Chief Financial Officer

0001213900-14-008269.txt : 20141114 0001213900-14-008269.hdr.sgml : 20141114 20141114163410 ACCESSION NUMBER: 0001213900-14-008269 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140930 FILED AS OF DATE: 20141114 DATE AS OF CHANGE: 20141114 EFFECTIVENESS DATE: 20141114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DINSMORE CAPITAL MANAGEMENT CO/NJ CENTRAL INDEX KEY: 0001014776 IRS NUMBER: 132668167 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05466 FILM NUMBER: 141224763 BUSINESS ADDRESS: STREET 1: 65 MADISON AVE STREET 2: STE 550 CITY: MORRISTOWN STATE: NJ ZIP: 07960 BUSINESS PHONE: 9736311177 MAIL ADDRESS: STREET 1: 65 MADISON AVE STREET 2: SUITE 550 CITY: MORRISTOWN STATE: NJ ZIP: 07960 FORMER COMPANY: FORMER CONFORMED NAME: DAVIS DINSMORE MANAGEMENT CO/NJ DATE OF NAME CHANGE: 19990325 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001014776 XXXXXXXX 09-30-2014 09-30-2014 false DINSMORE CAPITAL MANAGEMENT CO/NJ

65 Madison Ave Suite 550 Morristown NJ 07960

13F HOLDINGS REPORT 028-05466 N Gary I. Levine Chief Financial Officer 973-631-1177 /s/ Gary I. Levine Morristown NJ 11-14-2014 0 145 254247 INFORMATION TABLE 2 infotable.xml A.M. Castle & Co. CONV 148411AF8 876 800000 PRN SOLE 800000 0 0 Alaska Communications Systems CONV 01167PAE1 1638 2000000 PRN SOLE 2000000 0 0 Allscripts Healthcare Solutio CONV 01988PAD0 768 750000 PRN SOLE 750000 0 0 American Realty Capital Prop. CONV 02917TAA2 2005 2000000 PRN SOLE 2000000 0 0 AmTrust Financial Services, I CONV 032359AC5 1554 1000000 PRN SOLE 1000000 0 0 Array BioPharma Inc. CONV 04269XAA3 452 500000 PRN SOLE 500000 0 0 BlackRock Kelso Capital Corp. CONV 092533AB4 1552 1500000 PRN SOLE 1500000 0 0 Bottomline Technologies, Inc. CONV 101388AA4 1969 1750000 PRN SOLE 1750000 0 0 Bristow Group Inc. CONV 110394AC7 1203 1111000 PRN SOLE 1111000 0 0 Cardtronics, Inc. CONV 14161HAF5 1202 1250000 PRN SOLE 1250000 0 0 Carriage Services, Inc. CONV 143905AL1 2098 2000000 PRN SOLE 2000000 0 0 Cepheid CONV 15670RAB3 1580 1600000 PRN SOLE 1600000 0 0 Chart Industries, Inc. CONV 16115QAC4 1769 1500000 PRN SOLE 1500000 0 0 Chiquita Brands International CONV 170032AT3 1409 1400000 PRN SOLE 1400000 0 0 Clean Energy Fuels Corp. CONV 184499AB7 892 1000000 PRN SOLE 1000000 0 0 Colony Financial, Inc. CONV 19624RAA4 2622 2500000 PRN SOLE 2500000 0 0 CSG Systems International, In CONV 126349AC3 2712 2150000 PRN SOLE 2150000 0 0 Cubist Pharmaceuticals, Inc. CONV 229678AH0 2453 2200000 PRN SOLE 2200000 0 0 Depomed, Inc. CONV 249908AA2 636 600000 PRN SOLE 600000 0 0 Emergent BioSolutions Inc. CONV 29089QAA3 1632 1600000 PRN SOLE 1600000 0 0 Encore Capital Group, Inc. CONV 292554AF9 2588 2250000 PRN SOLE 2250000 0 0 EnerNOC, INC. CONV 292764AA5 943 1000000 PRN SOLE 1000000 0 0 Equinix Inc. CONV 29444UAH9 3860 1500000 PRN SOLE 1500000 0 0 Exelixis, Inc. CONV 30161QAC8 1016 1750000 PRN SOLE 1750000 0 0 Forest City Enterprises, Inc. CONV 345550AR8 2080 2000000 PRN SOLE 2000000 0 0 FXCM Inc. CONV 302693AB2 2094 2000000 PRN SOLE 2000000 0 0 Gilead Sciences, Inc. CONV 375558AP8 8493 1800000 PRN SOLE 1800000 0 0 Goodrich Petroleum Corp. CONV 382410AG3 1102 1035000 PRN SOLE 1035000 0 0 GT Advanced Technologies Inc. CONV 36191UAB2 2155 1850000 PRN SOLE 1850000 0 0 Hawaiian Holdings, Inc. CONV 419879AD3 3120 1750000 PRN SOLE 1750000 0 0 Hornbeck Offshore Services, I CONV 440543AN6 996 1000000 PRN SOLE 1000000 0 0 IAS Operating Partnership LP CONV 44927XAA3 968 1000000 PRN SOLE 1000000 0 0 Iconix Brand Group, Inc. CONV 451055AE7 1935 1500000 PRN SOLE 1500000 0 0 Iconix Brand Group, Inc. CONV 451055AF4 1959 1500000 PRN SOLE 1500000 0 0 Illumina, Inc. CONV 452327AD1 2005 1000000 PRN SOLE 1000000 0 0 Illumina, Inc. CONV 452327AG4 1077 1000000 PRN SOLE 1000000 0 0 Incyte Corp. CONV 45337CAL6 2480 2000000 PRN SOLE 2000000 0 0 Infinera Corp. CONV 45667GAB9 1411 1250000 PRN SOLE 1250000 0 0 InterDigital, Inc. CONV 458660AB3 1287 1250000 PRN SOLE 1250000 0 0 InvenSense, Inc. CONV 46123DAA4 2792 2500000 PRN SOLE 2500000 0 0 Jarden Corp. CONV 471109AH1 1719 1250000 PRN SOLE 1250000 0 0 Jarden Corp. CONV 471109AK4 1514 1500000 PRN SOLE 1500000 0 0 JinkoSolar Holding Co., Ltd. CONV 47759TAB6 982 1000000 PRN SOLE 1000000 0 0 Kaiser Aluminum Corp. CONV 483007AB6 1605 1000000 PRN SOLE 1000000 0 0 Kaman Corp. CONV 483548AD5 1926 1500000 PRN SOLE 1500000 0 0 Lexington Realty Trust CONV 529043AA9 883 600000 PRN SOLE 600000 0 0 Liberty Media Corp. CONV 531229AA0 1708 1750000 PRN SOLE 1750000 0 0 Mentor Graphics Corp. CONV 587200AK2 3250 2750000 PRN SOLE 2750000 0 0 MercadoLibre, Inc. CONV 58733RAA0 1092 1000000 PRN SOLE 1000000 0 0 Merrimack Pharmaceuticals, In CONV 590328AA8 755 500000 PRN SOLE 500000 0 0 MGM Resorts International CONV 55303QAE0 1232 1000000 PRN SOLE 1000000 0 0 Micron Technology, Inc. CONV 595112AY9 5278 4000000 PRN SOLE 4000000 0 0 Molina Healthcare Inc. CONV 60855RAC4 2980 2500000 PRN SOLE 2500000 0 0 Mylan Inc. CONV 628530AJ6 3445 1000000 PRN SOLE 1000000 0 0 NQ Mobile Inc. CONV 64118UAA6 746 1000000 PRN SOLE 1000000 0 0 Nuance Communications, Inc. CONV 67020YAF7 3472 3500000 PRN SOLE 3500000 0 0 NVIDIA Corp. CONV 67066GAB0 1381 1250000 PRN SOLE 1250000 0 0 OPKO Health Inc. CONV 68375NAA1 1062 800000 PRN SOLE 800000 0 0 Photronics, Inc. CONV 719405AH5 2114 2000000 PRN SOLE 2000000 0 0 Portfolio Recovery Associates CONV 73640QAA3 1096 1000000 PRN SOLE 1000000 0 0 Proofpoint, Inc. CONV 743424AA1 2279 1900000 PRN SOLE 1900000 0 0 RAIT Financial Trust CONV 749227AB0 942 1000000 PRN SOLE 1000000 0 0 Regeneron Pharmaceuticals, In CONV 75886FAD9 2105 500000 PRN SOLE 500000 0 0 Royal Gold, Inc. CONV 780287AA6 627 600000 PRN SOLE 600000 0 0 RTI International Metals, Inc CONV 74973WAA5 1236 1200000 PRN SOLE 1200000 0 0 RTI International Metals, Inc CONV 74973WAB3 965 1000000 PRN SOLE 1000000 0 0 Rudolph Technologies Inc. CONV 781268AA5 1044 1000000 PRN SOLE 1000000 0 0 Salix Pharmaceuticals, Ltd. CONV 795435AC0 2011 600000 PRN SOLE 600000 0 0 Salix Pharmaceuticals, Ltd. CONV 795435AE6 1448 600000 PRN SOLE 600000 0 0 SanDisk Corp. CONV 80004CAE1 608 500000 PRN SOLE 500000 0 0 Ship Finance International Lt CONV G81075AE6 1363 1250000 PRN SOLE 1250000 0 0 SolarCity Corp. CONV 83416TAA8 912 750000 PRN SOLE 750000 0 0 SolarCity Corp. CONV 83416TAB6 987 1000000 PRN SOLE 1000000 0 0 Spansion LLC CONV 84649PAL9 1736 1000000 PRN SOLE 1000000 0 0 Spirit Realty Capital, Inc. CONV 84860WAB8 980 1000000 PRN SOLE 1000000 0 0 SunEdison, Inc. CONV 86732YAB5 772 500000 PRN SOLE 500000 0 0 SunEdison, Inc. CONV 86732YAE9 756 750000 PRN SOLE 750000 0 0 SunPower Corp. CONV 867652AH2 2759 2500000 PRN SOLE 2500000 0 0 Synchronoss Technologies, Inc CONV 87157BAA1 1649 1500000 PRN SOLE 1500000 0 0 Take-Two Interactive Software CONV 874054AC3 2688 2000000 PRN SOLE 2000000 0 0 TeleCommunication Systems, In CONV 87929JAC7 1991 2000000 PRN SOLE 2000000 0 0 Tesla Motors, Inc. CONV 88160RAC5 674 700000 PRN SOLE 700000 0 0 The Priceline Group Inc. CONV 741503AQ9 4058 3000000 PRN SOLE 3000000 0 0 The Spectranetics Corp. CONV 84760CAA5 570 500000 PRN SOLE 500000 0 0 TiVo Inc. CONV 888706AE8 981 1000000 PRN SOLE 1000000 0 0 Twitter, Inc. CONV 90184LAC6 973 1000000 PRN SOLE 1000000 0 0 Verint Systems Inc. CONV 92343XAA8 2742 2500000 PRN SOLE 2500000 0 0 Violin Memory, Inc. CONV 92763AAA9 1041 1000000 PRN SOLE 1000000 0 0 Web.com Group, Inc. CONV 94733AAA2 2537 2750000 PRN SOLE 2750000 0 0 Xilinx, Inc. CONV 983919AF8 1506 1000000 PRN SOLE 1000000 0 0 Yahoo! Inc. CONV 984332AE6 1042 1000000 PRN SOLE 1000000 0 0 Amerivon Holdings LLC PFD CV 898873104 33 545456 SH SOLE 545456 0 0 Amerivon Holdings LLC PFD CV 898876107 1527 1311586 SH SOLE 1311586 0 0 Bank of America Corp. PFD CV 060505682 3913 3400 SH SOLE 3400 0 0 Bunge Ltd. PFD CV G16962204 1625 15000 SH SOLE 15000 0 0 Chesapeake Energy Corp. PFD CV 165167768 3488 3100 SH SOLE 3100 0 0 Halcon Resources Corp. PFD CV 40537Q407 860 1000 SH SOLE 1000 0 0 Health Care REIT, Inc. PFD CV 42217K601 2300 40000 SH SOLE 40000 0 0 Huntington Bancshares, Inc. PFD CV 446150401 3338 2500 SH SOLE 2500 0 0 NY Community Capital Trust V PFD CV 64944P307 2316 48000 SH SOLE 48000 0 0 Post Holdings, Inc. PFD CV 737446203 1439 16600 SH SOLE 16600 0 0 Post Holdings, Inc. PFD CV 737446500 725 10000 SH SOLE 10000 0 0 Stanley Black & Decker, Inc. PFD CV 854502804 2258 20000 SH SOLE 20000 0 0 Wells Fargo & Co. PFD CV 949746804 3609 3000 SH SOLE 3000 0 0 American Tower Corp. PFD CV 03027X308 2205 20250 SH SOLE 20250 0 0 AmSurg Corp. PFD CV 03232P504 2592 24500 SH SOLE 24500 0 0 Crown Castle International Co PFD CV 228227500 3379 32500 SH SOLE 32500 0 0 Dominion Resources, Inc. PFD CV 25746U703 1395 25000 SH SOLE 25000 0 0 Dominion Resources, Inc. PFD CV 25746U885 1397 25000 SH SOLE 25000 0 0 Genesee & Wyoming, Inc. PFD CV 371559204 2489 20000 SH SOLE 20000 0 0 Maiden Holdings, Ltd. PFD CV G5753U203 2021 45000 SH SOLE 45000 0 0 NextEra Energy, Inc. PFD CV 65339F861 3203 60000 SH SOLE 60000 0 0 NextEra Energy, Inc. PFD CV 65339F887 1189 20000 SH SOLE 20000 0 0 Post Holdings, Inc. PFD CV 737446609 390 5000 SH SOLE 5000 0 0 Tyson Foods, Inc. PFD CV 902494301 999 20000 SH SOLE 20000 0 0 United Technologies Corp. PFD CV 913017117 4714 80000 SH SOLE 80000 0 0 Weyerhaeuser Co. PFD CV 962166872 3269 60000 SH SOLE 60000 0 0 AbbVie Inc. COM 00287Y109 1463 25000 SH SOLE 25000 0 0 American Tower Corp. COM 03027X100 1123 12000 SH SOLE 12000 0 0 AT&T Inc. COM 00206R102 2466 70000 SH SOLE 70000 0 0 B&G Foods, Inc. COM 05508R106 687 25000 SH SOLE 25000 0 0 BlackRock Kelso Capital Corp. COM 092533108 1128 131034 SH SOLE 131034 0 0 Church & Dwight Co., Inc. COM 171340102 1414 20000 SH SOLE 20000 0 0 Citigroup Inc. COM 172967424 1017 19546 SH SOLE 19546 0 0 ConAgra Foods, Inc. COM 205887102 1484 45000 SH SOLE 45000 0 0 ConocoPhillips COM 20825C104 2085 26782 SH SOLE 26782 0 0 Eli Lilly & Co. COM 532457108 980 15000 SH SOLE 15000 0 0 EMC Corp. COM 268648102 2018 70000 SH SOLE 70000 0 0 Ford Motor Co. COM 345370860 1511 100000 SH SOLE 100000 0 0 General Electric Co. COM 369604103 1271 50000 SH SOLE 50000 0 0 Halcon Resources Corp. COM 40537Q209 23 5548 SH SOLE 5548 0 0 Intel Corp. COM 458140100 1047 30000 SH SOLE 30000 0 0 Invesco Mortgage Capital Inc. COM 46131B100 940 58700 SH SOLE 58700 0 0 Kinder Morgan, Inc. COM 49456B101 1734 45000 SH SOLE 45000 0 0 Merck & Co., Inc. COM 58933Y105 1346 22651 SH SOLE 22651 0 0 MetLife, Inc. COM 59156R108 1448 26855 SH SOLE 26855 0 0 Microsoft Corp. COM 594918104 1328 28600 SH SOLE 28600 0 0 Pfizer Inc. COM 717081103 1191 40000 SH SOLE 40000 0 0 Roche Holdings Ltd. COM 771195104 830 22500 SH SOLE 22500 0 0 SBA Communications Corp. COM 78388J106 2270 20500 SH SOLE 20500 0 0 Stratasys Ltd. COM M85548101 1222 10000 SH SOLE 10000 0 0 Verizon Communications Inc. COM 92343V104 1754 35260 SH SOLE 35260 0 0 Vodafone Group Plc (ADR) COM 92857W308 1709 50909 SH SOLE 50909 0 0 Walt Disney Co. COM 254687106 1332 15000 SH SOLE 15000 0 0 Wells Fargo & Co. COM 949746101 1148 22200 SH SOLE 22200 0 0