0001104659-21-024089.txt : 20210216
0001104659-21-024089.hdr.sgml : 20210216
20210216162616
ACCESSION NUMBER: 0001104659-21-024089
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210212
FILED AS OF DATE: 20210216
DATE AS OF CHANGE: 20210216
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GOLDMAN NEAL I
CENTRAL INDEX KEY: 0001182567
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-23329
FILM NUMBER: 21639064
MAIL ADDRESS:
STREET 1: 170 SOUTHPORT DRIVE
CITY: MORRISVILLE
STATE: NC
ZIP: 27560
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CHARLES & COLVARD LTD
CENTRAL INDEX KEY: 0001015155
STANDARD INDUSTRIAL CLASSIFICATION: JEWELRY, SILVERWARE & PLATED WARE [3910]
IRS NUMBER: 561928817
STATE OF INCORPORATION: NC
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 170 SOUTHPORT DRIVE
CITY: MORRISVILLE
STATE: NC
ZIP: 27560
BUSINESS PHONE: 9194680399
MAIL ADDRESS:
STREET 1: 170 SOUTHPORT DRIVE
CITY: MORRISVILLE
STATE: NC
ZIP: 27560
FORMER COMPANY:
FORMER CONFORMED NAME: C3 INC /NC/
DATE OF NAME CHANGE: 19970829
4
1
tm216829d1_4.xml
OWNERSHIP DOCUMENT
X0306
4
2021-02-12
0
0001015155
CHARLES & COLVARD LTD
CTHR
0001182567
GOLDMAN NEAL I
170 SOUTHPORT DRIVE
MORRISVILLE
NC
27560
1
0
0
0
Common Stock
2021-02-12
4
M
0
44642
1.12
A
446865
D
Common Stock
2021-02-12
4
M
0
95454
1.10
A
542319
D
Common Stock
120000
I
By Neal Goldman IRA
Common Stock
250000
I
By Goldman Partners, LP
Stock Option (right to buy)
1.12
2021-02-12
4
M
0
44642
0
D
2017-01-01
2026-01-01
Common Stock
44462
0
D
Stock Option (right to buy)
1.10
2021-02-12
4
M
0
50000
0
D
2017-05-18
2026-05-18
Common Stock
50000
0
D
Stock Option (right to buy)
1.10
2021-02-12
4
M
0
45454
0
D
2018-01-01
2027-01-01
Common Stock
45454
0
D
Mr. Goldman is a partner with Goldman Partners, L.P. Mr. Goldman disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
/s/ Clint J. Pete, Attorney-In-Fact
2021-02-16