0001209191-15-012898.txt : 20150212 0001209191-15-012898.hdr.sgml : 20150212 20150212173719 ACCESSION NUMBER: 0001209191-15-012898 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150210 FILED AS OF DATE: 20150212 DATE AS OF CHANGE: 20150212 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Colfax CORP CENTRAL INDEX KEY: 0001420800 STANDARD INDUSTRIAL CLASSIFICATION: PUMPS & PUMPING EQUIPMENT [3561] IRS NUMBER: 541887631 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 420 NATIONAL BUSINESS PARKWAY STREET 2: 5TH FLOOR CITY: ANNAPOLIS JUNCTION STATE: MD ZIP: 20701 BUSINESS PHONE: (301) 323-9000 MAIL ADDRESS: STREET 1: 420 NATIONAL BUSINESS PARKWAY STREET 2: 5TH FLOOR CITY: ANNAPOLIS JUNCTION STATE: MD ZIP: 20701 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RALES MITCHELL P CENTRAL INDEX KEY: 0001015014 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34045 FILM NUMBER: 15607766 BUSINESS ADDRESS: STREET 1: 2200 PENNSYLVANIA AVENUE NW STREET 2: SUITE 800W CITY: WASHINGTON STATE: DC ZIP: 20037 BUSINESS PHONE: 2028280850 MAIL ADDRESS: STREET 1: 2200 PENNSYLVANIA AVENUE NW STREET 2: SUITE 800W CITY: WASHINGTON STATE: DC ZIP: 20037 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-02-10 0 0001420800 Colfax CORP CFX 0001015014 RALES MITCHELL P 2200 PENNSYLVANIA AVENUE, NW, SUITE 800W WASHINGTON DC 20037 1 0 0 0 Common Stock, par value $.001 2015-02-10 4 P 0 455000 46.12 A 455000 I By Colfax Capital Corporation Common Stock, par value $.001 2015-02-11 4 P 0 45000 47.62 A 500000 I By Colfax Capital Corporation Common Stock, par value $.001 10311261 D Common Stock, par value $.001 1000000 I Through the Mitchell P. Rales Family Trust Common Stock, par value $.001 19388 I By Capital Yield Corporation Common Stock, par value $.001 2700 I By MPR, as custodian for daughters Common Stock, par value $.001 11500 I By trust for daughter Common Stock, par value $.001 28000 I By spouse The price reported is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $45.98 to $46.66, inclusive. The reporting person undertakes to provide to Colfax Corporation, any security holder of Colfax Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (3). These shares are held by an entity of which Mitchell P. Rales and Steven M. Rales are the sole stockholders. The reporting person disclaims beneficial ownership of these securities to the extent that they are beneficially owned by Steven M. Rales. The price reported is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $47.26 to $47.76, inclusive. The reporting person is a trustee of the Mitchell P. Rales Family Trust. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Neither this filing nor anything contained herein shall be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 13 of the Securities Exchange Act of 1934 or otherwise. /s/ Mitchell P. Rales 2015-02-12