0001144204-17-032895.txt : 20170616
0001144204-17-032895.hdr.sgml : 20170616
20170616165231
ACCESSION NUMBER: 0001144204-17-032895
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170615
FILED AS OF DATE: 20170616
DATE AS OF CHANGE: 20170616
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CHARLES & COLVARD LTD
CENTRAL INDEX KEY: 0001015155
STANDARD INDUSTRIAL CLASSIFICATION: JEWELRY, SILVERWARE & PLATED WARE [3910]
IRS NUMBER: 561928817
STATE OF INCORPORATION: NC
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 170 SOUTHPORT DRIVE
CITY: MORRISVILLE
STATE: NC
ZIP: 27560
BUSINESS PHONE: 9194680399
MAIL ADDRESS:
STREET 1: 170 SOUTHPORT DRIVE
CITY: MORRISVILLE
STATE: NC
ZIP: 27560
FORMER COMPANY:
FORMER CONFORMED NAME: C3 INC /NC/
DATE OF NAME CHANGE: 19970829
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SYKES OLLIN B
CENTRAL INDEX KEY: 0001258861
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-23329
FILM NUMBER: 17916721
MAIL ADDRESS:
STREET 1: C/O GATEWAY FINANCIAL HODINGS
STREET 2: P O BOX 1908
CITY: ELIZABETH CITY
STATE: NC
ZIP: 27906
4
1
v469140_4.xml
OWNERSHIP DOCUMENT
X0306
4
2017-06-15
0
0001015155
CHARLES & COLVARD LTD
CTHR
0001258861
SYKES OLLIN B
170 SOUTHPORT DRIVE
MORRISVILLE
NC
27560
1
0
0
0
Common Stock
348484
D
Common Stock
2017-06-15
4
P
0
25000
0.91
A
730350
I
By Ollin Sykes TR FBO Sykes & Company PA 401(k) Profit Sharing Plan UA Jan 01, 1985
Common Stock
92386
I
By SEP IRA
Common Stock
35787
I
By spouse
Common Stock
918
I
By Sykesco Investment Partners
Common Stock
17323
I
By ROTH IRA
Common Stock
17096
I
By IRA
Ollin Sykes is the trustee of the Sykes & Company PA 401(k) Profit Sharing Plan UA Jan 01, 1985. The aggregate shares of the Issuer's common stock reported as held by the plan include 99,377 shares held in Mr. Sykes's personal 401(k) account under the plan. Mr. Sykes disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
Mr. Sykes is a partner within this investment partnership and has shared voting and investment power over these shares.
/s/ Clint J. Pete, Attorney-In-Fact
2017-06-16