0001015328-18-000054.txt : 20180131 0001015328-18-000054.hdr.sgml : 20180131 20180131161837 ACCESSION NUMBER: 0001015328-18-000054 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180129 FILED AS OF DATE: 20180131 DATE AS OF CHANGE: 20180131 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DYKSTRA DAVID A CENTRAL INDEX KEY: 0001244276 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35077 FILM NUMBER: 18562973 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WINTRUST FINANCIAL CORP CENTRAL INDEX KEY: 0001015328 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 363873352 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9700 WEST HIGGINS ROAD, 8TH FLOOR CITY: ROSEMONT STATE: IL ZIP: 60018 BUSINESS PHONE: 8479399000 MAIL ADDRESS: STREET 1: 9700 WEST HIGGINS ROAD, 8TH FLOOR CITY: ROSEMONT STATE: IL ZIP: 60018 4 1 wf-form4_151743350281582.xml FORM 4 X0306 4 2018-01-29 0 0001015328 WINTRUST FINANCIAL CORP WTFC 0001244276 DYKSTRA DAVID A 9700 WEST HIGGINS ROAD, 8TH FLOOR ROSEMONT IL 60018 0 1 0 0 SENIOR EVP AND COO Common Stock 2018-01-29 4 M 0 6332 44.11 A 187802 D Common Stock 2018-01-29 4 M 0 4903 44.11 A 192705 D Common Stock 2018-01-29 4 S 0 11235 87.56 D 181470 D Non-Qualified Stock Option (right to buy) 44.11 2018-01-29 4 M 0 6332 0 D 2018-01-22 2022-01-22 Common Stock 6332.0 0 D Non-Qualified Stock Opion (right to buy) 44.11 2018-01-29 4 A 0 4903 0 D 2018-01-22 2022-01-22 Common Stock 4903.0 0 D The price reported is the weighted average price. The shares were sold in multiple transactions at prices ranging from $87.38 to $87.88, inclusive. The reporting person undertakes to provide to the SEC, the issuer and any security holder full information regarding the number of shares and the prices at which the shares were sold. /s/Kathleen M. Boege, Attorney-in-fact 2018-01-31