0001104659-21-035326.txt : 20210312 0001104659-21-035326.hdr.sgml : 20210312 20210312092414 ACCESSION NUMBER: 0001104659-21-035326 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210310 FILED AS OF DATE: 20210312 DATE AS OF CHANGE: 20210312 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GOLDMAN NEAL I CENTRAL INDEX KEY: 0001182567 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23329 FILM NUMBER: 21735636 MAIL ADDRESS: STREET 1: 170 SOUTHPORT DRIVE CITY: MORRISVILLE STATE: NC ZIP: 27560 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CHARLES & COLVARD LTD CENTRAL INDEX KEY: 0001015155 STANDARD INDUSTRIAL CLASSIFICATION: JEWELRY, SILVERWARE & PLATED WARE [3910] IRS NUMBER: 561928817 STATE OF INCORPORATION: NC FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 170 SOUTHPORT DRIVE CITY: MORRISVILLE STATE: NC ZIP: 27560 BUSINESS PHONE: 9194680399 MAIL ADDRESS: STREET 1: 170 SOUTHPORT DRIVE CITY: MORRISVILLE STATE: NC ZIP: 27560 FORMER COMPANY: FORMER CONFORMED NAME: C3 INC /NC/ DATE OF NAME CHANGE: 19970829 4 1 tm219538d1_form4.xml FORM 4 X0306 4 2021-03-10 0 0001015155 CHARLES & COLVARD LTD CTHR 0001182567 GOLDMAN NEAL I 170 SOUTHPORT DRIVE MORRISVILLE NC 27560 1 0 0 0 Common Stock 2021-03-10 4 M 0 40650 1.23 A 832969 D Common Stock 2021-03-10 4 M 0 22357 1.23 A 855326 D Common Stock 120000 I By Neal Goldman IRA Stock Option (right to buy) 1.23 2021-03-10 4 M 0 40650 0 D 2016-09-01 2025-09-09 Common Stock 40650 0 D Stock Option (right to buy) 1.23 2021-03-10 4 M 0 22357 0 D 2018-11-08 2028-05-16 Common Stock 22357 0 D Includes 250,000 shares previously held indirectly through Goldman Partners, L.P, transferred to Mr. Goldman, and now reported herein as directly owned. /s/ Clint J. Pete, Attorney-In-Fact 2021-03-12