0001144204-18-058832.txt : 20181109 0001144204-18-058832.hdr.sgml : 20181109 20181109172306 ACCESSION NUMBER: 0001144204-18-058832 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181108 FILED AS OF DATE: 20181109 DATE AS OF CHANGE: 20181109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Butler Anne M CENTRAL INDEX KEY: 0001401704 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23329 FILM NUMBER: 181174120 MAIL ADDRESS: STREET 1: 59 ARMSTRONG ROAD STREET 2: P.O. BOX 976 CITY: PLYMOUTH STATE: MA ZIP: 02360 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CHARLES & COLVARD LTD CENTRAL INDEX KEY: 0001015155 STANDARD INDUSTRIAL CLASSIFICATION: JEWELRY, SILVERWARE & PLATED WARE [3910] IRS NUMBER: 561928817 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 170 SOUTHPORT DRIVE CITY: MORRISVILLE STATE: NC ZIP: 27560 BUSINESS PHONE: 9194680399 MAIL ADDRESS: STREET 1: 170 SOUTHPORT DRIVE CITY: MORRISVILLE STATE: NC ZIP: 27560 FORMER COMPANY: FORMER CONFORMED NAME: C3 INC /NC/ DATE OF NAME CHANGE: 19970829 4 1 tv506884_4.xml OWNERSHIP DOCUMENT X0306 4 2018-11-08 0 0001015155 CHARLES & COLVARD LTD CTHR 0001401704 Butler Anne M 170 SOUTHPORT DRIVE MORRISVILLE NC 27560 1 0 0 0 Common Stock 360996 D Stock Option (right to buy) 0.9999 2018-11-08 4 A 0 50005 0.00 A 2019-11-08 2028-11-08 Common stock 50005 50005 D Option vests and becomes exercisable on the date of the 2019 Annual Shareholders' Meeting. /s/ Clint J. Pete, Attorney-In-Fact 2018-11-09