0001104659-21-035326.txt : 20210312
0001104659-21-035326.hdr.sgml : 20210312
20210312092414
ACCESSION NUMBER: 0001104659-21-035326
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210310
FILED AS OF DATE: 20210312
DATE AS OF CHANGE: 20210312
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GOLDMAN NEAL I
CENTRAL INDEX KEY: 0001182567
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-23329
FILM NUMBER: 21735636
MAIL ADDRESS:
STREET 1: 170 SOUTHPORT DRIVE
CITY: MORRISVILLE
STATE: NC
ZIP: 27560
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CHARLES & COLVARD LTD
CENTRAL INDEX KEY: 0001015155
STANDARD INDUSTRIAL CLASSIFICATION: JEWELRY, SILVERWARE & PLATED WARE [3910]
IRS NUMBER: 561928817
STATE OF INCORPORATION: NC
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 170 SOUTHPORT DRIVE
CITY: MORRISVILLE
STATE: NC
ZIP: 27560
BUSINESS PHONE: 9194680399
MAIL ADDRESS:
STREET 1: 170 SOUTHPORT DRIVE
CITY: MORRISVILLE
STATE: NC
ZIP: 27560
FORMER COMPANY:
FORMER CONFORMED NAME: C3 INC /NC/
DATE OF NAME CHANGE: 19970829
4
1
tm219538d1_form4.xml
FORM 4
X0306
4
2021-03-10
0
0001015155
CHARLES & COLVARD LTD
CTHR
0001182567
GOLDMAN NEAL I
170 SOUTHPORT DRIVE
MORRISVILLE
NC
27560
1
0
0
0
Common Stock
2021-03-10
4
M
0
40650
1.23
A
832969
D
Common Stock
2021-03-10
4
M
0
22357
1.23
A
855326
D
Common Stock
120000
I
By Neal Goldman IRA
Stock Option (right to buy)
1.23
2021-03-10
4
M
0
40650
0
D
2016-09-01
2025-09-09
Common Stock
40650
0
D
Stock Option (right to buy)
1.23
2021-03-10
4
M
0
22357
0
D
2018-11-08
2028-05-16
Common Stock
22357
0
D
Includes 250,000 shares previously held indirectly through Goldman Partners, L.P, transferred to Mr. Goldman, and now reported herein as directly owned.
/s/ Clint J. Pete, Attorney-In-Fact
2021-03-12