROSEMONT
STATE: IL
ZIP: 60018
BUSINESS PHONE: 8479399000
MAIL ADDRESS:
STREET 1: 9700 WEST HIGGINS ROAD, 8TH FLOOR
CITY: ROSEMONT
STATE: IL
ZIP: 60018
4
1
wf-form4_152278979911380.xml
FORM 4
X0306
4
2015-05-21
0
0001015328
WINTRUST FINANCIAL CORP
WTFC
0001642693
GLABE MARLA F
9700 WEST HIGGINS ROAD, 8TH FLOOR
ROSEMONT
IL
60018
1
0
0
0
Common Stock
2015-05-21
4
P
0
2
44.12
A
5637
D
Common Stock
2016-05-27
4
P
0
3
52.58
A
5640
D
Common Stock
2016-08-26
4
P
0
4
54.81
A
5644
D
Common Stock
2016-11-28
4
P
0
5
65.61
A
5649
D
Common Stock
2017-02-24
4
P
0
5
75.25
A
5654
D
Common Stock
2017-05-26
4
P
0
8
71.03
A
5662
D
Common Stock
2017-08-25
4
P
0
8
73.12
A
5670
D
Common Stock
2017-11-27
4
P
0
7
79.25
A
5677
D
Common Stock
2018-03-31
4
A
0
369
82.37
A
6046
D
Two (2) shares of Common Stock issued to Ms. Glabe via dividend reinvestments, before she commenced service as a director of the Company on May 21, 2015, inadvertently were not previously reported.
The price reported is the weighted average price. The shares were purchased in multiple dividend reinvestment transactions at prices ranging from $33.75 to $52.48. The reporting person undertakes to provide to the SEC, the issuer and any security holder full information regarding the number of shares and the prices at which the shares were sold.
The Issuer inadvertently did not report 40 shares owned by Reporting Person that were purchased through dividend reinvestments.
Shares earned for the first quarter of 2018 for services as a Director of the Company in accordance with the Director's Deferred Fee and Stock Plan approved by the Shareholders.
/s/Kathleen M. Boege, Attorney-in-fact
2018-04-03