-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Appleczv/5V1o/bMTzUAZZCGr1FpZcm46Jvt7ZGFh7LFxWGVG2sAVb5WHUjFM1My zxxgdtJDpfFPPjQ9kw92bw== 0001005477-97-000089.txt : 19970129 0001005477-97-000089.hdr.sgml : 19970129 ACCESSION NUMBER: 0001005477-97-000089 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970128 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: OBJECT DESIGN INC CENTRAL INDEX KEY: 0001014955 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 020424252 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-48073 FILM NUMBER: 97511691 BUSINESS ADDRESS: STREET 1: 25 MALL RD CITY: BURLINGTON STATE: MA ZIP: 01803-4194 BUSINESS PHONE: 6176745000 MAIL ADDRESS: STREET 1: 25 MALL RD CITY: BURLINGTON STATE: MA ZIP: 01803-4194 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: INTERNATIONAL BUSINESS MACHINES CORP CENTRAL INDEX KEY: 0000051143 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER & OFFICE EQUIPMENT [3570] IRS NUMBER: 130871985 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: ONE OLD ORCHARD RD CITY: ARMONK STATE: NY ZIP: 10504 BUSINESS PHONE: 9147651900 MAIL ADDRESS: STREET 1: ONE OLD ORCHARD RD CITY: ARMONK STATE: NY ZIP: 10504 SC 13G 1 SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. __________)* OBJECT DESIGN, INC. - -------------------------------------------------------------------------------- (Name of Issuer) COMMON - -------------------------------------------------------------------------------- (Title of Class of Securities) - -------------------------------------------------------------------------------- (CUSIP Number) Check the following box if a fee is being paid with this statement |X|. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7). *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 4 pages CUSIP No. __________________ 13G Page ___ of ___ Pages ================================================================================ 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON International Business Machines Corporation EIN No. 13-0871985 - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |_| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF 3,323,746 SHARES ------------------------------------------------------------- 6 SHARED VOTING POWER BENEFICIALLY N/A OWNED BY -------------------------------------------------------------- 7 SOLE DISPOSITIVE POWER EACH 3,323,746 REPORTING -------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER PERSON WITH N/A - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,323,746 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* |_| - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 12.5% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* CO ================================================================================ *SEE INSTRUCTION BEFORE FILLING OUT! Page 2 of 4 pages SCHEDULE 13G FILED ON BEHALF OF INTERNATIONAL BUSINESS MACHINES CORPORATION REGARDING OBJECT DESIGN, INC. ITEM 1 (a) Name of Issuer: Object Design, Inc. (b) Address of Issuer: Principal Executive Offices: 25 Mall Road Burlington, MA 01803-4194 ITEM 2 (a) Name of Person Filing: International Business Machines Corporation (b) Address of Principal Business Office: Old Orchard Road Armonk, NY 10504 (c) Citizenship: New York, USA (d) Title of Class of Securities: Class A Common Stock (e) CUSIP Number: 459200-10-1 ITEM 3 Not Applicable ITEM 4 (a) Amount Beneficially Owned 3,323,746 Common Shares (b) Percent of Class 12.5% (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote 3,323,746 (ii) shared power to vote or to direct the vote N/A (iii) sole power to dispose or to direct the disposition of 3,323,746 (iv) shared power to dispose or to direct the disposition of N/A ITEM 5 Not Applicable ITEM 6 Not Applicable ITEM 7 Not Applicable ITEM 8 Not Applicable ITEM 9 Not Applicable ITEM 10 Signature After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. January 20, 1997 -------------------------------- Date /s/ John E. Hickey -------------------------------- Signature Name: John E. Hickey Title: Vice President, Secretary and Assistant General Counsel -----END PRIVACY-ENHANCED MESSAGE-----