0001144204-17-032895.txt : 20170616 0001144204-17-032895.hdr.sgml : 20170616 20170616165231 ACCESSION NUMBER: 0001144204-17-032895 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170615 FILED AS OF DATE: 20170616 DATE AS OF CHANGE: 20170616 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CHARLES & COLVARD LTD CENTRAL INDEX KEY: 0001015155 STANDARD INDUSTRIAL CLASSIFICATION: JEWELRY, SILVERWARE & PLATED WARE [3910] IRS NUMBER: 561928817 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 170 SOUTHPORT DRIVE CITY: MORRISVILLE STATE: NC ZIP: 27560 BUSINESS PHONE: 9194680399 MAIL ADDRESS: STREET 1: 170 SOUTHPORT DRIVE CITY: MORRISVILLE STATE: NC ZIP: 27560 FORMER COMPANY: FORMER CONFORMED NAME: C3 INC /NC/ DATE OF NAME CHANGE: 19970829 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SYKES OLLIN B CENTRAL INDEX KEY: 0001258861 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23329 FILM NUMBER: 17916721 MAIL ADDRESS: STREET 1: C/O GATEWAY FINANCIAL HODINGS STREET 2: P O BOX 1908 CITY: ELIZABETH CITY STATE: NC ZIP: 27906 4 1 v469140_4.xml OWNERSHIP DOCUMENT X0306 4 2017-06-15 0 0001015155 CHARLES & COLVARD LTD CTHR 0001258861 SYKES OLLIN B 170 SOUTHPORT DRIVE MORRISVILLE NC 27560 1 0 0 0 Common Stock 348484 D Common Stock 2017-06-15 4 P 0 25000 0.91 A 730350 I By Ollin Sykes TR FBO Sykes & Company PA 401(k) Profit Sharing Plan UA Jan 01, 1985 Common Stock 92386 I By SEP IRA Common Stock 35787 I By spouse Common Stock 918 I By Sykesco Investment Partners Common Stock 17323 I By ROTH IRA Common Stock 17096 I By IRA Ollin Sykes is the trustee of the Sykes & Company PA 401(k) Profit Sharing Plan UA Jan 01, 1985. The aggregate shares of the Issuer's common stock reported as held by the plan include 99,377 shares held in Mr. Sykes's personal 401(k) account under the plan. Mr. Sykes disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Mr. Sykes is a partner within this investment partnership and has shared voting and investment power over these shares. /s/ Clint J. Pete, Attorney-In-Fact 2017-06-16