0001015328-18-000100.txt : 20180403 0001015328-18-000100.hdr.sgml : 20180403 20180403171012 ACCESSION NUMBER: 0001015328-18-000100 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150521 FILED AS OF DATE: 20180403 DATE AS OF CHANGE: 20180403 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GLABE MARLA F CENTRAL INDEX KEY: 0001642693 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35077 FILM NUMBER: 18734438 MAIL ADDRESS: STREET 1: WINTRUST FINANCIAL CORPORATION STREET 2: 9700 W HIGGINS RD 8TH FLOOR CITY: ROSEMONT STATE: IL ZIP: 60018 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WINTRUST FINANCIAL CORP CENTRAL INDEX KEY: 0001015328 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 363873352 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9700 WEST HIGGINS ROAD, 8TH FLOOR CITY: ROSEMONT STATE: IL ZIP: 60018 BUSINESS PHONE: 8479399000 MAIL ADDRESS: STREET 1: 9700 WEST HIGGINS ROAD, 8TH FLOOR CITY: ROSEMONT STATE: IL ZIP: 60018 4 1 wf-form4_152278979911380.xml FORM 4 X0306 4 2015-05-21 0 0001015328 WINTRUST FINANCIAL CORP WTFC 0001642693 GLABE MARLA F 9700 WEST HIGGINS ROAD, 8TH FLOOR ROSEMONT IL 60018 1 0 0 0 Common Stock 2015-05-21 4 P 0 2 44.12 A 5637 D Common Stock 2016-05-27 4 P 0 3 52.58 A 5640 D Common Stock 2016-08-26 4 P 0 4 54.81 A 5644 D Common Stock 2016-11-28 4 P 0 5 65.61 A 5649 D Common Stock 2017-02-24 4 P 0 5 75.25 A 5654 D Common Stock 2017-05-26 4 P 0 8 71.03 A 5662 D Common Stock 2017-08-25 4 P 0 8 73.12 A 5670 D Common Stock 2017-11-27 4 P 0 7 79.25 A 5677 D Common Stock 2018-03-31 4 A 0 369 82.37 A 6046 D Two (2) shares of Common Stock issued to Ms. Glabe via dividend reinvestments, before she commenced service as a director of the Company on May 21, 2015, inadvertently were not previously reported. The price reported is the weighted average price. The shares were purchased in multiple dividend reinvestment transactions at prices ranging from $33.75 to $52.48. The reporting person undertakes to provide to the SEC, the issuer and any security holder full information regarding the number of shares and the prices at which the shares were sold. The Issuer inadvertently did not report 40 shares owned by Reporting Person that were purchased through dividend reinvestments. Shares earned for the first quarter of 2018 for services as a Director of the Company in accordance with the Director's Deferred Fee and Stock Plan approved by the Shareholders. /s/Kathleen M. Boege, Attorney-in-fact 2018-04-03